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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-20 10:00 PM View:  | Cowen Group, Inc. (COWN) | 10-Sep-19 | Gift | 16,279 | -- | -- | (10%) 164.33K to 148.05K | |
| 25-Jul-19 4:15 PM View: | Cowen Group, Inc. (COWN) | 24-Jul-19 | Grant | 15,591 | -- | -- | 10% 148.74K to 164.33K | |
| 25-Jul-19 4:15 PM View: | Cowen Group, Inc. (COWN) | 18-Jun-19 | Gift | 12,000 | -- | -- | (7%) 160.74K to 148.74K | |
| 02-Aug-18 4:57 PM View: | Cowen Group, Inc. (COWN) | 31-Jul-18 | Grant | 16,279 | -- | -- | 11% 144.46K to 160.74K | |
| 26-Jun-17 5:04 PM View: | Cowen Group, Inc. (COWN) | 22-Jun-17 | Grant | 15,160 | -- | -- | 12% 129.3K to 144.46K | |
| 29-Jun-16 4:55 PM View: | Cowen Group, Inc. (COWN) | 27-Jun-16 | Grant | 61,747 | -- | -- | 14% 455.45K to 517.2K | |
| 28-Apr-15 4:28 PM View: | Cowen Group, Inc. (COWN) | 27-Apr-15 | Grant | 42,307 | -- | -- | 10% 413.15K to 455.45K | |
| 07-May-14 4:25 PM View: | Cowen Group, Inc. (COWN) | 05-May-14 | Grant | 48,813 | -- | -- | 13% 364.33K to 413.15K | |
| 06-May-13 5:37 PM View: | Cowen Group, Inc. (COWN) | 02-May-13 | Grant | 58,155 | -- | -- | 19% 306.18K to 364.33K | |
| 12-Mar-13 5:26 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-13 | Market Purchase | 100,000 | $2.70 | $270,000.00 | 49% 206.18K to 306.18K | 147% |
| 07-Mar-13 4:55 PM View: | Cowen Group, Inc. (COWN) | 07-Mar-13 | Market Purchase | 19,047 | $2.64 | $50,234.60 | 10% 187.13K to 206.18K | 153% |
| 07-Mar-13 4:55 PM View: | Cowen Group, Inc. (COWN) | 05-Mar-13 | Market Purchase | 50,000 | $2.58 | $129,065.00 | 36% 137.13K to 187.13K | 159% |
| 18-Dec-12 4:32 PM View: | Cowen Group, Inc. (COWN) | 14-Dec-12 | Market Sale | 322,000 | $2.30 | $740,600.00 | (70%) 459.13K to 137.13K | (190%) |
| 08-May-12 5:22 PM View: | Cowen Group, Inc. (COWN) | 04-May-12 | Grant | 56,160 | -- | -- | 14% 402.89K to 459.05K | |
| 02-Dec-11 4:33 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-11 | Acquisition (other) | 108,122 | -- | -- | 37% 294.77K to 402.89K | |
| 01-Aug-11 6:06 PM View: | MarketAxess Holdings Inc. (MKTX) | 29-Jul-11 | Grant | 2,870 | -- | -- | 20% 14.44K to 17.31K | |
| 09-May-11 4:23 PM View: | Cowen Group, Inc. (COWN) | 05-May-11 | Grant | 36,471 | -- | -- | 10% 364.87K to 401.34K | |
| 03-Jan-11 9:44 PM View: | Cowen Group, Inc. (COWN) | 29-Dec-10 | Acquisition (other) | 106,359 | -- | -- | 41% 258.51K to 364.87K | |
| 24-Nov-10 4:31 PM View: | MarketAxess Holdings Inc. (MKTX) | 24-Nov-10 | Gift | 20,903 | -- | -- | (59%) 35.34K to 14.44K | |
| 03-Aug-10 6:42 PM View: | MarketAxess Holdings Inc. (MKTX) | 30-Jul-10 | Grant | 4,923 | -- | -- | 16% 30.42K to 35.34K | |
| 25-Feb-10 12:37 PM View: | Cowen Group, Inc. (COWN) | 23-Feb-10 | Grant | 18,818 | -- | -- | 5% 346.05K to 364.87K | |
| 22-Dec-09 5:05 PM View: | Cowen Group, Inc. (COWN) | 18-Dec-09 | Market Purchase | 25,000 | $5.00 | $125,000.00 | 8% 321.05K to 346.05K | 37% |
| 02-Nov-09 9:20 PM View: | Cowen Group, Inc. (COWN) | 02-Nov-09 | Grant | 321,054 | -- | -- | 100% 0 to 321.05K | |
| 31-Jul-09 9:05 PM View: | MarketAxess Holdings Inc. (MKTX) | 30-Jul-09 | Grant | 4,178 | -- | -- | 16% 26.24K to 30.42K | |
| 05-Aug-08 5:34 PM View: | MarketAxess Holdings Inc. (MKTX) | 01-Aug-08 | Grant | 4,225 | -- | -- | 19% 22.01K to 26.24K | |
| 07-Aug-07 7:34 PM View: | MarketAxess Holdings Inc. (MKTX) | 03-Aug-07 | Grant | 2,500 | -- | -- | 13% 19.51K to 22.01K | |
| 07-Aug-06 12:00 AM View: | MarketAxess Holdings Inc. (MKTX) | 04-Aug-06 | Grant | 5,000 | -- | -- | 34% 14.51K to 19.51K | |
| 16-Aug-05 6:17 PM View: | MarketAxess Holdings Inc. (MKTX) | 15-Aug-05 | Grant | 5,000 | -- | -- | 53% 9.51K to 14.51K |