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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Oct-20 4:57 PM View:  | Pacific Ethanol, Inc. (PEIX) | 14-Oct-20 | Payment of Exercise | 55,155 | $9.55 | $526,730.00 | (6%) 921.7K to 866.54K | 28% |
| 27-Aug-20 5:03 PM View: | Pacific Ethanol, Inc. (PEIX) | 26-Aug-20 | Market Purchase | 50,000 | $3.35 | $167,739.00 | 6% 871.7K to 921.7K | 104% |
| 09-Jul-20 5:11 PM View: | Pacific Ethanol, Inc. (PEIX) | 11-Jun-20 | Market Purchase | 1,883 | $0.67 | $1,261.61 | < 1% 869.82K to 871.7K | 925% |
| 03-Apr-20 4:06 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-20 | Payment of Exercise | 63,169 | $0.25 | $15,792.20 | (7%) 932.99K to 869.82K | (2791%) |
| 22-Aug-19 7:41 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Aug-19 | Market Purchase | 100,000 | $0.57 | $57,000.00 | 12% 832.99K to 932.99K | 1147% |
| 24-Apr-19 9:48 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Apr-19 | Grant | 167,000 | $1.12 | $187,040.00 | 25% 665.99K to 832.99K | 536% |
| 18-Jun-18 4:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 14-Jun-18 | Grant | 138,888 | -- | -- | 26% 527.1K to 665.99K | |
| 03-Apr-18 4:02 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-18 | Payment of Exercise | 25,224 | $3.00 | $75,672.00 | (5%) 552.32K to 527.1K | (140%) |
| 09-Mar-18 4:04 PM View: | Pacific Ethanol, Inc. (PEIX) | 08-Mar-18 | Market Purchase | 30,000 | $3.20 | $95,895.00 | 6% 522.32K to 552.32K | 126% |
| 04-Apr-17 4:25 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-17 | Payment of Exercise | 22,648 | $6.85 | $155,139.00 | (4%) 544.97K to 522.32K | (6%) |
| 17-Mar-17 4:23 PM View: | Pacific Ethanol, Inc. (PEIX) | 15-Mar-17 | Grant | 74,074 | -- | -- | 16% 470.89K to 544.97K | |
| 17-Jun-16 4:31 PM View: | Pacific Ethanol, Inc. (PEIX) | 16-Jun-16 | Grant | 100,000 | -- | -- | 27% 370.89K to 470.89K | |
| 05-Apr-16 4:42 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-16 | Payment of Exercise | 17,168 | $4.40 | $75,539.20 | (4%) 388.06K to 370.89K | (65%) |
| 12-Nov-15 7:21 AM View: | Pacific Ethanol, Inc. (PEIX) | 10-Nov-15 | Market Purchase | 10,000 | $4.60 | $46,000.00 | 3% 378.06K to 388.06K | 58% |
| 12-Nov-15 7:21 AM View: | Pacific Ethanol, Inc. (PEIX) | 09-Nov-15 | Market Purchase | 10,000 | $4.95 | $49,500.00 | 3% 368.06K to 378.06K | 47% |
| 07-Aug-15 6:22 PM View: | Pacific Ethanol, Inc. (PEIX) | 07-Aug-15 | Market Purchase | 15,000 | $7.45 | $111,750.00 | 4% 353.06K to 368.06K | (3%) |
| 03-Apr-15 12:51 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-15 | Payment of Exercise | 23,395 | $11.15 | $260,854.00 | (6%) 376.46K to 353.06K | 35% |
| 19-Mar-15 4:45 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-Mar-15 | Grant | 47,847 | -- | -- | 15% 328.61K to 376.46K | |
| 26-Aug-14 4:17 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Aug-14 | Market Sale | 25,000 | $21.27 | $531,712.00 | (7%) 353.61K to 328.61K | 66% |
| 20-Jun-14 5:16 PM View: | Pacific Ethanol, Inc. (PEIX) | 18-Jun-14 | Grant | 33,944 | -- | -- | 11% 319.67K to 353.61K | |
| 30-May-14 5:16 PM View: | Pacific Ethanol, Inc. (PEIX) | 28-May-14 | Grant | 17,270 | -- | -- | 6% 302.4K to 319.67K | |
| 02-Apr-14 8:09 AM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-14 | Payment of Exercise | 16,179 | $17.90 | $289,604.00 | (5%) 318.58K to 302.4K | 59% |
| 19-Nov-13 5:21 PM View: | Pacific Ethanol, Inc. (PEIX) | 19-Nov-13 | Purchase | 15,000 | -- | -- | 5% 303.58K to 318.58K | |
| 17-Sep-13 4:33 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-Sep-13 | Grant | 28,247 | -- | -- | 10% 275.33K to 303.58K | |
| 31-Jul-13 5:14 PM View: | Pacific Ethanol, Inc. (PEIX) | 31-Jul-13 | Grant | 25,082 | -- | -- | 10% 250.25K to 275.33K | |
| 26-Jun-13 4:44 PM View: | Pacific Ethanol, Inc. (PEIX) | 24-Jun-13 | Grant | 55,556 | -- | -- | 29% 194.69K to 250.25K | |
| 22-Apr-13 5:21 PM View: | Pacific Ethanol, Inc. (PEIX) | 12-Apr-13 | Grant | 250,000 | -- | -- | 9% 2.67M to 2.92M | |
| 01-Apr-13 5:08 PM View: | Pacific Ethanol, Inc. (PEIX) | 28-Mar-13 | Grant | 300,000 | -- | -- | 11% 2.62M to 2.92M | |
| 22-Mar-13 4:28 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Mar-13 | Grant | 1,250,000 | -- | -- | 91% 1.37M to 2.62M | |
| 07-Jan-13 4:59 PM View: | Pacific Ethanol, Inc. (PEIX) | 31-Dec-12 | Grant | 311,301 | $0.34 | $105,842.00 | 29% 1.06M to 1.37M | 42% |
| 27-Aug-12 6:07 PM View: | Pacific Ethanol, Inc. (PEIX) | 24-Aug-12 | Grant | 338,709 | $0.31 | $105,000.00 | 47% 720.35K to 1.06M | 67% |
| 12-Sep-11 8:20 AM View: | Pacific Ethanol, Inc. (PEIX) | 09-Sep-11 | Market Purchase | 35,000 | $0.37 | $13,008.30 | 5% 685.35K to 720.35K | 37% |
| 24-Aug-11 5:32 PM View: | Pacific Ethanol, Inc. (PEIX) | 24-Aug-11 | Market Purchase | 40,000 | $0.34 | $13,795.20 | 6% 645.35K to 685.35K | 46% |
| 22-Aug-11 4:35 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Aug-11 | Market Purchase | 45,000 | $0.34 | $15,394.80 | 7% 600.35K to 645.35K | 48% |
| 18-Aug-11 5:42 PM View: | Pacific Ethanol, Inc. (PEIX) | 18-Aug-11 | Market Purchase | 30,000 | $0.37 | $11,086.80 | 5% 570.35K to 600.35K | 36% |
| 03-Aug-11 5:17 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Aug-11 | Grant | 71,429 | -- | -- | 14% 498.92K to 570.35K | |
| 22-Oct-10 4:41 PM View: | Pacific Ethanol, Inc. (PEIX) | 20-Oct-10 | Grant | 750,000 | -- | -- | 27% 2.74M to 3.49M | |
| 10-Feb-10 4:41 PM View: | Pacific Ethanol, Inc. (PEIX) | 28-Jan-10 | Grant | 250,000 | -- | -- | 10% 2.49M to 2.74M | |
| 28-Sep-09 5:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 18-Sep-09 | Gift | 300,000 | -- | -- | (11%) 2.79M to 2.49M | |
| 24-Apr-09 5:59 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-09 | Payment of Exercise | 5,957 | $0.33 | $1,965.81 | (< 1%) 2.8M to 2.79M | 81% |
| 27-Feb-09 6:01 PM View: | Pacific Ethanol, Inc. (PEIX) | 21-Jul-08 | Gift | 440,165 | -- | -- | (14%) 3.24M to 2.8M | |
| 09-Apr-08 6:18 PM View: | Pacific Ethanol, Inc. (PEIX) | 08-Apr-08 | Grant | 79,908 | -- | -- | 3% 3.16M to 3.24M | |
| 13-Feb-08 10:00 PM View: | Pacific Ethanol, Inc. (PEIX) | 20-Jul-07 | Gift | 40,000 | -- | -- | (1%) 3.2M to 3.16M | |
| 16-May-07 4:17 PM View: | Pacific Ethanol, Inc. (PEIX) | 14-May-07 | Market Sale (Planned) | 2,912 | $16.00 | $46,592.00 | (< 1%) 3.2M to 3.2M | 100% |
| 12-Apr-07 8:59 PM View: | Pacific Ethanol, Inc. (PEIX) | 10-Apr-07 | Market Sale | 96,078 | $16.18 | $1,554,900.00 | (3%) 3.3M to 3.21M | 100% |
| 12-Apr-07 9:00 PM View: | Pacific Ethanol, Inc. (PEIX) | 10-Apr-07 | Market Sale | 3,922 | $16.46 | $64,561.40 | (< 1%) 3.21M to 3.2M | 100% |
| 05-Apr-07 4:34 PM View: | Pacific Ethanol, Inc. (PEIX) | 29-Mar-07 | Gift | 355,000 | -- | -- | (10%) 3.66M to 3.3M | |
| 05-Apr-07 4:34 PM View: | Pacific Ethanol, Inc. (PEIX) | 27-Feb-07 | Gift | 25,000 | -- | -- | (< 1%) 3.68M to 3.66M | |
| 05-Dec-06 9:28 AM View: | Pacific Ethanol, Inc. (PEIX) | 03-Nov-06 | Gift | 200 | -- | -- | (< 1%) 3.68M to 3.68M | |
| 06-Oct-06 7:43 PM View: | Pacific Ethanol, Inc. (PEIX) | 04-Oct-06 | Grant | 93,600 | -- | -- | 3% 3.59M to 3.68M |