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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Feb-17 4:18 PM View:  | Dow Chemical Co. (DOW) | 14-Feb-17 | Payment of Exercise | 6,872 | $61.72 | $424,140.00 | (4%) 190.65K to 183.78K | (6%) |
| 14-Feb-17 4:13 PM View: | Dow Chemical Co. (DOW) | 10-Feb-17 | Grant | 13,900 | -- | -- | 8% 176.75K to 190.65K | |
| 18-Feb-16 3:12 PM View: | Dow Chemical Co. (DOW) | 15-Feb-16 | Payment of Exercise | 10,294 | $46.83 | $482,068.00 | (6%) 186.53K to 176.24K | (45%) |
| 17-Feb-16 4:04 PM View: | Dow Chemical Co. (DOW) | 12-Feb-16 | Grant | 19,020 | -- | -- | 11% 167.51K to 186.53K | |
| 18-Feb-15 4:03 PM View: | Dow Chemical Co. (DOW) | 13-Feb-15 | Grant | 18,710 | -- | -- | 13% 148.32K to 167.03K | |
| 12-Feb-15 3:59 PM View: | Dow Chemical Co. (DOW) | 10-Feb-15 | Payment of Exercise | 7,770 | $48.50 | $376,845.00 | (5%) 156.09K to 148.32K | (45%) |
| 05-Nov-14 10:06 AM View: | Dow Chemical Co. (DOW) | 03-Nov-14 | Payment of Exercise | 62,371 | $49.13 | $3,064,290.00 | (29%) 218.18K to 155.8K | (44%) |
| 09-Sep-14 3:44 PM View: | Dow Chemical Co. (DOW) | 08-Sep-14 | Payment of Exercise | 9,933 | $54.31 | $539,461.00 | (4%) 228.1K to 218.17K | (31%) |
| 19-Feb-14 3:54 PM View: | Dow Chemical Co. (DOW) | 14-Feb-14 | Grant | 18,830 | -- | -- | 9% 209.04K to 227.87K | |
| 20-Feb-13 4:00 PM View: | Dow Chemical Co. (DOW) | 15-Feb-13 | Grant | 28,650 | -- | -- | 16% 179.98K to 208.63K | |
| 14-Feb-12 3:37 PM View: | Dow Chemical Co. (DOW) | 10-Feb-12 | Grant | 23,170 | -- | -- | 15% 156.5K to 179.67K | |
| 01-Sep-11 10:42 AM View: | 3M Co. (MMM) | 02-Jun-11 | Gift | 109 | -- | -- | (< 1%) 14.76K to 14.65K | |
| 20-May-11 5:07 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 18,762 | $84.40 | $1,583,510.00 | 138% 13.58K to 32.34K | |
| 20-May-11 5:24 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 39,037 | $76.80 | $2,998,040.00 | 268% 14.58K to 53.62K | |
| 20-May-11 5:37 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 60,000 | $87.35 | $5,241,000.00 | 210% 28.58K to 88.58K | |
| 20-May-11 5:51 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 38,979 | $84.78 | $3,304,640.00 | 103% 37.98K to 76.96K | |
| 20-May-11 6:02 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 45,508 | $77.18 | $3,512,310.00 | 206% 22.08K to 67.59K | |
| 20-May-11 6:08 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 33,119 | $54.11 | $1,792,070.00 | 161% 20.58K to 53.7K | |
| 20-May-11 6:13 PM View: | 3M Co. (MMM) | 18-May-11 | Option Exercise | 16,721 | $78.72 | $1,316,280.00 | 80% 20.78K to 37.5K | |
| 20-May-11 5:07 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 4,900 | $93.10 | $456,206.00 | (15%) 32.34K to 27.44K | (110%) |
| 20-May-11 5:09 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 4,600 | $93.50 | $430,103.00 | (17%) 27.44K to 22.84K | (109%) |
| 20-May-11 5:17 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 8,262 | $93.95 | $776,212.00 | (36%) 22.84K to 14.58K | (108%) |
| 20-May-11 5:24 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 12,137 | $93.21 | $1,131,330.00 | (23%) 53.62K to 41.48K | (110%) |
| 20-May-11 5:29 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 12,900 | $93.56 | $1,206,870.00 | (31%) 41.48K to 28.58K | (109%) |
| 20-May-11 5:37 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 22,000 | $93.66 | $2,060,520.00 | (25%) 88.58K to 66.58K | (109%) |
| 20-May-11 5:40 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 13,400 | $93.34 | $1,250,800.00 | (20%) 66.58K to 53.18K | (110%) |
| 20-May-11 5:46 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 15,200 | $93.57 | $1,422,320.00 | (29%) 53.18K to 37.98K | (109%) |
| 20-May-11 5:51 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 25,100 | $93.92 | $2,357,390.00 | (33%) 76.96K to 51.86K | (108%) |
| 20-May-11 5:54 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 9,800 | $93.13 | $912,650.00 | (19%) 51.86K to 42.06K | (110%) |
| 20-May-11 5:57 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 8,092 | $93.46 | $756,259.00 | (19%) 42.06K to 33.97K | (109%) |
| 20-May-11 6:00 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 11,887 | $93.87 | $1,115,890.00 | (35%) 33.97K to 22.08K | (108%) |
| 20-May-11 6:02 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 14,300 | $93.62 | $1,338,770.00 | (21%) 67.59K to 53.29K | (109%) |
| 20-May-11 6:06 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 12,708 | $93.35 | $1,186,310.00 | (24%) 53.29K to 40.58K | (109%) |
| 20-May-11 6:07 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 20,000 | $93.79 | $1,875,780.00 | (49%) 40.58K to 20.58K | (109%) |
| 20-May-11 6:08 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 20,019 | $93.47 | $1,871,220.00 | (37%) 53.7K to 33.68K | (109%) |
| 20-May-11 6:11 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 12,900 | $93.68 | $1,208,410.00 | (38%) 33.68K to 20.78K | (109%) |
| 20-May-11 6:13 PM View: | 3M Co. (MMM) | 18-May-11 | Market Option Sale | 10,108 | $93.73 | $947,466.00 | (27%) 37.5K to 27.39K | (109%) |
| 20-May-11 6:15 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 5,000 | $93.38 | $466,922.00 | (18%) 27.39K to 22.39K | (109%) |
| 20-May-11 6:16 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 8,113 | $93.93 | $762,022.00 | (36%) 22.39K to 14.28K | (108%) |
| 20-May-11 6:19 PM View: | 3M Co. (MMM) | 18-May-11 | Market Sale | 700 | $94.13 | $65,892.00 | (5%) 15.38K to 14.68K | (108%) |
| 11-Feb-11 4:46 PM View: | 3M Co. (MMM) | 09-Feb-11 | Payment of Exercise | 1,136 | $90.78 | $103,126.00 | (7%) 16.17K to 15.03K | (118%) |
| 11-Feb-11 4:46 PM View: | 3M Co. (MMM) | 09-Feb-11 | Option Exercise | 3,387 | $90.78 | $307,472.00 | 26% 12.78K to 16.17K | 118% |
| 09-Feb-11 3:12 PM View: | 3M Co. (MMM) | 07-Feb-11 | Grant | 5,062 | -- | -- | 66% 7.72K to 12.78K | |
| 27-Jan-11 5:09 PM View: | 3M Co. (MMM) | 17-Nov-10 | Gift | 121 | -- | -- | (1%) 8.88K to 8.76K | |
| 03-May-10 11:29 AM View: | 3M Co. (MMM) | 30-Apr-10 | Option Exercise | 34,760 | $63.17 | $2,195,960.00 | 451% 7.71K to 42.47K | |
| 03-May-10 11:29 AM View: | 3M Co. (MMM) | 30-Apr-10 | Market Option Sale | 34,760 | $89.26 | $3,102,660.00 | (82%) 42.47K to 7.71K | (127%) |
| 12-Jan-10 4:59 PM View: | 3M Co. (MMM) | 31-Dec-09 | Disposition (other) | 38,418 | -- | -- | (82%) 46.86K to 8.44K | |
| 12-Jan-10 4:59 PM View: | 3M Co. (MMM) | 18-Dec-09 | Gift | 155 | -- | -- | (< 1%) 47.02K to 46.86K | |
| 12-Jan-10 4:59 PM View: | 3M Co. (MMM) | 10-Dec-09 | Gift | 130 | -- | -- | (< 1%) 47.15K to 47.02K | |
| 02-Mar-09 2:10 PM View: | 3M Co. (MMM) | 27-Feb-09 | Payment of Exercise | 861 | $45.46 | $39,141.10 | (2%) 47.31K to 46.45K | (377%) |