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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jun-20 4:07 PM View:  | Immersion Corp. (IMMR) | 12-Jun-20 | Grant | 18,543 | -- | -- | 439% 4.22K to 22.76K | |
| 27-Mar-20 7:33 PM View: | Immersion Corp. (IMMR) | 09-Mar-20 | Grant | 4,220 | -- | -- | 100% 0 to 4.22K | |
| 17-May-19 4:38 PM View: | Maxwell Technologies Inc. (MXWL) | 16-May-19 | Disposition (change in control) | 1,047,710 | -- | -- | (100%) 1.05M to 0 | |
| 13-Aug-18 4:04 PM View: | Maxwell Technologies Inc. (MXWL) | 10-Aug-18 | Market Purchase | 400,000 | $3.25 | $1,300,000.00 | 62% 647.71K to 1.05M | 36% |
| 15-May-18 4:51 PM View: | Maxwell Technologies Inc. (MXWL) | 11-May-18 | Payment of Exercise | 3,603 | $5.55 | $19,996.70 | (< 1%) 651.32K to 647.71K | 21% |
| 15-May-18 4:51 PM View: | Maxwell Technologies Inc. (MXWL) | 11-May-18 | Option Exercise | 10,000 | -- | -- | 2% 641.32K to 651.32K | |
| 14-Mar-18 4:35 PM View: | Maxwell Technologies Inc. (MXWL) | 13-Mar-18 | Option Exercise | 12,790 | -- | -- | 2% 632.95K to 645.74K | |
| 14-Mar-18 4:35 PM View: | Maxwell Technologies Inc. (MXWL) | 13-Mar-18 | Market Option Sale | 4,502 | $5.95 | $26,786.90 | (< 1%) 645.74K to 641.24K | 26% |
| 22-Feb-18 8:45 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Grant | 91,680 | -- | -- | 17% 538.59K to 630.27K | |
| 22-Feb-18 8:45 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Payment of Exercise | 50,337 | $5.89 | $296,485.00 | (7%) 683.28K to 632.95K | 25% |
| 22-Feb-18 8:45 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Option Exercise | 53,013 | -- | -- | 8% 630.27K to 683.28K | |
| 15-Nov-17 4:33 PM View: | Maxwell Technologies Inc. (MXWL) | 14-Nov-17 | Market Purchase | 124,820 | $5.13 | $640,189.00 | 30% 413.77K to 538.59K | (14%) |
| 15-Nov-17 4:33 PM View: | Maxwell Technologies Inc. (MXWL) | 13-Nov-17 | Market Purchase | 105,180 | $4.80 | $505,011.00 | 34% 308.59K to 413.77K | (8%) |
| 17-Jul-17 4:34 PM View: | Maxwell Technologies Inc. (MXWL) | 13-Jul-17 | Grant | 42,662 | -- | -- | 16% 265.93K to 308.59K | |
| 16-May-17 6:34 PM View: | Maxwell Technologies Inc. (MXWL) | 12-May-17 | Option Exercise | 45,903 | -- | -- | 21% 220.03K to 265.93K | |
| 06-Mar-17 8:02 PM View: | Maxwell Technologies Inc. (MXWL) | 02-Mar-17 | Option Exercise | 1,983 | -- | -- | < 1% 218.04K to 220.03K | |
| 04-Nov-16 4:03 PM View: | Maxwell Technologies Inc. (MXWL) | 02-Nov-16 | Option Exercise | 15,254 | -- | -- | 8% 202.79K to 218.04K | |
| 10-May-16 6:14 PM View: | Maxwell Technologies Inc. (MXWL) | 06-May-16 | Option Exercise | 22,790 | -- | -- | 13% 180.0K to 202.79K | |
| 04-Aug-15 6:11 PM View: | Maxwell Technologies Inc. (MXWL) | 03-Aug-15 | Market Purchase | 150,000 | $4.48 | $672,000.00 | 500% 30.0K to 180.0K | (2%) |
| 04-May-15 6:01 PM View: | Maxwell Technologies Inc. (MXWL) | 01-May-15 | Option Exercise | 10,000 | -- | -- | 50% 20.0K to 30.0K | |
| 04-Mar-15 6:14 PM View: | Maxwell Technologies Inc. (MXWL) | 03-Mar-15 | Market Purchase | 20,000 | $7.33 | $146,630.00 | 100% 0 to 20.0K | (40%) |
| 18-Jul-06 5:36 PM View: | Freescale Semiconductor Inc (FSL) | 16-Jul-06 | Payment of Exercise | 2,116 | $27.00 | $57,132.00 | (2%) 119.15K to 117.04K | |
| 15-May-06 6:03 PM View: | Freescale Semiconductor Inc (FSL) | 11-May-06 | Payment of Exercise | 1,654 | $30.90 | $51,108.60 | (1%) 120.81K to 119.15K | |
| 26-Apr-06 5:06 PM View: | Freescale Semiconductor Inc (FSL) | 24-Apr-06 | Grant | 28,552 | -- | -- | 31% 92.25K to 120.81K | |
| 03-Nov-05 5:06 PM View: | Freescale Semiconductor Inc (FSL) | 01-Nov-05 | Payment of Exercise | 495 | $23.57 | $11,667.10 | (< 1%) 92.75K to 92.25K | |
| 19-Jul-05 7:22 PM View: | Freescale Semiconductor Inc (FSL) | 18-Jul-05 | Payment of Exercise | 2,116 | $25.08 | $53,069.30 | (2%) 94.69K to 92.57K | |
| 19-Jul-05 7:22 PM View: | Freescale Semiconductor Inc (FSL) | 18-Jul-05 | Payment of Exercise | 2,116 | $25.08 | $53,069.30 | (2%) 94.69K to 92.57K | |
| 13-May-05 5:26 PM View: | Freescale Semiconductor Inc (FSL) | 11-May-05 | Grant | 42,405 | -- | -- | 81% 52.28K to 94.69K | |
| 09-Mar-05 4:51 PM View: | Freescale Semiconductor Inc (FSL) | 03-Mar-05 | Grant | 9,402 | -- | -- | 21% 44.95K to 54.35K | |
| 10-Mar-06 4:41 PM View: | Freescale Semiconductor Inc (FSL) | 21-Jan-05 | Disposition (other) | 676 | $16.60 | $11,227.30 | (33%) 2.07K to 1.4K | |
| 07-Dec-04 8:33 PM View: | Freescale Semiconductor Inc (FSL) | 03-Dec-04 | Grant | 10,879 | -- | -- | 525% 2.07K to 12.95K | |
| 07-Dec-04 8:33 PM View: | Freescale Semiconductor Inc (FSL) | 02-Dec-04 | Acquisition (other) | 2,072 | -- | -- | (417767%) 0 to 2.07K | |
| 20-Jul-04 3:19 PM View: | Freescale Semiconductor Inc (FSL) | 16-Jul-04 | Grant | 32,000 | -- | -- | 100% 0 to 32.0K |