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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Nov-17 4:08 PM View:  | Apex Silver Mines Ltd. (AUMN) | 28-Nov-17 | Market Purchase | 12,000 | $0.42 | $5,040.00 | 2% 553.88K to 565.88K | |
| 20-Nov-17 5:40 PM View: | Apex Silver Mines Ltd. (AUMN) | 20-Nov-17 | Market Purchase | 13,377 | $0.41 | $5,479.22 | 2% 540.51K to 553.88K | |
| 02-Sep-15 4:17 PM View: | Apex Silver Mines Ltd. (AUMN) | 01-Sep-15 | Option Exercise | 172,500 | -- | -- | 40% 428.01K to 600.51K | |
| 02-Sep-15 4:17 PM View: | Apex Silver Mines Ltd. (AUMN) | 01-Sep-15 | Market Option Sale (Planned) | 60,000 | $0.32 | $19,002.00 | (10%) 600.51K to 540.51K | |
| 23-Dec-14 1:57 PM View: | Apex Silver Mines Ltd. (AUMN) | 19-Dec-14 | Market Sale (Planned) | 17,500 | $0.50 | $8,757.00 | (4%) 445.76K to 428.26K | |
| 16-Dec-14 5:08 PM View: | Apex Silver Mines Ltd. (AUMN) | 15-Dec-14 | Market Sale (Planned) | 25,000 | $0.49 | $12,215.00 | (5%) 470.76K to 445.76K | |
| 15-Sep-14 3:29 PM View: | Apex Silver Mines Ltd. (AUMN) | 15-Sep-14 | Market Sale (Planned) | 12,500 | $0.67 | $8,433.75 | (3%) 483.26K to 470.76K | (5%) |
| 03-Jun-14 5:32 PM View: | Apex Silver Mines Ltd. (AUMN) | 02-Jun-14 | Payment of Exercise | 22,250 | $0.54 | $11,966.10 | (4%) 505.26K to 483.01K | |
| 23-Dec-13 6:52 PM View: | Apex Silver Mines Ltd. (AUMN) | 19-Dec-13 | Grant | 105,000 | -- | -- | 26% 400.26K to 505.26K | |
| 17-Dec-13 9:36 PM View: | Apex Silver Mines Ltd. (AUMN) | 13-Dec-13 | Disposition | 172,500 | -- | -- | (30%) 572.76K to 400.26K | |
| 17-Sep-13 1:17 PM View: | Apex Silver Mines Ltd. (AUMN) | 16-Sep-13 | Payment of Exercise | 12,500 | $1.00 | $12,562.50 | (2%) 585.26K to 572.76K | |
| 03-Jun-13 4:48 PM View: | Apex Silver Mines Ltd. (AUMN) | 01-Jun-13 | Grant | 44,500 | -- | -- | 8% 540.76K to 585.26K | |
| 17-Dec-12 11:53 AM View: | Apex Silver Mines Ltd. (AUMN) | 14-Dec-12 | Grant | 295,000 | -- | -- | 120% 245.76K to 540.76K | |
| 17-Dec-12 11:53 AM View: | Apex Silver Mines Ltd. (AUMN) | 13-Dec-12 | Payment of Exercise | 12,500 | $4.63 | $57,870.00 | (5%) 258.26K to 245.76K | |
| 19-Sep-11 4:46 PM View: | Apex Silver Mines Ltd. (AUMN) | 15-Sep-11 | Purchase | 75,000 | -- | -- | 42% 180.06K to 255.06K | |
| 12-Sep-11 5:00 PM View: | Apex Silver Mines Ltd. (AUMN) | 02-Sep-11 | Payment of Exercise | 30,148 | $13.94 | $420,263.00 | (14%) 213.4K to 183.26K | |
| 13-Apr-11 6:27 PM View: | Apex Silver Mines Ltd. (AUMN) | 12-Apr-11 | Payment of Exercise | 7,770 | $22.00 | $170,940.00 | (4%) 221.17K to 213.4K | |
| 06-Apr-11 6:43 PM View: | Apex Silver Mines Ltd. (AUMN) | 04-Apr-11 | Payment of Exercise | 14,763 | $22.23 | $328,181.00 | (6%) 235.94K to 221.17K | |
| 21-Dec-10 5:37 PM View: | Apex Silver Mines Ltd. (AUMN) | 17-Dec-10 | Grant | 47,000 | -- | -- | 25% 188.94K to 235.94K | |
| 22-Oct-10 12:49 PM View: | Apex Silver Mines Ltd. (AUMN) | 22-Oct-10 | Private Purchase | 5,500 | $18.50 | $101,750.00 | 3% 183.44K to 188.94K | |
| 13-May-10 6:03 PM View: | Apex Silver Mines Ltd. (AUMN) | 12-May-10 | Market Purchase | 5,000 | $8.90 | $44,485.00 | 3% 178.44K to 183.44K | |
| 14-Apr-10 5:38 PM View: | Apex Silver Mines Ltd. (AUMN) | 12-Apr-10 | Grant | 75,000 | $8.00 | $600,000.00 | 73% 103.44K to 178.44K | |
| 14-Apr-10 5:30 PM View: | Apex Silver Mines Ltd. (AUMN) | 05-Apr-10 | Payment of Exercise | 14,763 | $7.88 | $116,332.00 | (12%) 118.2K to 103.44K | |
| 31-Mar-10 9:26 PM View: | Apex Silver Mines Ltd. (AUMN) | 24-Mar-10 | Market Purchase | 5,000 | $8.50 | $42,500.00 | 4% 113.2K to 118.2K | |
| 09-Sep-09 12:15 PM View: | Apex Silver Mines Ltd. (AUMN) | 04-Sep-09 | Market Purchase | 5,000 | $3.94 | $19,700.00 | 5% 108.2K to 113.2K | |
| 04-Sep-09 3:26 PM View: | Apex Silver Mines Ltd. (AUMN) | 02-Sep-09 | Market Purchase | 3,200 | $3.99 | $12,768.00 | 3% 105.0K to 108.2K | |
| 28-Aug-09 6:41 PM View: | Apex Silver Mines Ltd. (AUMN) | 28-Aug-09 | Market Purchase | 4,100 | $3.75 | $15,375.00 | 4% 100.9K to 105.0K | |
| 28-Aug-09 6:41 PM View: | Apex Silver Mines Ltd. (AUMN) | 26-Aug-09 | Market Purchase | 5,900 | $3.42 | $20,180.00 | 6% 95.0K to 100.9K | |
| 07-Apr-09 5:06 PM View: | Apex Silver Mines Ltd. (AUMN) | 03-Apr-09 | Grant | 95,000 | -- | -- | 100% 0 to 95.0K | |
| 19-Feb-08 9:08 PM View: | Apex Silver Mines Ltd. (AUMN) | 14-Feb-08 | Grant | 33,400 | $13.31 | $444,554.00 | 50% 66.61K to 100.01K | (96%) |
| 19-Feb-08 9:54 PM View: | Apex Silver Mines Ltd. (AUMN) | 14-Feb-08 | Grant Duplicate | 33,400 | $13.31 | $444,554.00 | 50% 66.61K to 100.01K | (96%) |
| 11-Dec-07 2:15 PM View: | Apex Silver Mines Ltd. (AUMN) | 10-Dec-07 | Market Sale (Planned) | 1,514 | $17.30 | $26,195.10 | (2%) 68.13K to 66.61K | 97% |
| 11-Dec-07 2:15 PM View: | Apex Silver Mines Ltd. (AUMN) | 07-Dec-07 | Market Sale (Planned) | 1,374 | $16.78 | $23,057.00 | (2%) 69.5K to 68.13K | 97% |
| 15-Oct-07 4:46 PM View: | Apex Silver Mines Ltd. (AUMN) | 11-Oct-07 | Market Sale (Planned) | 3,500 | $19.60 | $68,600.00 | (5%) 73.0K to 69.5K | 97% |
| 11-Dec-06 5:42 PM View: | Apex Silver Mines Ltd. (AUMN) | 07-Dec-06 | Grant | 15,700 | $16.40 | $257,480.00 | 27% 57.3K to 73.0K | (97%) |
| 12-Dec-05 7:04 PM View: | Apex Silver Mines Ltd. (AUMN) | 08-Dec-05 | Grant | 17,300 | $18.01 | $311,573.00 | 43% 40.0K to 57.3K | (97%) |
| 13-Oct-04 10:00 PM View: | Apex Silver Mines Ltd. (AUMN) | 11-Oct-04 | Grant | 40,000 | $21.05 | $842,000.00 | 100% 0 to 40.0K | (97%) |