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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Apr-24 7:57 PM View:  | Cathay General Bancorp (CATY) | 01-Apr-24 | Payment of Exercise | 5,373 | $36.91 | $198,317.00 | (9%) 56.9K to 51.53K | |
| 03-Apr-24 7:57 PM View: | Cathay General Bancorp (CATY) | 01-Apr-24 | Option Exercise | 15,054 | -- | -- | 36% 41.85K to 56.9K | |
| 07-Nov-23 7:32 PM View: | Cathay General Bancorp (CATY) | 03-Nov-23 | Sale | 6,000 | $37.42 | $224,543.00 | (13%) 47.85K to 41.85K | |
| 05-Apr-23 5:24 PM View: | Cathay General Bancorp (CATY) | 03-Apr-23 | Payment of Exercise | 6,876 | $34.21 | $235,228.00 | (13%) 54.73K to 47.85K | |
| 05-Apr-23 5:24 PM View: | Cathay General Bancorp (CATY) | 03-Apr-23 | Option Exercise | 19,841 | -- | -- | 57% 34.88K to 54.73K | |
| 02-Aug-22 6:27 PM View: | Cathay General Bancorp (CATY) | 29-Jul-22 | Market Sale | 6,000 | $41.33 | $247,980.00 | (15%) 40.88K to 34.88K | (12%) |
| 01-Apr-22 9:35 PM View: | Cathay General Bancorp (CATY) | 01-Apr-22 | Payment of Exercise | 3,872 | $44.52 | $172,381.00 | (9%) 44.76K to 40.88K | |
| 01-Apr-22 9:35 PM View: | Cathay General Bancorp (CATY) | 01-Apr-22 | Option Exercise | 11,194 | -- | -- | 33% 33.56K to 44.76K | |
| 03-Mar-22 7:01 PM View: | Cathay General Bancorp (CATY) | 03-Mar-22 | Payment of Exercise | 698 | $46.54 | $32,484.90 | (2%) 34.26K to 33.56K | |
| 03-Mar-22 7:01 PM View: | Cathay General Bancorp (CATY) | 03-Mar-22 | Option Exercise | 1,734 | -- | -- | 5% 32.53K to 34.26K | |
| 02-Nov-21 4:57 PM View: | Cathay General Bancorp (CATY) | 29-Oct-21 | Market Sale | 3,000 | $42.68 | $128,040.00 | (8%) 35.53K to 32.53K | (2%) |
| 05-Apr-21 6:34 PM View: | Cathay General Bancorp (CATY) | 01-Apr-21 | Option Exercise | 7,429 | -- | -- | 25% 29.51K to 36.94K | |
| 17-Mar-21 7:25 PM View: | Cathay General Bancorp (CATY) | 15-Mar-21 | Payment of Exercise | 457 | $43.37 | $19,820.10 | (1%) 31.12K to 30.67K | |
| 05-Apr-21 6:34 PM View: | Cathay General Bancorp (CATY) | 15-Mar-21 | Payment of Exercise | 2,570 | $41.48 | $106,604.00 | (7%) 38.1K to 35.53K | (< 1%) |
| 17-Mar-21 7:25 PM View: | Cathay General Bancorp (CATY) | 15-Mar-21 | Option Exercise | 1,319 | -- | -- | 4% 29.8K to 31.12K | |
| 11-Jun-20 5:23 PM View: | Cathay General Bancorp (CATY) | 09-Jun-20 | Market Sale | 4,986 | $30.52 | $152,173.00 | (14%) 34.79K to 29.8K | (20%) |
| 03-Apr-20 5:35 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Payment of Exercise | 5,035 | $21.68 | $109,159.00 | (13%) 39.83K to 34.79K | (67%) |
| 03-Apr-20 5:35 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Option Exercise | 14,557 | -- | -- | 58% 25.27K to 39.83K | |
| 25-Jul-19 5:07 PM View: | Cathay General Bancorp (CATY) | 23-Jul-19 | Market Sale | 3,400 | $36.21 | $123,114.00 | (12%) 28.67K to 25.27K | 3% |
| 13-Mar-19 7:31 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Payment of Exercise | 215 | $36.53 | $7,853.95 | (< 1%) 28.88K to 28.67K | 3% |
| 13-Mar-19 7:31 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Option Exercise | 621 | -- | -- | 2% 28.26K to 28.88K | |
| 08-Mar-19 6:13 PM View: | Cathay General Bancorp (CATY) | 06-Mar-19 | Market Sale | 4,200 | $37.92 | $159,264.00 | (13%) 32.46K to 28.26K | 6% |
| 05-Mar-19 6:41 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Payment of Exercise | 2,824 | $38.36 | $108,329.00 | (8%) 35.29K to 32.46K | 8% |
| 05-Mar-19 6:41 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Option Exercise | 8,166 | -- | -- | 30% 27.12K to 35.29K | |
| 06-Feb-19 1:46 PM View: | Cathay General Bancorp (CATY) | 04-Feb-19 | Market Sale | 900 | $37.61 | $33,853.00 | (3%) 28.02K to 27.12K | 5% |
| 03-Jan-19 5:32 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Payment of Exercise | 1,854 | $33.53 | $62,164.60 | (6%) 29.88K to 28.02K | (7%) |
| 03-Jan-19 5:32 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Option Exercise | 4,667 | -- | -- | 19% 25.21K to 29.88K | |
| 12-Mar-18 4:23 PM View: | Cathay General Bancorp (CATY) | 08-Mar-18 | Market Sale | 1,000 | $43.40 | $43,400.00 | (4%) 26.21K to 25.21K | 19% |
| 05-Mar-18 12:22 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Payment of Exercise | 2,329 | $41.22 | $96,001.40 | (8%) 28.54K to 26.21K | 15% |
| 05-Mar-18 12:22 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Option Exercise | 6,734 | -- | -- | 31% 21.8K to 28.54K | |
| 02-Feb-18 7:23 PM View: | Cathay General Bancorp (CATY) | 02-Feb-18 | Market Sale | 3,800 | $44.71 | $169,906.00 | (15%) 25.6K to 21.8K | 22% |
| 03-Jan-18 7:22 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Payment of Exercise | 3,766 | $42.64 | $160,582.00 | (13%) 29.37K to 25.6K | 18% |
| 03-Jan-18 7:22 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Option Exercise | 9,558 | -- | -- | 48% 19.81K to 29.37K | |
| 22-Feb-17 4:14 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Payment of Exercise | 10,019 | $39.42 | $394,949.00 | (25%) 39.83K to 29.81K | 14% |
| 22-Feb-17 4:14 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Option Exercise | 26,067 | -- | -- | 189% 13.76K to 39.83K | |
| 28-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Market Sale | 10,000 | $39.50 | $395,000.00 | (34%) 29.81K to 19.81K | 14% |
| 16-Mar-16 7:29 PM View: | Cathay General Bancorp (CATY) | 14-Mar-16 | Payment of Exercise | 886 | $28.47 | $25,224.40 | (6%) 14.65K to 13.76K | (18%) |
| 16-Mar-16 7:29 PM View: | Cathay General Bancorp (CATY) | 14-Mar-16 | Option Exercise | 2,035 | -- | -- | 16% 12.61K to 14.65K | |
| 08-Jun-15 2:52 PM View: | Cathay General Bancorp (CATY) | 05-Jun-15 | Option Exercise | 35,000 | $23.37 | $817,950.00 | 277% 12.61K to 47.61K | |
| 08-Jun-15 2:52 PM View: | Cathay General Bancorp (CATY) | 05-Jun-15 | Market Option Sale | 35,000 | $31.73 | $1,110,500.00 | (74%) 47.61K to 12.61K | (4%) |
| 23-Dec-14 2:53 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Payment of Exercise | 2,082 | $25.33 | $52,737.10 | (14%) 14.7K to 12.61K | (29%) |
| 23-Dec-14 2:53 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Option Exercise | 5,540 | -- | -- | 61% 9.16K to 14.7K | |
| 31-Oct-14 7:02 PM View: | Cathay General Bancorp (CATY) | 27-Oct-14 | Market Sale | 1,500 | $24.88 | $37,320.00 | (14%) 10.66K to 9.16K | (31%) |
| 12-May-14 2:58 PM View: | Cathay General Bancorp (CATY) | 08-May-14 | Payment of Exercise | 1,278 | $23.43 | $29,943.50 | (11%) 11.93K to 10.66K | (38%) |
| 12-May-14 2:58 PM View: | Cathay General Bancorp (CATY) | 08-May-14 | Option Exercise | 3,451 | -- | -- | 41% 8.48K to 11.93K | |
| 17-Dec-13 5:26 PM View: | Cathay General Bancorp (CATY) | 13-Dec-13 | Option Exercise | 4,744 | -- | -- | 127% 3.74K to 8.48K | |
| 25-Nov-13 2:17 PM View: | Cathay General Bancorp (CATY) | 21-Nov-13 | Market Sale | 1,700 | $25.87 | $43,972.20 | (31%) 5.44K to 3.74K | (25%) |
| 08-Nov-13 1:28 PM View: | Cathay General Bancorp (CATY) | 08-Nov-13 | Market Sale | 2,000 | $25.00 | $50,000.00 | (27%) 7.44K to 5.44K | (29%) |
| 16-Oct-13 3:02 PM View: | Cathay General Bancorp (CATY) | 11-Oct-13 | Grant | 72 | -- | -- | < 1% 7.37K to 7.44K | |
| 01-Oct-13 2:50 PM View: | Cathay General Bancorp (CATY) | 27-Sep-13 | Grant | 125 | -- | -- | 2% 7.24K to 7.37K |