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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Dec-21 4:09 PM View:  | Rivernorth/doubleline Strat... (OPP) | 27-Dec-21 | Purchase | 2,020 | $24.80 | $50,096.00 | 100% 0 to 2.02K | |
| 15-Nov-21 5:09 PM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-21 | Market Purchase | 344 | $16.81 | $5,782.64 | 33% 1.03K to 1.38K | < 1% |
| 08-Oct-21 5:21 PM View: | Rivernorth/doubleline Strat... (OPP) | 05-Oct-21 | Disposition | 355 | -- | -- | (20%) 1.77K to 1.42K | |
| 08-Oct-21 5:21 PM View: | Rivernorth/doubleline Strat... (OPP) | 05-Oct-21 | Purchase | 355 | $14.48 | $5,140.40 | 25% 1.42K to 1.77K | |
| 08-Oct-21 5:21 PM View: | Rivernorth/doubleline Strat... (OPP) | 13-Sep-21 | Grant | 355 | -- | -- | 100% 0 to 0.35K | |
| 20-Nov-20 1:56 PM View: | Rivernorth/doubleline Strat... (OPP) | 19-Nov-20 | Private Purchase | 1,065 | $14.10 | $15,016.50 | 100% 0 to 1.06K | |
| 09-Nov-20 10:57 AM View: | Rivernorth Opportunities Fu... (RIV) | 09-Nov-20 | Private Purchase | 258 | $14.08 | $3,632.64 | 33% 0.77K to 1.03K | |
| 17-Aug-20 8:44 PM View: | Rivernorth Flexible Municip... (RFM) | 14-Aug-20 | Purchase | 530 | $20.65 | $10,944.50 | 100% 0 to 0.53K | |
| 28-Oct-19 10:54 AM View: | Rivernorth Opportunities Fu... (RIV) | 25-Oct-19 | Market Purchase | 194 | $16.60 | $3,220.40 | 33% 0.58K to 0.77K | 2% |
| 03-Jul-19 11:27 AM View: | Rivernorth Opportunities Fu... (RIV) | 02-Jul-19 | Market Purchase | 580 | $17.20 | $9,973.27 | 100% 0 to 0.58K | (1%) |
| 08-Jul-19 11:53 AM View: | Rivernorth Opportunistic Mu... (RMI) | 02-Jul-19 | Market Purchase | 465 | $21.40 | $9,951.00 | 100% 0 to 0.47K | < 1% |
| 16-Feb-06 12:16 PM View: | Calamos Asset Management Inc. (CLMS) | 15-Feb-06 | Grant | 1,412 | -- | -- | 8% 17.16K to 18.57K | |
| 17-Feb-05 11:46 AM View: | Calamos Asset Management Inc. (CLMS) | 15-Feb-05 | Grant | 9,600 | -- | -- | 158% 6.06K to 15.66K | |
| 04-Nov-04 11:40 AM View: | Calamos Asset Management Inc. (CLMS) | 02-Nov-04 | Private Purchase | 1,500 | $18.00 | $27,000.00 | 100% 0 to 1.5K | |
| 01-Nov-04 6:30 PM View: | Calamos Asset Management Inc. (CLMS) | 28-Oct-04 | Grant | 6,061 | -- | -- | 100% 0 to 6.06K |