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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jan-09 6:27 PM View:  | Tennenbaum Opportunities Fu... (N/A) | 05-Jan-09 | Purchase | 3 | $7,389.15 | $20,000.20 | 24% 11 to 14 | |
| 10-Oct-08 7:55 PM View: | Tennenbaum Opportunities Fu... (N/A) | 08-Oct-08 | Purchase | 2 | $10,697.50 | $20,000.10 | 20% 9 to 11 | |
| 04-Aug-08 7:59 PM View: | Tennenbaum Opportunities Fu... (N/A) | 31-Jul-08 | Purchase | 1 | $14,080.80 | $20,000.40 | 17% 8 to 10 | |
| 02-Jan-08 7:11 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Dec-07 | Purchase | 1 | $15,218.40 | $20,000.00 | 20% 6 to 8 | |
| 03-Dec-07 8:39 PM View: | Tennenbaum Opportunities Fu... (N/A) | 29-Nov-07 | Purchase | 1 | $15,343.50 | $20,000.30 | 23% 5 to 7 | |
| 31-Jul-07 9:20 PM View: | Tennenbaum Opportunities Fu... (N/A) | 27-Jul-07 | Purchase | 2 | $16,289.90 | $39,999.80 | 69% 3 to 6 | |
| 02-Jul-07 9:57 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Jun-07 | Purchase | 1 | $18,270.20 | $20,000.40 | 57% 1 to 3 | |
| 27-Apr-07 8:23 PM View: | Tennenbaum Opportunities Fu... (N/A) | 22-Feb-07 | Purchase | 2 | $20,279.50 | $39,999.20 | 7146% 0 to 2 | |
| 24-May-06 8:06 PM View: | Special Value Opportunities... (N/A) | 22-May-06 | Purchase | 2 | $20,191.50 | $31,256.50 | 35% 4 to 6 | |
| 23-Feb-06 7:22 PM View: | Special Value Opportunities... (N/A) | 21-Feb-06 | Purchase | 1 | $20,130.10 | $18,761.20 | 23% 4 to 5 | |
| 01-Nov-05 8:40 PM View: | Special Value Opportunities... (N/A) | 28-Oct-05 | Purchase | 1 | $19,450.80 | $18,731.10 | 32% 3 to 4 | |
| 03-May-05 4:03 PM View: | Special Value Opportunities... (N/A) | 29-Apr-05 | Purchase | 1 | $18,412.10 | $12,501.80 | 29% 2 to 3 | |
| 17-Nov-04 4:31 PM View: | Special Value Opportunities... (N/A) | 15-Nov-04 | Purchase | 1 | $17,914.70 | $18,756.70 | 110% 0 to 2 |