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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Dec-23 4:30 PM View:  | Annexon, Inc. (ANNX) | 26-Dec-23 | Private Purchase | 350,000 | $2.88 | $1,008,000.00 | 5% 7.06M to 7.41M | |
| 14-Feb-23 4:31 PM View: | Annexon, Inc. (ANNX) | 10-Feb-23 | Private Purchase | 2,647,060 | $6.80 | $18,000,000.00 | 60% 4.41M to 7.06M | |
| 11-Jul-22 8:42 PM View: | Annexon, Inc. (ANNX) | 07-Jul-22 | Private Purchase | 2,453,990 | $3.84 | $9,423,310.00 | 126% 1.95M to 4.41M | |
| 08-Jan-21 4:15 PM View: | Aileron Therapeutics, Inc. (ALRN) | 08-Jan-21 | Private Purchase | 9,000,000 | $1.10 | $9,900,000.00 | 118% 7.61M to 16.61M | |
| 28-Jul-20 4:17 PM View: | Annexon, Inc. (ANNX) | 28-Jul-20 | Conversion | 1,754,980 | -- | -- | 100% 1.75M to 3.51M | |
| 28-Jul-20 4:17 PM View: | Annexon, Inc. (ANNX) | 28-Jul-20 | Purchase | 200,000 | $17.00 | $3,400,000.00 | 6% 3.51M to 3.71M | |
| 09-Jun-20 8:22 PM View: | Aileron Therapeutics, Inc. (ALRN) | 08-Jun-20 | Market Purchase | 3,700,000 | $1.10 | $4,070,000.00 | 95% 3.91M to 7.61M | (5%) |
| 10-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 10-Jan-19 | Market Purchase | 23,818 | $2.45 | $58,442.20 | < 1% 5.6M to 5.62M | (19%) |
| 10-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 09-Jan-19 | Market Purchase | 20,000 | $2.39 | $47,876.00 | < 1% 5.58M to 5.6M | (17%) |
| 10-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 08-Jan-19 | Market Purchase | 20,000 | $2.20 | $43,972.00 | < 1% 5.56M to 5.58M | (10%) |
| 07-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 07-Jan-19 | Market Purchase | 20,000 | $2.18 | $43,558.00 | < 1% 5.54M to 5.56M | (9%) |
| 07-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 04-Jan-19 | Market Purchase | 20,000 | $2.12 | $42,396.00 | < 1% 5.52M to 5.54M | (6%) |
| 07-Jan-19 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 03-Jan-19 | Market Purchase | 20,000 | $2.08 | $41,508.00 | < 1% 5.5M to 5.52M | (4%) |
| 02-Jan-19 9:01 PM View: | Aadi Bioscience, Inc. (ARPO) | 02-Jan-19 | Market Purchase | 20,000 | $1.94 | $38,838.00 | < 1% 5.48M to 5.5M | 3% |
| 02-Jan-19 9:01 PM View: | Aadi Bioscience, Inc. (ARPO) | 31-Dec-18 | Market Purchase | 20,000 | $1.75 | $34,900.00 | < 1% 5.46M to 5.48M | 14% |
| 02-Jan-19 9:01 PM View: | Aadi Bioscience, Inc. (ARPO) | 28-Dec-18 | Market Purchase | 20,000 | $1.72 | $34,372.00 | < 1% 5.44M to 5.46M | 16% |
| 27-Dec-18 7:13 PM View: | Aadi Bioscience, Inc. (ARPO) | 27-Dec-18 | Market Purchase | 20,000 | $1.67 | $33,410.00 | < 1% 5.42M to 5.44M | 19% |
| 27-Dec-18 7:13 PM View: | Aadi Bioscience, Inc. (ARPO) | 26-Dec-18 | Market Purchase | 20,000 | $1.69 | $33,854.00 | < 1% 5.4M to 5.42M | 18% |
| 27-Dec-18 7:13 PM View: | Aadi Bioscience, Inc. (ARPO) | 21-Dec-18 | Purchase | 20,000 | $1.84 | $36,870.00 | < 1% 5.38M to 5.4M | |
| 20-Dec-18 7:04 PM View: | Aadi Bioscience, Inc. (ARPO) | 20-Dec-18 | Purchase | 20,000 | $1.85 | $36,984.00 | < 1% 5.36M to 5.38M | |
| 20-Dec-18 7:04 PM View: | Aadi Bioscience, Inc. (ARPO) | 19-Dec-18 | Purchase | 20,000 | $1.92 | $38,384.00 | < 1% 5.34M to 5.36M | |
| 20-Dec-18 7:04 PM View: | Aadi Bioscience, Inc. (ARPO) | 18-Dec-18 | Purchase | 20,000 | $1.99 | $39,856.00 | < 1% 5.32M to 5.34M | |
| 14-Dec-18 8:55 PM View: | Aadi Bioscience, Inc. (ARPO) | 14-Dec-18 | Purchase | 20,000 | $2.00 | $40,094.00 | < 1% 5.3M to 5.32M | |
| 14-Dec-18 8:55 PM View: | Aadi Bioscience, Inc. (ARPO) | 13-Dec-18 | Purchase | 20,000 | $2.02 | $40,308.00 | < 1% 5.28M to 5.3M | |
| 14-Dec-18 8:55 PM View: | Aadi Bioscience, Inc. (ARPO) | 12-Dec-18 | Purchase | 20,000 | $2.05 | $40,938.00 | < 1% 5.26M to 5.28M | |
| 11-Dec-18 8:52 PM View: | Aadi Bioscience, Inc. (ARPO) | 11-Dec-18 | Purchase | 20,000 | $2.09 | $41,846.00 | < 1% 5.24M to 5.26M | |
| 11-Dec-18 8:52 PM View: | Aadi Bioscience, Inc. (ARPO) | 10-Dec-18 | Purchase | 20,000 | $2.13 | $42,608.00 | < 1% 5.22M to 5.24M | |
| 11-Dec-18 8:52 PM View: | Aadi Bioscience, Inc. (ARPO) | 07-Dec-18 | Purchase | 20,000 | $2.14 | $42,788.00 | < 1% 5.2M to 5.22M | |
| 06-Dec-18 8:54 PM View: | Aadi Bioscience, Inc. (ARPO) | 06-Dec-18 | Purchase | 20,000 | $2.18 | $43,584.00 | < 1% 5.18M to 5.2M | |
| 06-Dec-18 8:54 PM View: | Aadi Bioscience, Inc. (ARPO) | 04-Dec-18 | Purchase | 20,000 | $2.10 | $41,994.00 | < 1% 5.16M to 5.18M | |
| 06-Dec-18 8:54 PM View: | Aadi Bioscience, Inc. (ARPO) | 03-Dec-18 | Purchase | 20,000 | $1.99 | $39,774.00 | < 1% 5.14M to 5.16M | |
| 30-Nov-18 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 30-Nov-18 | Purchase | 20,000 | $1.98 | $39,692.00 | < 1% 5.12M to 5.14M | |
| 30-Nov-18 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 29-Nov-18 | Purchase | 20,000 | $2.01 | $40,118.00 | < 1% 5.1M to 5.12M | |
| 30-Nov-18 9:00 PM View: | Aadi Bioscience, Inc. (ARPO) | 28-Nov-18 | Purchase | 20,000 | $1.94 | $38,714.00 | < 1% 5.08M to 5.1M | |
| 17-Sep-18 9:30 PM View: | Vital Therapies, Inc. (IMUX) | 17-Sep-18 | Market Sale | 7,044,780 | $0.29 | $2,054,260.00 | (33%) 21.58M to 14.54M | (33%) |
| 17-Sep-18 9:30 PM View: | Vital Therapies, Inc. (IMUX) | 14-Sep-18 | Market Sale | 447,500 | $0.36 | $160,384.00 | (2%) 22.03M to 21.58M | (9%) |
| 17-Sep-18 9:30 PM View: | Vital Therapies, Inc. (IMUX) | 13-Sep-18 | Market Sale | 3,890,000 | $0.50 | $1,931,000.00 | (15%) 25.92M to 22.03M | 21% |
| 29-Jun-18 4:17 PM View: | Aadi Bioscience, Inc. (ARPO) | 28-Jun-18 | Purchase | 1,818,180 | $3.85 | $7,000,000.00 | 56% 3.26M to 5.08M | |
| 23-Mar-18 6:23 PM View: | Aadi Bioscience, Inc. (ARPO) | 23-Mar-18 | Purchase | 1,000 | $5.00 | $5,000.00 | < 1% 3.26M to 3.26M | |
| 23-Mar-18 6:23 PM View: | Aadi Bioscience, Inc. (ARPO) | 21-Mar-18 | Purchase | 4,000 | $4.85 | $19,390.00 | < 1% 3.25M to 3.26M | |
| 21-Mar-18 4:52 PM View: | Aadi Bioscience, Inc. (ARPO) | 20-Mar-18 | Purchase | 5,400 | $4.97 | $26,860.10 | < 1% 3.25M to 3.25M | |
| 21-Mar-18 4:52 PM View: | Aadi Bioscience, Inc. (ARPO) | 19-Mar-18 | Purchase | 7,600 | $4.96 | $37,724.90 | < 1% 3.24M to 3.25M | |
| 14-Dec-17 6:47 PM View: | Vital Therapies, Inc. (IMUX) | 13-Dec-17 | Market Purchase | 50,000 | $5.57 | $278,570.00 | < 1% 11.33M to 11.38M | (93%) |
| 14-Dec-17 6:47 PM View: | Vital Therapies, Inc. (IMUX) | 12-Dec-17 | Market Purchase | 50,000 | $5.40 | $269,765.00 | < 1% 11.28M to 11.33M | (93%) |
| 11-Dec-17 5:35 PM View: | Vital Therapies, Inc. (IMUX) | 11-Dec-17 | Market Purchase | 50,000 | $4.96 | $248,225.00 | < 1% 11.23M to 11.28M | (92%) |
| 11-Dec-17 5:35 PM View: | Vital Therapies, Inc. (IMUX) | 08-Dec-17 | Market Purchase | 50,000 | $4.92 | $246,185.00 | < 1% 11.18M to 11.23M | (92%) |
| 11-Dec-17 5:35 PM View: | Vital Therapies, Inc. (IMUX) | 07-Dec-17 | Market Purchase | 50,000 | $4.77 | $238,730.00 | < 1% 11.13M to 11.18M | (92%) |
| 14-Sep-17 7:40 PM View: | Vital Therapies, Inc. (IMUX) | 14-Sep-17 | Market Purchase | 30,000 | $4.25 | $127,539.00 | < 1% 11.1M to 11.13M | (91%) |
| 14-Sep-17 7:40 PM View: | Vital Therapies, Inc. (IMUX) | 13-Sep-17 | Market Purchase | 50,000 | $4.13 | $206,465.00 | < 1% 11.05M to 11.1M | (90%) |
| 14-Sep-17 7:40 PM View: | Vital Therapies, Inc. (IMUX) | 12-Sep-17 | Market Purchase | 50,000 | $3.74 | $187,225.00 | < 1% 11.0M to 11.05M | (89%) |