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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jan-24 5:03 PM View:  | Nisource Inc. (NI) | 25-Jan-24 | Grant | 62,598 | $25.56 | $1,600,000.00 | 48% 131.42K to 194.02K | (4%) |
| 25-Aug-23 4:05 PM View: | Nisource Inc. (NI) | 23-Aug-23 | Market Purchase | 40,000 | $26.44 | $1,057,600.00 | 44% 91.24K to 131.24K | (7%) |
| 27-Jan-23 4:30 PM View: | Nisource Inc. (NI) | 26-Jan-23 | Grant | 36,311 | $27.54 | $1,000,000.00 | 67% 54.54K to 90.86K | |
| 01-Feb-22 6:41 PM View: | Nisource Inc. (NI) | 28-Jan-22 | Grant | 30,747 | $29.27 | $899,965.00 | 132% 23.36K to 54.11K | |
| 26-May-21 9:32 PM View: | Nisource Inc. (NI) | 25-May-21 | Grant | 5,922 | $25.33 | $150,004.00 | 34% 17.21K to 23.13K | (< 1%) |
| 13-May-21 8:44 PM View: | American Water Works Compan... (AWK) | 12-May-21 | Grant | 936 | -- | -- | 15% 6.1K to 7.04K | |
| 17-Nov-20 4:18 PM View: | Marsh & McLennan Companies,... (MMC) | 16-Nov-20 | Private Sale | 6,658 | $115.17 | $766,781.00 | (22%) 30.66K to 24.0K | |
| 21-May-20 11:32 AM View: | Nisource Inc. (NI) | 19-May-20 | Grant | 5,965 | $23.05 | $137,500.00 | 54% 10.98K to 16.95K | 7% |
| 15-May-20 4:33 PM View: | American Water Works Compan... (AWK) | 13-May-20 | Grant | 1,159 | -- | -- | 39% 2.94K to 4.1K | |
| 15-May-20 4:33 PM View: | American Water Works Compan... (AWK) | 13-May-20 | Purchase | 2,000 | $115.95 | $231,900.00 | 49% 4.1K to 6.1K | |
| 11-Mar-20 12:28 PM View: | Nisource Inc. (NI) | 09-Mar-20 | Grant | 980 | $27.69 | $27,123.30 | 10% 10.0K to 10.98K | (11%) |
| 28-Aug-19 4:19 PM View: | Duke Energy Corp. (DUK) | 26-Aug-19 | Market Sale | 20,000 | $90.81 | $1,816,270.00 | (37%) 54.26K to 34.26K | (8%) |
| 29-Jul-19 4:31 PM View: | American Water Works Compan... (AWK) | 25-Jul-19 | Grant | 941 | -- | -- | 47% 2.0K to 2.94K | |
| 04-Jun-19 4:07 PM View: | Marsh & McLennan Companies,... (MMC) | 01-Jun-19 | Grant | 1,834 | $95.40 | $174,973.00 | 6% 28.82K to 30.66K | 1% |
| 28-May-19 4:27 PM View: | Duke Energy Corp. (DUK) | 23-May-19 | Market Sale | 5,117 | $88.20 | $451,316.00 | (9%) 59.36K to 54.24K | (10%) |
| 04-Mar-19 4:31 PM View: | Duke Energy Corp. (DUK) | 28-Feb-19 | Payment of Exercise | 940 | $89.66 | $84,280.40 | (2%) 60.27K to 59.34K | (9%) |
| 28-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 27-Feb-19 | Grant | 6,091 | $89.28 | $543,804.00 | 11% 54.18K to 60.27K | 10% |
| 28-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 26-Feb-19 | Market Sale | 3,500 | $88.51 | $309,778.00 | (6%) 57.68K to 54.18K | (11%) |
| 26-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-19 | Payment of Exercise | 5,369 | $89.91 | $482,727.00 | (9%) 63.05K to 57.68K | (9%) |
| 26-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 22-Feb-19 | Payment of Exercise | 865 | $89.91 | $77,772.20 | (1%) 63.92K to 63.05K | (9%) |
| 15-Feb-19 11:13 AM View: | Duke Energy Corp. (DUK) | 13-Feb-19 | Payment of Exercise | 4,841 | $89.59 | $433,705.00 | (7%) 68.76K to 63.92K | (10%) |
| 15-Feb-19 11:13 AM View: | Duke Energy Corp. (DUK) | 13-Feb-19 | Option Exercise | 14,586 | $89.59 | $1,306,760.00 | 27% 54.17K to 68.76K | 10% |
| 05-Jun-18 4:18 PM View: | Marsh & McLennan Companies,... (MMC) | 01-Jun-18 | Grant | 2,175 | $80.45 | $174,979.00 | 8% 26.65K to 28.82K | (3%) |
| 02-Mar-18 4:19 PM View: | Duke Energy Corp. (DUK) | 28-Feb-18 | Grant | 6,307 | $75.34 | $475,169.00 | 12% 51.53K to 57.84K | 27% |
| 02-Mar-18 4:19 PM View: | Duke Energy Corp. (DUK) | 28-Feb-18 | Market Sale | 3,746 | $76.05 | $284,895.00 | (6%) 57.84K to 54.09K | (26%) |
| 27-Feb-18 10:00 PM View: | Duke Energy Corp. (DUK) | 25-Feb-18 | Payment of Exercise | 542 | $77.22 | $41,853.20 | (1%) 52.07K to 51.53K | (24%) |
| 27-Feb-18 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-18 | Payment of Exercise | 600 | $77.22 | $46,332.00 | (1%) 52.67K to 52.07K | (24%) |
| 26-Feb-18 4:27 PM View: | Duke Energy Corp. (DUK) | 22-Feb-18 | Payment of Exercise | 580 | $75.54 | $43,813.20 | (1%) 53.25K to 52.67K | (27%) |
| 16-Feb-18 4:32 PM View: | Duke Energy Corp. (DUK) | 14-Feb-18 | Payment of Exercise | 2,012 | $75.48 | $151,866.00 | (4%) 55.27K to 53.25K | (25%) |
| 16-Feb-18 4:32 PM View: | Duke Energy Corp. (DUK) | 14-Feb-18 | Option Exercise | 6,735 | $75.48 | $508,358.00 | 14% 48.53K to 55.27K | 25% |
| 14-Nov-17 4:26 PM View: | Duke Energy Corp. (DUK) | 13-Nov-17 | Market Sale | 5,000 | $89.95 | $449,769.00 | (9%) 53.5K to 48.5K | (4%) |
| 02-Jun-17 4:38 PM View: | Marsh & McLennan Companies,... (MMC) | 01-Jun-17 | Grant | 2,065 | $77.46 | $159,955.00 | 8% 24.59K to 26.65K | (< 1%) |
| 15-May-17 10:00 PM View: | Duke Energy Corp. (DUK) | 12-May-17 | Grant | 4,821 | $83.26 | $401,416.00 | 10% 48.65K to 53.47K | 10% |
| 28-Feb-17 10:00 PM View: | Duke Energy Corp. (DUK) | 27-Feb-17 | Market Sale | 5,000 | $82.01 | $410,070.00 | (8%) 63.27K to 58.27K | (12%) |
| 28-Feb-17 10:00 PM View: | Duke Energy Corp. (DUK) | 25-Feb-17 | Payment of Exercise | 1,121 | $81.96 | $91,877.20 | (2%) 64.39K to 63.27K | (12%) |
| 28-Feb-17 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-17 | Payment of Exercise | 656 | $81.96 | $53,765.80 | (1%) 65.05K to 64.39K | (12%) |
| 24-Feb-17 4:32 PM View: | Duke Energy Corp. (DUK) | 22-Feb-17 | Grant | 5,804 | $79.87 | $463,566.00 | 10% 59.25K to 65.05K | 15% |
| 03-Jun-16 4:26 PM View: | Marsh & McLennan Companies,... (MMC) | 01-Jun-16 | Grant | 2,425 | $65.96 | $159,953.00 | 11% 22.16K to 24.59K | 19% |
| 29-Feb-16 8:23 AM View: | Duke Energy Corp. (DUK) | 25-Feb-16 | Payment of Exercise | 1,673 | $76.44 | $127,884.00 | (3%) 60.85K to 59.17K | (15%) |
| 26-Feb-16 4:20 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Grant | 16,012 | $74.95 | $1,200,100.00 | 40% 40.0K to 56.01K | 17% |
| 26-Feb-16 4:20 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Payment of Exercise | 2,397 | $74.95 | $179,655.00 | (4%) 63.24K to 60.85K | (17%) |
| 26-Feb-16 4:20 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Option Exercise | 7,234 | $74.95 | $542,188.00 | 13% 56.01K to 63.24K | 17% |
| 24-Feb-16 4:18 PM View: | Duke Energy Corp. (DUK) | 23-Feb-16 | Market Sale | 2,000 | $74.65 | $149,308.00 | (5%) 40.24K to 38.24K | (18%) |
| 02-Jun-15 4:43 PM View: | Marsh & McLennan Companies,... (MMC) | 01-Jun-15 | Grant | 2,390 | $58.56 | $139,958.00 | 12% 19.77K to 22.16K | 37% |
| 28-May-15 4:24 PM View: | Marsh & McLennan Companies,... (MMC) | 27-May-15 | Market Purchase | 3,000 | $58.92 | $176,758.00 | 18% 16.77K to 19.77K | 36% |
| 20-May-15 3:05 PM View: | Duke Energy Corp. (DUK) | 19-May-15 | Market Sale | 5,892 | $76.11 | $448,428.00 | (13%) 46.13K to 40.24K | (12%) |
| 18-Mar-15 4:07 PM View: | Duke Energy Corp. (DUK) | 16-Mar-15 | Payment of Exercise | 459 | $75.71 | $34,750.90 | (< 1%) 48.29K to 47.83K | (11%) |
| 27-Feb-15 7:19 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Grant | 5,425 | $79.01 | $428,629.00 | 13% 41.14K to 46.56K | 6% |
| 27-Feb-15 7:19 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Payment of Exercise | 2,421 | $79.01 | $191,283.00 | (5%) 50.66K to 48.24K | (6%) |
| 27-Feb-15 7:19 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Option Exercise | 4,098 | $79.01 | $323,783.00 | 9% 46.56K to 50.66K | 6% |