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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-23 5:53 PM View:  | Xcel Energy Inc. (XEL) | 24-May-23 | Grant | 2,610 | -- | -- | 9% 27.55K to 30.16K | |
| 23-May-22 7:07 PM View: | Xcel Energy Inc. (XEL) | 19-May-22 | Grant | 2,136 | -- | -- | 9% 24.64K to 26.78K | |
| 24-May-21 6:39 PM View: | Xcel Energy Inc. (XEL) | 20-May-21 | Grant | 2,126 | -- | -- | 10% 21.89K to 24.01K | |
| 27-May-20 3:25 PM View: | Xcel Energy Inc. (XEL) | 22-May-20 | Grant | 2,485 | -- | -- | 13% 18.88K to 21.36K | |
| 01-May-18 5:30 PM View: | Regions Financial Corp. (RF) | 30-Apr-18 | Grant | 6,417 | -- | -- | 52% 12.31K to 18.73K | |
| 26-Apr-17 7:14 PM View: | Regions Financial Corp. (RF) | 25-Apr-17 | Grant | 8,297 | -- | -- | 207% 4.02K to 12.31K | |
| 09-Feb-17 9:51 AM View: | Xcel Energy Inc. (XEL) | 07-Feb-17 | Market Purchase | 1,000 | $41.45 | $41,447.00 | 100% 0 to 1.0K | 48% |
| 10-Nov-16 6:17 PM View: | Regions Financial Corp. (RF) | 08-Nov-16 | Grant | 4,017 | -- | -- | 100% 0 to 4.02K | |
| 21-Jul-15 7:41 PM View: | Mosaic Co. (MOS) | 19-Jul-15 | Grant | 22,825 | -- | -- | 12% 183.83K to 206.66K | |
| 21-Jul-15 7:41 PM View: | Mosaic Co. (MOS) | 19-Jul-15 | Payment of Exercise | 25,385 | $45.26 | $1,148,920.00 | (10%) 265.42K to 240.03K | 50% |
| 21-Jul-15 7:41 PM View: | Mosaic Co. (MOS) | 19-Jul-15 | Gift | 28,101 | -- | -- | 14% 206.66K to 234.76K | |
| 21-Jul-15 7:41 PM View: | Mosaic Co. (MOS) | 19-Jul-15 | Gift | 28,101 | -- | -- | (12%) 240.03K to 211.93K | |
| 21-Jul-15 7:41 PM View: | Mosaic Co. (MOS) | 19-Jul-15 | Option Exercise | 30,661 | -- | -- | 13% 234.76K to 265.42K | |
| 05-Dec-14 4:50 PM View: | Mosaic Co. (MOS) | 03-Dec-14 | Option Exercise | 61,114 | $18.23 | $1,113,980.00 | 33% 183.83K to 244.94K | |
| 05-Dec-14 4:50 PM View: | Mosaic Co. (MOS) | 03-Dec-14 | Market Option Sale (Planned) | 61,114 | $45.66 | $2,790,190.00 | (25%) 244.94K to 183.83K | 50% |
| 07-Oct-14 5:22 PM View: | Mosaic Co. (MOS) | 03-Oct-14 | Option Exercise | 61,116 | $17.00 | $1,038,670.00 | 33% 183.83K to 244.95K | |
| 04-Nov-14 5:32 PM View: | Mosaic Co. (MOS) | 03-Oct-14 | Option Exercise | 61,115 | $15.76 | $963,310.00 | 33% 183.83K to 244.94K | |
| 07-Oct-14 5:22 PM View: | Mosaic Co. (MOS) | 03-Oct-14 | Market Option Sale (Planned) | 61,116 | $42.51 | $2,598,270.00 | (25%) 244.95K to 183.83K | 46% |
| 04-Nov-14 5:32 PM View: | Mosaic Co. (MOS) | 03-Oct-14 | Market Option Sale (Planned) | 61,115 | $43.85 | $2,680,140.00 | (25%) 244.94K to 183.83K | 47% |
| 23-Jul-14 6:42 PM View: | Mosaic Co. (MOS) | 21-Jul-14 | Grant | 55,742 | -- | -- | 39% 143.58K to 199.32K | |
| 23-Jul-14 6:42 PM View: | Mosaic Co. (MOS) | 21-Jul-14 | Payment of Exercise | 36,260 | $47.23 | $1,712,560.00 | (14%) 260.34K to 224.08K | 51% |
| 23-Jul-14 6:42 PM View: | Mosaic Co. (MOS) | 21-Jul-14 | Gift | 40,250 | -- | -- | 20% 199.32K to 239.57K | |
| 23-Jul-14 6:42 PM View: | Mosaic Co. (MOS) | 21-Jul-14 | Gift | 40,250 | -- | -- | (18%) 224.08K to 183.83K | |
| 23-Jul-14 6:42 PM View: | Mosaic Co. (MOS) | 21-Jul-14 | Option Exercise | 20,768 | -- | -- | 9% 239.57K to 260.34K | |
| 11-Mar-14 6:34 PM View: | Mosaic Co. (MOS) | 06-Mar-14 | Gift | 143,580 | -- | -- | 100% 143.58K to 287.16K | |
| 11-Mar-14 6:34 PM View: | Mosaic Co. (MOS) | 06-Mar-14 | Gift | 143,580 | -- | -- | (50%) 287.16K to 143.58K | |
| 30-Jul-13 3:53 PM View: | Mosaic Co. (MOS) | 27-Jul-13 | Payment of Exercise | 18,579 | -- | -- | (11%) 162.16K to 143.58K | |
| 30-Jul-13 3:53 PM View: | Mosaic Co. (MOS) | 27-Jul-13 | Option Exercise | 43,401 | -- | -- | 37% 118.76K to 162.16K | |
| 31-Jul-12 5:21 PM View: | Mosaic Co. (MOS) | 27-Jul-12 | Payment of Exercise | 17,968 | $58.73 | $1,055,260.00 | (13%) 136.73K to 118.76K | 59% |
| 31-Jul-12 5:21 PM View: | Mosaic Co. (MOS) | 27-Jul-12 | Option Exercise | 45,524 | -- | -- | 50% 91.2K to 136.73K | |
| 02-Aug-11 5:15 PM View: | Mosaic Co. (MOS) | 31-Jul-11 | Payment of Exercise | 5,371 | $70.72 | $379,837.00 | (6%) 96.57K to 91.2K | 66% |
| 02-Aug-11 5:15 PM View: | Mosaic Co. (MOS) | 31-Jul-11 | Option Exercise | 12,578 | -- | -- | 15% 84.0K to 96.57K | |
| 26-Jan-11 12:08 PM View: | Mosaic Co. (MOS) | 25-Jan-11 | Option Exercise | 52,000 | $15.45 | $803,400.00 | 62% 84.0K to 136.0K | |
| 26-Jan-11 12:08 PM View: | Mosaic Co. (MOS) | 25-Jan-11 | Market Option Sale | 52,000 | $74.61 | $3,879,510.00 | (38%) 136.0K to 84.0K | 67% |
| 04-Aug-10 5:22 PM View: | Mosaic Co. (MOS) | 02-Aug-10 | Payment of Exercise | 14,934 | $49.39 | $737,590.00 | (15%) 98.93K to 84.0K | 51% |
| 04-Aug-10 5:22 PM View: | Mosaic Co. (MOS) | 02-Aug-10 | Option Exercise | 34,974 | -- | -- | 55% 63.95K to 98.93K | |
| 03-Feb-10 1:01 PM View: | Mosaic Co. (MOS) | 01-Feb-10 | Payment of Exercise | 8,253 | $56.27 | $464,396.00 | (11%) 72.21K to 63.95K | 57% |
| 03-Feb-10 1:01 PM View: | Mosaic Co. (MOS) | 01-Feb-10 | Option Exercise | 21,739 | -- | -- | 43% 50.47K to 72.21K | |
| 08-Oct-09 2:46 PM View: | Mosaic Co. (MOS) | 06-Oct-09 | Payment of Exercise | 2,637 | $47.89 | $126,286.00 | (5%) 53.11K to 50.47K | 48% |
| 08-Oct-09 2:46 PM View: | Mosaic Co. (MOS) | 06-Oct-09 | Option Exercise | 6,174 | -- | -- | 13% 46.93K to 53.11K | |
| 06-Aug-09 11:52 AM View: | Mosaic Co. (MOS) | 04-Aug-09 | Payment of Exercise | 27,742 | $53.68 | $1,489,190.00 | (37%) 74.67K to 46.93K | 53% |
| 06-Aug-09 11:52 AM View: | Mosaic Co. (MOS) | 04-Aug-09 | Option Exercise | 67,752 | -- | -- | 979% 6.92K to 74.67K | |
| 04-Aug-08 9:42 AM View: | Mosaic Co. (MOS) | 01-Aug-08 | Option Exercise | 3,470 | -- | -- | 101% 3.45K to 6.92K | |
| 04-Dec-07 7:06 PM View: | Mosaic Co. (MOS) | 30-Nov-07 | Option Exercise | 3,452 | -- | -- | 100% 0 to 3.45K |