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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Nov-21 1:17 PM View:  | Nuveen Enhanced High Yield ... (NONE) | 05-Nov-21 | Sale | 100 | $9.97 | $997.00 | (< 1%) 10.0K to 9.9K | |
| 13-Jan-21 1:23 PM View: | Nuveen Municipal Credit Opp... (NMCO) | 12-Jan-21 | Sale | 6,667 | $13.40 | $89,351.80 | (100%) 6.67K to 0 | |
| 13-Jan-21 1:16 PM View: | Nuveen Preferred & Income F... (JPT) | 12-Jan-21 | Market Sale | 4,072 | $24.33 | $99,077.50 | (100%) 4.07K to 0 | 2% |
| 13-Jan-21 1:19 PM View: | Nuveen Corporate Income 202... (JHAA) | 12-Jan-21 | Market Sale | 10,128 | $9.79 | $99,152.10 | (100%) 10.13K to 0 | (3%) |
| 13-Jan-21 1:15 PM View: | Nuveen Credit Opportunities... (JCO) | 12-Jan-21 | Sale | 10,160 | $8.16 | $82,891.40 | (100%) 10.16K to 0 | |
| 13-Jan-21 1:17 PM View: | Nuveen Emerging Markets Deb... (JEMD) | 12-Jan-21 | Sale | 10,160 | $7.71 | $78,294.00 | (100%) 10.16K to 0 | |
| 11-Sep-17 4:16 PM View: | Nuveen Real Asset Income & ... (JRI) | 11-Sep-17 | Acquisition (other) | 1 | -- | -- | (41766%) 0 to 1 | |
| 18-May-17 6:05 PM View: | Nuveen Municipal High Incom... (NMZ) | 18-May-17 | Market Sale | 6,794 | $13.32 | $90,485.20 | (100%) 6.79K to 0 | 21% |
| 18-May-17 4:21 PM View: | Nuveen All Cap Energy Mlp O... (JMLP) | 17-May-17 | Market Sale | 5,250 | $9.78 | $51,347.10 | (100%) 5.25K to 0 | 40% |
| 18-May-17 4:29 PM View: | Nuveen Municipal 2021 Targe... (NHA) | 17-May-17 | Market Sale | 10,180 | $9.84 | $100,196.00 | (100%) 10.18K to 0 | 7% |
| 18-May-17 5:17 PM View: | Nuveen Minnesota Quality Mu... (NMS) | 17-May-17 | Market Sale | 2 | $16.22 | $32.44 | (100%) 2 to 0 | 22% |
| 18-May-17 5:36 PM View: | Nuveen High Income December... (JHA) | 17-May-17 | Sale | 10,200 | $10.11 | $103,167.00 | (100%) 10.2K to 0 | |
| 18-May-17 2:44 PM View: | Nuveen Dow 30sm Dynamic Ove... (DIAX) | 17-May-17 | Market Sale | 1 | $15.83 | $15.83 | (100%) 1 to 0 | (3%) |
| 18-May-17 3:56 PM View: | Nuveen High Income December... (JHD) | 17-May-17 | Market Sale | 10,200 | $10.20 | $104,067.00 | (100%) 10.2K to 0 | 11% |
| 18-May-17 3:34 PM View: | Nuveen Corporate Income Nov... (JHB) | 17-May-17 | Sale | 10,200 | $10.11 | $103,076.00 | (100%) 10.2K to 0 | |
| 18-May-17 4:01 PM View: | Nuveen High Income 2020 Tar... (JHY) | 17-May-17 | Market Sale | 10,180 | $10.11 | $102,914.00 | (100%) 10.18K to 0 | 9% |
| 15-May-17 5:27 PM View: | Nuveen Intermediate Duratio... (NID) | 11-May-17 | Market Sale | 7,000 | $13.06 | $91,448.00 | (100%) 7.0K to 0 | 9% |
| 15-May-17 5:18 PM View: | Nuveen Build America Bond O... (NBD) | 11-May-17 | Market Sale | 5,250 | $21.60 | $113,385.00 | (100%) 5.25K to 0 | 12% |
| 15-May-17 5:49 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 11-May-17 | Market Sale | 5,250 | $13.23 | $69,473.80 | (100%) 5.25K to 0 | 36% |
| 15-May-17 5:13 PM View: | Nuveen Real Asset Income & ... (JRI) | 11-May-17 | Market Sale | 5,250 | $17.29 | $90,786.20 | (100%) 5.25K to 0 | 20% |
| 15-May-17 5:18 PM View: | Nuveen Taxable Municipal In... (NBB) | 11-May-17 | Market Sale | 5,250 | $20.73 | $108,836.00 | (100%) 5.25K to 0 | 13% |
| 15-May-17 5:38 PM View: | Nuveen Preferred & Income T... (JPI) | 11-May-17 | Market Sale | 5,250 | $24.97 | $131,116.00 | (100%) 5.25K to 0 | 21% |
| 15-May-17 5:20 PM View: | Nuveen Flexible Investment ... (JPW) | 11-May-17 | Market Sale | 5,250 | $17.37 | $91,211.40 | (100%) 5.25K to 0 | (< 1%) |
| 15-May-17 5:29 PM View: | Nuveen Intermediate Duratio... (NIQ) | 11-May-17 | Market Sale | 7,000 | $12.86 | $90,010.20 | (100%) 7.0K to 0 | 6% |
| 15-May-17 5:43 PM View: | Nuveen Short Duration Credi... (JSD) | 11-May-17 | Market Sale | 5,250 | $17.95 | $94,248.50 | (100%) 5.25K to 0 | 23% |
| 15-May-17 5:48 PM View: | Nuveen Mortgage Opportunity... (JMT) | 11-May-17 | Market Sale | 4,200 | $23.90 | $100,384.00 | (100%) 4.2K to 0 | 21% |
| 15-May-17 5:56 PM View: | Nuveen Mortgage & Income Fu... (JLS) | 11-May-17 | Market Sale | 4,200 | $25.01 | $105,044.00 | (100%) 4.2K to 0 | 24% |
| 15-May-17 5:42 PM View: | Nuveen Enhanced Municipal V... (NEV) | 11-May-17 | Market Sale | 7,000 | $14.21 | $99,446.20 | (100%) 7.0K to 0 | 11% |
| 10-May-17 3:11 PM View: | Nuveen California Municipal... (NCB) | 08-May-17 | Market Sale | 7,000 | $16.84 | $117,908.00 | (100%) 7.0K to 0 | 12% |
| 10-May-17 3:09 PM View: | Nuveen New Jersey Municipal... (NJV) | 08-May-17 | Market Sale | 7,000 | $14.79 | $103,515.00 | (100%) 7.0K to 0 | 18% |
| 10-May-17 3:12 PM View: | Nuveen New York Municipal V... (NYV) | 08-May-17 | Market Sale | 7,000 | $14.75 | $103,250.00 | (100%) 7.0K to 0 | 8% |
| 10-May-17 3:10 PM View: | Nuveen Pennsylvania Municip... (NPN) | 08-May-17 | Market Sale | 7,000 | $15.14 | $105,993.00 | (100%) 7.0K to 0 | 16% |
| 10-May-17 3:15 PM View: | Nuveen Amt-Free Municipal V... (NUW) | 08-May-17 | Market Sale | 7,000 | $17.07 | $119,470.00 | (100%) 7.0K to 0 | |
| 17-Apr-17 6:38 PM View: | Nuveen S&p 500 Dynamic Over... (SPXX) | 13-Apr-17 | Market Sale | 5,240 | $14.94 | $78,265.70 | (100%) 5.24K to 0 | (< 1%) |
| 17-Apr-17 6:40 PM View: | Nuveen Core Equity Alpha Fund (JCE) | 13-Apr-17 | Market Sale | 5,240 | $13.88 | $72,731.20 | (100%) 5.24K to 0 | 2% |
| 17-Apr-17 6:42 PM View: | Nuveen Tax-Advantaged Divid... (JTD) | 13-Apr-17 | Market Sale | 5,240 | $14.89 | $78,018.90 | (100%) 5.24K to 0 | (< 1%) |
| 18-Apr-17 1:19 PM View: | Nuveen Nasdaq 100 Dynamic O... (QQQX) | 13-Apr-17 | Market Sale | 1 | $20.60 | $20.60 | (100%) 1 to 0 | 4% |
| 17-Apr-17 6:39 PM View: | Nuveen Global High Income F... (JGH) | 13-Apr-17 | Market Sale | 6,471 | $16.51 | $106,823.00 | (100%) 6.47K to 0 | 21% |
| 10-Apr-17 4:52 PM View: | Nuveen Equity Premium Incom... (BXMX) | 06-Apr-17 | Market Sale | 10,370 | $13.31 | $138,022.00 | (100%) 10.37K to 0 | (69%) |
| 10-Apr-17 5:00 PM View: | Nuveen Multi-Strategy Incom... (JPC) | 06-Apr-17 | Market Sale | 7,000 | $9.86 | $69,020.00 | (100%) 7.0K to 0 | 19% |
| 10-Apr-17 4:57 PM View: | Nuveen Floating Rate Income... (JFR) | 06-Apr-17 | Market Sale | 7,000 | $11.40 | $79,800.00 | (100%) 7.0K to 0 | 30% |
| 10-Apr-17 4:41 PM View: | Nuveen Floating Rate Income... (JRO) | 06-Apr-17 | Market Sale | 7,000 | $11.62 | $81,340.00 | (100%) 7.0K to 0 | 32% |
| 10-Apr-17 4:44 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 06-Apr-17 | Market Sale | 7,000 | $8.72 | $61,040.00 | (100%) 7.0K to 0 | 20% |
| 23-Dec-14 4:10 PM View: | Nuveen Equity Premium Incom... (BXMX) | 22-Dec-14 | Acquisition (other) | 5,130 | -- | -- | 98% 5.24K to 10.37K | |
| 24-Feb-06 10:33 AM View: | Nuveen Quality Preferred In... (JHP) | 23-Feb-06 | Market Sale | 7,000 | $14.05 | $98,350.00 | (100%) 7.0K to 0 | 72% |
| 24-Feb-06 10:34 AM View: | Nuveen Municipal High Incom... (NMZ) | 23-Feb-06 | Market Sale | 7,000 | $16.42 | $114,940.00 | (100%) 7.0K to 0 | 3% |
| 24-Feb-06 10:35 AM View: | Nuveen Insured Florida Tax ... (NWF) | 23-Feb-06 | Market Sale | 4,900 | $13.73 | $67,277.00 | (70%) 7.0K to 2.1K | (< 1%) |
| 24-Feb-06 10:36 AM View: | Nuveen Tax Advantaged Total... (JTA) | 23-Feb-06 | Market Sale | 3,240 | $22.65 | $73,386.00 | (62%) 5.24K to 2.0K | 65% |
| 24-Feb-06 10:34 AM View: | Nuveen Insured Massachusett... (NGX) | 23-Feb-06 | Market Sale | 7,000 | $14.18 | $99,260.00 | (100%) 7.0K to 0 | (17%) |