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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Aug-23 5:11 PM View:  | Sientra, Inc. (SIEN) | 03-Aug-23 | Payment of Exercise | 561 | $3.86 | $2,165.46 | (1%) 47.52K to 46.96K | |
| 24-Mar-23 5:40 PM View: | Sientra, Inc. (SIEN) | 22-Mar-23 | Payment of Exercise | 2,718 | $1.38 | $3,750.84 | (1%) 255.25K to 252.53K | |
| 04-Aug-22 5:41 PM View: | Sientra, Inc. (SIEN) | 03-Aug-22 | Payment of Exercise | 6,201 | $0.93 | $5,766.93 | (2%) 261.45K to 255.25K | |
| 06-Apr-22 3:10 PM View: | Sientra, Inc. (SIEN) | 04-Apr-22 | Payment of Exercise | 5,159 | $2.17 | $11,195.00 | (2%) 266.61K to 261.45K | |
| 18-Mar-22 7:58 PM View: | Sientra, Inc. (SIEN) | 16-Mar-22 | Grant | 200,000 | -- | -- | 300% 66.61K to 266.61K | |
| 07-Feb-22 5:47 PM View: | Sientra, Inc. (SIEN) | 03-Feb-22 | Grant | 15,000 | -- | -- | 29% 51.61K to 66.61K | |
| 25-Aug-21 8:05 PM View: | Sientra, Inc. (SIEN) | 23-Aug-21 | Market Purchase | 1,449 | $5.90 | $8,549.10 | 3% 50.16K to 51.61K | 5% |
| 12-Aug-21 8:36 PM View: | Sientra, Inc. (SIEN) | 12-Aug-21 | Market Purchase | 1,449 | $6.89 | $9,976.37 | 3% 48.72K to 50.16K | (< 1%) |
| 14-Jul-21 8:44 PM View: | Sientra, Inc. (SIEN) | 12-Jul-21 | Grant | 48,715 | -- | -- | 100% 0 to 48.72K | |
| 15-Mar-17 6:23 PM View: | Iteris, Inc. (ITI) | 13-Mar-17 | Market Sale | 10,000 | $5.00 | $50,000.00 | (100%) 10.0K to 0 | (15%) |
| 08-Sep-15 6:08 PM View: | Iteris, Inc. (ITI) | 04-Sep-15 | Market Purchase | 10,000 | $2.20 | $22,000.00 | 100% 0 to 10.0K | 161% |
| 04-Nov-14 8:11 PM View: | Smith Micro Software Inc. (SMSI) | 03-Nov-14 | Market Sale | 94,900 | $1.00 | $94,900.00 | (29%) 328.07K to 233.17K | (33%) |
| 31-Oct-14 5:42 PM View: | Smith Micro Software Inc. (SMSI) | 30-Oct-14 | Market Sale | 5,100 | $1.00 | $5,100.00 | (2%) 333.17K to 328.07K | (33%) |
| 24-Jul-14 11:25 AM View: | Smith Micro Software Inc. (SMSI) | 21-Jul-14 | Market Sale | 12,172 | $1.25 | $15,215.00 | (4%) 345.35K to 333.17K | (6%) |
| 10-Jul-14 8:21 PM View: | Smith Micro Software Inc. (SMSI) | 09-Jul-14 | Market Sale | 23,625 | $1.15 | $27,168.80 | (6%) 368.97K to 345.35K | (16%) |
| 10-Jul-14 8:21 PM View: | Smith Micro Software Inc. (SMSI) | 08-Jul-14 | Market Sale | 1,375 | $1.15 | $1,581.25 | (< 1%) 346.72K to 345.35K | (16%) |
| 02-Jul-14 6:02 PM View: | Smith Micro Software Inc. (SMSI) | 30-Jun-14 | Market Sale | 50,000 | $1.00 | $50,000.00 | (12%) 420.35K to 370.35K | (33%) |
| 16-Jun-14 7:47 PM View: | Smith Micro Software Inc. (SMSI) | 16-Jun-14 | Disposition | 19,360 | -- | -- | (4%) 439.71K to 420.35K | |
| 07-Mar-14 4:36 PM View: | Smith Micro Software Inc. (SMSI) | 06-Mar-14 | Disposition | 6,900 | -- | -- | (1%) 518.08K to 511.18K | |
| 20-Feb-14 5:42 PM View: | Smith Micro Software Inc. (SMSI) | 18-Feb-14 | Grant | 150,000 | -- | -- | 41% 368.08K to 518.08K | |
| 20-Dec-13 5:32 PM View: | Smith Micro Software Inc. (SMSI) | 20-Dec-13 | Disposition | 3,790 | $1.04 | $3,941.60 | (1%) 371.87K to 368.08K | |
| 09-Sep-13 6:48 PM View: | Smith Micro Software Inc. (SMSI) | 09-Sep-13 | Disposition | 2,843 | $1.11 | $3,155.73 | (< 1%) 374.71K to 371.87K | (20%) |
| 14-Jun-13 7:08 PM View: | Smith Micro Software Inc. (SMSI) | 14-Jun-13 | Disposition | 2,842 | $1.37 | $3,893.54 | (< 1%) 377.56K to 374.71K | |
| 13-Feb-13 6:03 PM View: | Smith Micro Software Inc. (SMSI) | 13-Feb-13 | Disposition | 8,450 | -- | -- | (2%) 386.01K to 377.56K | |
| 13-Feb-13 6:03 PM View: | Smith Micro Software Inc. (SMSI) | 11-Feb-13 | Grant | 150,000 | -- | -- | 64% 236.01K to 386.01K | |
| 18-May-12 5:18 PM View: | Smith Micro Software Inc. (SMSI) | 18-May-12 | Market Sale | 23,453 | $1.50 | $35,149.00 | (9%) 259.46K to 236.01K | 11% |
| 18-May-12 5:18 PM View: | Smith Micro Software Inc. (SMSI) | 17-May-12 | Market Sale | 16,547 | $1.59 | $26,327.90 | (7%) 252.55K to 236.01K | 16% |
| 15-Mar-12 7:36 PM View: | Smith Micro Software Inc. (SMSI) | 15-Mar-12 | Grant | 100,000 | -- | -- | 57% 176.01K to 276.01K | |
| 24-Feb-12 5:48 PM View: | Smith Micro Software Inc. (SMSI) | 22-Feb-12 | Disposition | 28,585 | -- | -- | (14%) 204.59K to 176.01K | |
| 20-May-11 6:21 PM View: | Smith Micro Software Inc. (SMSI) | 20-May-11 | Market Sale | 10,000 | $5.11 | $51,140.00 | (5%) 214.59K to 204.59K | 74% |
| 02-Mar-11 8:00 PM View: | Smith Micro Software Inc. (SMSI) | 01-Mar-11 | Market Sale | 25,000 | $9.13 | $228,225.00 | (10%) 239.59K to 214.59K | 85% |
| 02-Mar-11 8:00 PM View: | Smith Micro Software Inc. (SMSI) | 28-Feb-11 | Grant | 75,000 | -- | -- | 54% 139.59K to 214.59K | |
| 28-Feb-11 8:16 PM View: | Smith Micro Software Inc. (SMSI) | 24-Feb-11 | Disposition | 213 | -- | -- | (< 1%) 164.8K to 164.59K | |
| 10-Dec-10 5:53 PM View: | Smith Micro Software Inc. (SMSI) | 10-Dec-10 | Market Sale | 7,500 | $16.12 | $120,892.00 | (4%) 172.3K to 164.8K | 92% |
| 10-Dec-10 5:53 PM View: | Smith Micro Software Inc. (SMSI) | 08-Dec-10 | Market Sale | 12,000 | $15.11 | $181,321.00 | (7%) 176.8K to 164.8K | 91% |
| 10-Nov-10 6:40 PM View: | Smith Micro Software Inc. (SMSI) | 08-Nov-10 | Market Sale | 25,000 | $15.18 | $379,485.00 | (12%) 209.3K to 184.3K | 91% |
| 07-Jun-10 7:01 PM View: | Smith Micro Software Inc. (SMSI) | 04-Jun-10 | Market Sale | 5,000 | $10.40 | $52,000.00 | (2%) 214.3K to 209.3K | 87% |
| 14-May-10 6:16 PM View: | Smith Micro Software Inc. (SMSI) | 13-May-10 | Market Sale | 10,000 | $10.76 | $107,580.00 | (4%) 224.3K to 214.3K | 88% |
| 02-Mar-10 7:41 PM View: | Smith Micro Software Inc. (SMSI) | 01-Mar-10 | Market Sale | 30,000 | $8.94 | $268,098.00 | (12%) 254.3K to 224.3K | 85% |
| 26-Feb-10 4:58 PM View: | Smith Micro Software Inc. (SMSI) | 24-Feb-10 | Disposition | 696 | -- | -- | (< 1%) 255.0K to 254.3K | |
| 23-Feb-10 8:36 PM View: | Smith Micro Software Inc. (SMSI) | 19-Feb-10 | Grant | 75,000 | -- | -- | 42% 180.0K to 255.0K | |
| 07-Aug-09 8:17 PM View: | Smith Micro Software Inc. (SMSI) | 07-Aug-09 | Market Sale | 10,000 | $11.50 | $114,976.00 | (5%) 190.0K to 180.0K | 88% |
| 05-Jun-09 5:49 PM View: | Smith Micro Software Inc. (SMSI) | 04-Jun-09 | Market Sale | 25,000 | $10.34 | $258,570.00 | (12%) 215.0K to 190.0K | 87% |
| 15-May-09 7:28 PM View: | Smith Micro Software Inc. (SMSI) | 15-May-09 | Market Sale | 9,122 | $8.02 | $73,180.30 | (4%) 214.12K to 205.0K | 83% |
| 15-May-09 7:28 PM View: | Smith Micro Software Inc. (SMSI) | 14-May-09 | Market Sale | 5,878 | $8.00 | $47,038.70 | (3%) 210.88K to 205.0K | 83% |
| 18-Mar-09 6:55 PM View: | Smith Micro Software Inc. (SMSI) | 02-Mar-09 | Grant | 75,000 | -- | -- | 52% 145.0K to 220.0K | |
| 20-May-08 8:31 PM View: | Smith Micro Software Inc. (SMSI) | 16-May-08 | Grant | 75,000 | -- | -- | 107% 70.0K to 145.0K | |
| 10-Aug-07 8:06 PM View: | Smith Micro Software Inc. (SMSI) | 09-Aug-07 | Option Exercise | 12,500 | $4.95 | $61,875.00 | 18% 70.0K to 82.5K | 26% |
| 10-Aug-07 8:06 PM View: | Smith Micro Software Inc. (SMSI) | 09-Aug-07 | Market Option Sale | 12,500 | $17.60 | $220,000.00 | (15%) 82.5K to 70.0K | 92% |
| 23-May-07 6:58 PM View: | Smith Micro Software Inc. (SMSI) | 23-May-07 | Market Sale | 5,000 | $16.00 | $80,000.00 | (7%) 75.0K to 70.0K | 91% |