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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Dec-16 4:17 PM View:  | The Hyperion Brookfield Tot... (HTR) | 05-Dec-16 | Disposition | 3,668 | -- | -- | (100%) 3.67K to 0 | |
| 06-Dec-16 4:07 PM View: | Brookfield Mortgage Opportu... (BOI) | 05-Dec-16 | Disposition | 19,650 | -- | -- | (100%) 19.65K to 0 | |
| 06-Dec-16 2:31 PM View: | Brookfield Real Assets Inco... (RA) | 05-Dec-16 | Grant | 15,524 | -- | -- | 100% 0 to 15.52K | |
| 06-Dec-16 2:31 PM View: | Brookfield Real Assets Inco... (RA) | 05-Dec-16 | Grant | 892 | -- | -- | 6% 15.52K to 16.42K | |
| 25-Nov-13 3:40 PM View: | Brookfield Mortgage Opportu... (BOI) | 25-Nov-13 | Market Purchase | 6,000 | $16.06 | $96,333.50 | 45% 13.2K to 19.2K | 14% |
| 27-Mar-13 3:55 PM View: | Brookfield Mortgage Opportu... (BOI) | 26-Mar-13 | Purchase | 10,000 | $20.00 | $200,000.00 | 100% 0 to 10.0K | |
| 27-Mar-13 4:31 PM View: | Brookfield Mortgage Opportu... (BOI) | 26-Mar-13 | Purchase | 3,200 | $20.00 | $64,000.00 | 32% 10.0K to 13.2K | |
| 19-May-16 4:36 PM View: | The Hyperion Brookfield Tot... (HTR) | 26-Oct-12 | Private Purchase | 431 | $21.92 | $9,447.44 | 20% 2.16K to 2.59K | |
| 19-May-16 4:36 PM View: | The Hyperion Brookfield Tot... (HTR) | 26-Oct-12 | Market Purchase | 1,081 | $22.20 | $24,000.10 | 42% 2.59K to 3.67K | 39% |
| 13-Jul-12 2:19 PM View: | The Hyperion Brookfield Tot... (HTR) | 13-Jul-12 | Market Purchase | 3,500 | $6.28 | $21,983.50 | 147% 2.38K to 5.88K | 421% |
| 16-Jul-12 8:32 AM View: | The Hyperion Brookfield Tot... (HTR) | 13-Jul-12 | Market Purchase | 2,000 | $6.28 | $12,556.00 | 34% 5.88K to 7.88K | 421% |