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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Nov-19 8:49 PM View:  | Tesla, Inc. (TSLA) | 22-Nov-19 | Option Exercise | 17,223 | $259.72 | $4,473,190.00 | 33% 52.14K to 69.37K | |
| 26-Nov-19 8:49 PM View: | Tesla, Inc. (TSLA) | 22-Nov-19 | Market Option Sale | 17,223 | $332.44 | $5,725,680.00 | (25%) 69.37K to 52.14K | (1268%) |
| 24-Aug-17 9:11 PM View: | Tesla, Inc. (TSLA) | 22-Aug-17 | Option Exercise | 44,777 | $259.72 | $11,629,600.00 | 43% 104.24K to 149.02K | |
| 24-Aug-17 9:11 PM View: | Tesla, Inc. (TSLA) | 22-Aug-17 | Market Option Sale | 44,777 | $340.36 | $15,240,400.00 | (30%) 149.02K to 104.24K | (1236%) |
| 28-Feb-17 10:00 PM View: | Tesla, Inc. (TSLA) | 24-Feb-17 | Acquisition (other) | 27,266 | -- | -- | 10% 261.95K to 289.21K | |
| 28-Feb-17 10:00 PM View: | Tesla, Inc. (TSLA) | 24-Feb-17 | Disposition (other) | 184,972 | -- | -- | (64%) 289.21K to 104.24K | |
| 19-Dec-16 8:31 PM View: | Tesla, Inc. (TSLA) | 14-Dec-16 | Market Sale | 56 | $202.20 | $11,323.20 | (< 1%) 262.0K to 261.95K | (2150%) |
| 07-Dec-16 9:18 PM View: | Tesla, Inc. (TSLA) | 05-Dec-16 | Acquisition (other) | 24,811 | -- | -- | 6% 417.05K to 441.86K | |
| 07-Dec-16 9:18 PM View: | Tesla, Inc. (TSLA) | 05-Dec-16 | Disposition (other) | 179,851 | -- | -- | (41%) 441.86K to 262.0K | |
| 23-Nov-16 9:30 PM View: | Tesla, Inc. (TSLA) | 21-Nov-16 | Grant | 184,798 | -- | -- | 367% 50.31K to 235.11K | |
| 11-Dec-15 8:44 PM View: | Tesla, Inc. (TSLA) | 09-Dec-15 | Acquisition (other) | 1,394 | -- | -- | 2% 55.81K to 57.2K | |
| 11-Dec-15 8:44 PM View: | Tesla, Inc. (TSLA) | 09-Dec-15 | Disposition (other) | 6,890 | -- | -- | (12%) 57.2K to 50.31K | |
| 08-Dec-15 8:50 PM View: | Tesla, Inc. (TSLA) | 04-Dec-15 | Option Exercise | 6,890 | $29.66 | $204,357.00 | 14% 48.92K to 55.81K | |
| 03-Mar-15 3:39 PM View: | Tesla, Inc. (TSLA) | 27-Feb-15 | Acquisition (other) | 5,294 | -- | -- | 12% 43.63K to 48.92K | |
| 03-Mar-15 3:39 PM View: | Tesla, Inc. (TSLA) | 27-Feb-15 | Disposition (other) | 26,167 | -- | -- | (35%) 75.09K to 48.92K | |
| 03-Mar-15 3:39 PM View: | Tesla, Inc. (TSLA) | 27-Feb-15 | Option Exercise | 26,167 | $29.66 | $776,113.00 | 53% 48.92K to 75.09K | |
| 04-Sep-14 7:44 PM View: | Tesla, Inc. (TSLA) | 02-Sep-14 | Acquisition (other) | 297 | -- | -- | < 1% 60.65K to 60.94K | |
| 04-Sep-14 7:44 PM View: | Tesla, Inc. (TSLA) | 02-Sep-14 | Disposition (other) | 17,315 | -- | -- | (28%) 60.94K to 43.63K | |
| 15-Nov-13 7:32 PM View: | Tesla, Inc. (TSLA) | 13-Nov-13 | Option Exercise | 78,942 | $19.76 | $1,560,260.00 | 130% 60.65K to 139.59K | |
| 15-Nov-13 7:32 PM View: | Tesla, Inc. (TSLA) | 13-Nov-13 | Market Option Sale | 78,942 | $140.32 | $11,077,200.00 | (57%) 139.59K to 60.65K | (3142%) |
| 15-Nov-13 7:28 PM View: | Tesla, Inc. (TSLA) | 29-May-13 | Acquisition (other) | 383 | -- | -- | < 1% 62.26K to 62.65K | |
| 15-Nov-13 7:28 PM View: | Tesla, Inc. (TSLA) | 29-May-13 | Disposition (other) | 2,000 | -- | -- | (3%) 62.65K to 60.65K | |
| 15-May-13 9:02 PM View: | Tesla, Inc. (TSLA) | 13-May-13 | Acquisition (other) | 3,155 | -- | -- | 1% 263.55K to 266.71K | |
| 15-May-13 9:02 PM View: | Tesla, Inc. (TSLA) | 13-May-13 | Disposition (other) | 204,444 | -- | -- | (77%) 266.71K to 62.26K | |
| 10-Mar-11 2:15 PM View: | Tesla, Inc. (TSLA) | 09-Mar-11 | Acquisition (other) | 3,252 | -- | -- | < 1% 341.25K to 344.5K | |
| 10-Mar-11 2:15 PM View: | Tesla, Inc. (TSLA) | 09-Mar-11 | Disposition (other) | 42,246 | -- | -- | (12%) 344.5K to 302.26K | |
| 10-Mar-11 2:15 PM View: | Tesla, Inc. (TSLA) | 08-Mar-11 | Acquisition (other) | 1,710 | -- | -- | < 1% 770.57K to 772.27K | |
| 10-Mar-11 2:15 PM View: | Tesla, Inc. (TSLA) | 08-Mar-11 | Disposition (other) | 209,493 | -- | -- | (27%) 772.27K to 562.78K | |
| 10-Mar-11 2:15 PM View: | Tesla, Inc. (TSLA) | 08-Mar-11 | Market Sale | 221,529 | $24.71 | $5,473,900.00 | (39%) 562.78K to 341.25K | (18311%) |
| 08-Feb-11 3:33 PM View: | NeoPhotonics Corporation (NPTN) | 07-Feb-11 | Conversion | 1,529,680 | -- | -- | 59% 2.58M to 4.11M | |
| 28-Dec-10 8:41 PM View: | Tesla, Inc. (TSLA) | 27-Dec-10 | Acquisition (other) | 36,997 | $30.09 | $1,113,240.00 | 1% 2.61M to 2.65M | 14950% |
| 28-Dec-10 8:41 PM View: | Tesla, Inc. (TSLA) | 27-Dec-10 | Disposition (other) | 1,958,040 | $30.09 | $58,917,400.00 | (74%) 2.65M to 689.68K | |
| 02-Jul-10 2:35 PM View: | Tesla, Inc. (TSLA) | 02-Jul-10 | Conversion | 2,764,870 | -- | -- | 100% 0 to 2.76M |