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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Mar-20 8:09 AM View:  | Blackrock Tcp Capital Corp. (TCPC) | 16-Mar-20 | Market Purchase | 3,000 | $7.95 | $23,851.10 | 12% 25.5K to 28.5K | 30% |
| 12-Mar-20 6:08 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 12-Mar-20 | Market Purchase | 1,000 | $10.26 | $10,255.00 | 4% 24.5K to 25.5K | (3%) |
| 11-Mar-20 5:49 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 11-Mar-20 | Market Purchase | 2,000 | $11.60 | $23,200.00 | 9% 22.5K to 24.5K | (14%) |
| 10-Mar-20 6:13 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 09-Mar-20 | Market Purchase | 3,000 | $12.43 | $37,290.00 | 15% 19.5K to 22.5K | (20%) |
| 28-Feb-20 5:15 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 28-Feb-20 | Market Purchase | 1,500 | $12.89 | $19,338.10 | 8% 18.0K to 19.5K | (22%) |
| 21-Dec-18 4:05 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 21-Dec-18 | Purchase | 3,000 | $12.88 | $38,628.00 | 20% 15.0K to 18.0K | |
| 07-Dec-18 4:58 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 07-Dec-18 | Purchase | 2,000 | $14.24 | $28,480.00 | 15% 13.0K to 15.0K | |
| 16-Nov-18 5:34 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 16-Nov-18 | Purchase | 4,000 | $13.89 | $55,568.00 | 44% 9.0K to 13.0K | |
| 31-May-16 4:50 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 27-May-16 | Purchase | 500 | $14.48 | $7,240.00 | 6% 8.5K to 9.0K | |
| 28-Sep-15 4:09 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 28-Sep-15 | Purchase | 1,000 | $14.24 | $14,239.90 | 13% 7.5K to 8.5K | |
| 05-Jun-12 6:57 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 01-Jun-12 | Purchase | 5,000 | $14.31 | $71,550.00 | 200% 2.5K to 7.5K | |
| 30-May-12 5:25 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 24-May-12 | Purchase | 1,000 | $13.85 | $13,849.80 | 67% 1.5K to 2.5K | |
| 25-May-12 2:55 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 23-May-12 | Purchase | 1,100 | $13.90 | $15,286.00 | 275% 0.4K to 1.5K | |
| 23-May-12 6:54 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 21-May-12 | Purchase | 400 | $13.69 | $5,476.00 | 100% 0 to 0.4K | |
| 07-Jan-09 6:23 PM View: | Tennenbaum Opportunities Fu... (N/A) | 05-Jan-09 | Purchase | 0 | $7,389.15 | $2,999.99 | 25% 1 to 2 | |
| 10-Oct-08 7:53 PM View: | Tennenbaum Opportunities Fu... (N/A) | 08-Oct-08 | Purchase | 0 | $10,697.50 | $2,999.58 | 16% 1 to 2 | |
| 04-Aug-08 7:56 PM View: | Tennenbaum Opportunities Fu... (N/A) | 31-Jul-08 | Purchase | 0 | $14,080.80 | $3,000.62 | 27% 0 to 1 | |
| 02-Jan-08 7:09 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Dec-07 | Purchase | 0 | $15,218.40 | $2,999.55 | 25% 0 to 1 | |
| 03-Dec-07 8:36 PM View: | Tennenbaum Opportunities Fu... (N/A) | 29-Nov-07 | Purchase | 0 | $15,343.50 | $2,999.66 | 24% 0 to 1 | |
| 31-Jul-07 9:18 PM View: | Tennenbaum Opportunities Fu... (N/A) | 27-Jul-07 | Purchase | 0 | $16,289.90 | $5,999.57 | 58% 0 to 1 | |
| 02-Jul-07 9:56 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Jun-07 | Purchase | 0 | $18,270.20 | $2,999.97 | (100%) -- | |
| 27-Apr-07 8:21 PM View: | Tennenbaum Opportunities Fu... (N/A) | 22-Feb-07 | Purchase | 0 | $20,279.50 | $6,000.70 | (100%) -- |