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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Apr-24 5:10 PM View:  | Lumos Pharma, Inc. (LUMO) | 01-Apr-24 | Grant | 4,500 | $2.84 | $12,780.00 | < 1% 754.58K to 759.08K | |
| 03-Apr-24 5:10 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Apr-24 | Payment of Exercise | 1,522 | $2.84 | $4,322.48 | (< 1%) 759.08K to 757.56K | |
| 05-Feb-24 5:54 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-24 | Payment of Exercise | 690 | $3.01 | $2,076.90 | (< 1%) 755.27K to 754.58K | |
| 15-Dec-23 5:33 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 14-Dec-23 | Grant | 22,500 | -- | -- | 177% 12.74K to 35.24K | |
| 12-Dec-23 6:09 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 11-Dec-23 | Option Exercise | 10,841 | $0.82 | $8,889.62 | 571% 1.9K to 12.74K | |
| 04-Apr-23 5:21 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Apr-23 | Payment of Exercise | 1,522 | $3.31 | $5,037.82 | (< 1%) 756.8K to 755.27K | |
| 06-Mar-23 7:40 PM View: | Cytori Therapeutics, Inc. (PSTV) | 03-Mar-23 | Purchase | 1 | $1,000.00 | $1,000.00 | 100% 0 to 1 | |
| 03-Feb-23 5:02 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-23 | Grant | 4,500 | $3.52 | $15,840.00 | < 1% 752.71K to 757.21K | |
| 03-Feb-23 5:02 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-23 | Payment of Exercise | 416 | $3.52 | $1,464.32 | (< 1%) 757.21K to 756.8K | |
| 08-Dec-22 5:08 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 07-Dec-22 | Option Exercise | 1,172 | $0.65 | $761.80 | 161% 0.73K to 1.9K | |
| 23-Sep-22 5:05 PM View: | Lumos Pharma, Inc. (LUMO) | 23-Sep-22 | Purchase | 208 | $8.80 | $1,830.40 | < 1% 752.5K to 752.71K | |
| 23-Sep-22 5:05 PM View: | Lumos Pharma, Inc. (LUMO) | 21-Sep-22 | Purchase | 2,214 | $8.84 | $19,571.80 | < 1% 750.29K to 752.5K | |
| 21-Sep-22 6:45 PM View: | Lumos Pharma, Inc. (LUMO) | 20-Sep-22 | Purchase | 1,506 | $8.75 | $13,177.50 | < 1% 748.78K to 750.29K | |
| 21-Sep-22 6:45 PM View: | Lumos Pharma, Inc. (LUMO) | 19-Sep-22 | Purchase | 541 | $8.65 | $4,679.65 | < 1% 748.24K to 748.78K | |
| 05-Apr-22 5:28 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Apr-22 | Payment of Exercise | 1,466 | $9.23 | $13,531.20 | (< 1%) 749.71K to 748.24K | |
| 03-Feb-22 4:34 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-22 | Grant | 4,500 | $10.02 | $45,090.00 | < 1% 745.38K to 749.88K | |
| 03-Feb-22 4:34 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-22 | Payment of Exercise | 173 | $10.02 | $1,733.46 | (< 1%) 749.88K to 749.71K | |
| 14-Dec-21 6:28 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 13-Dec-21 | Option Exercise | 728 | $0.55 | $400.40 | 100% 0 to 0.73K | |
| 05-Apr-21 5:45 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Apr-21 | Payment of Exercise | 1,522 | $12.25 | $18,644.50 | (< 1%) 746.9K to 745.38K | 0% |
| 03-Feb-21 6:51 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Feb-21 | Grant | 2,329 | -- | -- | < 1% 744.58K to 746.9K | |
| 03-Apr-20 6:21 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Apr-20 | Grant | 25,000 | -- | -- | 3% 719.58K to 744.58K | |
| 16-May-19 5:38 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 15-May-19 | Market Option Sale | 10,409 | $11.16 | $116,167.00 | (100%) 10.41K to 0 | |
| 16-May-19 5:38 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 14-May-19 | Option Exercise | 25,000 | $0.52 | $13,013.30 | 100% 0 to 25.0K | |
| 16-May-19 5:38 PM View: | Adventrx Pharmaceuticals Inc. (SVRA) | 14-May-19 | Market Option Sale | 14,591 | $11.07 | $161,455.00 | (58%) 25.0K to 10.41K | |
| 16-Oct-17 5:06 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 13-Oct-17 | Disposition | 24,363 | $11.18 | $272,378.00 | (100%) 24.36K to 0 | < 1% |
| 16-Aug-16 5:21 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 12-Aug-16 | Option Exercise | 120,000 | $2.40 | $288,000.00 | 493% 24.36K to 144.36K | |
| 16-Aug-16 5:21 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 12-Aug-16 | Market Option Sale | 120,000 | $10.37 | $1,244,720.00 | (83%) 144.36K to 24.36K | 7% |
| 15-Jun-16 6:58 PM View: | Cytori Therapeutics, Inc. (PSTV) | 15-Jun-16 | Exercise (in-the money or at-the-money) | 3,356 | -- | -- | 66% 5.08K to 8.44K | |
| 09-May-16 11:04 AM View: | SciClone Pharmaceuticals, I... (SCLN) | 05-May-16 | Payment of Exercise | 5,637 | $13.09 | $73,788.30 | (19%) 30.0K to 24.36K | 26% |
| 09-May-16 11:04 AM View: | SciClone Pharmaceuticals, I... (SCLN) | 05-May-16 | Option Exercise | 30,000 | $2.46 | $73,800.00 | 100% 0 to 30.0K | |
| 02-Jun-15 6:10 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 01-Jun-15 | Option Exercise | 4,570 | $3.27 | $14,943.90 | 100% 0 to 4.57K | |
| 02-Jun-15 6:10 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 01-Jun-15 | Market Option Sale | 4,570 | $9.27 | $42,370.80 | (100%) 4.57K to 0 | (4%) |
| 01-Jun-15 1:33 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 29-May-15 | Option Exercise | 10,430 | $3.27 | $34,106.10 | 100% 0 to 10.43K | |
| 01-Jun-15 1:33 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 29-May-15 | Market Option Sale | 10,430 | $9.32 | $97,181.50 | (100%) 10.43K to 0 | (4%) |
| 26-May-15 5:38 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 26-May-15 | Market Sale | 11,982 | $9.44 | $113,145.00 | (100%) 11.98K to 0 | (2%) |
| 26-May-15 11:45 AM View: | SciClone Pharmaceuticals, I... (SCLN) | 21-May-15 | Market Sale | 3,700 | $9.71 | $35,913.70 | (24%) 15.68K to 11.98K | < 1% |
| 18-May-15 7:41 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 14-May-15 | Market Sale | 18,727 | $9.16 | $171,571.00 | (54%) 34.41K to 15.68K | (5%) |
| 14-May-15 5:46 PM View: | Cytori Therapeutics, Inc. (PSTV) | 08-May-15 | Grant | 34,228 | -- | -- | 82% 41.93K to 76.15K | |
| 11-Dec-14 7:01 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 11-Dec-14 | Market Sale | 740 | $8.82 | $6,526.58 | (2%) 35.15K to 34.41K | (9%) |
| 11-Dec-14 7:01 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 10-Dec-14 | Market Sale | 14,851 | $8.79 | $130,610.00 | (30%) 50.0K to 35.15K | (10%) |
| 01-Oct-14 4:43 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 29-Sep-14 | Option Exercise | 50,000 | $4.55 | $227,500.00 | 100% 0 to 50.0K | |
| 20-May-14 12:06 PM View: | Cytori Therapeutics, Inc. (PSTV) | 19-May-14 | Grant | 5,191 | -- | -- | 14% 36.73K to 41.93K | |
| 03-Jan-14 4:41 PM View: | Cytori Therapeutics, Inc. (PSTV) | 01-Jan-14 | Grant | 10,550 | -- | -- | 40% 26.18K to 36.73K | |
| 03-Jan-13 5:38 PM View: | Cytori Therapeutics, Inc. (PSTV) | 01-Jan-13 | Grant | 6,100 | -- | -- | 30% 20.09K to 26.18K | |
| 04-Jan-12 7:21 PM View: | Cytori Therapeutics, Inc. (PSTV) | 01-Jan-12 | Grant | 10,000 | -- | -- | 99% 10.09K to 20.09K | |
| 04-Jan-11 6:14 PM View: | Cytori Therapeutics, Inc. (PSTV) | 01-Jan-11 | Grant | 6,000 | -- | -- | 147% 4.08K to 10.09K | |
| 10-Feb-10 4:59 PM View: | Cytori Therapeutics, Inc. (PSTV) | 09-Feb-10 | Grant | 943 | -- | -- | 30% 3.14K to 4.08K | |
| 04-May-09 8:15 PM View: | Cytori Therapeutics, Inc. (PSTV) | 30-Apr-09 | Grant | 3,142 | -- | -- | 100% 0 to 3.14K |