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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 4:07 PM View:  | Codexis, Inc. (CDXS) | 13-Jun-23 | Grant | 34,602 | -- | -- | 110% 31.35K to 65.95K | |
| 30-Sep-22 6:59 PM View: | Codexis, Inc. (CDXS) | 28-Sep-22 | Grant | 31,347 | -- | -- | 100% 0 to 31.35K | |
| 22-Sep-15 4:54 PM View: | Immunocellular Therapeutics... (IMUC) | 18-Sep-15 | Grant | 10,000 | -- | -- | 200% 5.0K to 15.0K | |
| 06-Jul-09 4:39 PM View: | Novavax, Inc. (NVAX) | 02-Jul-09 | Market Sale | 50,000 | $3.00 | $150,000.00 | (31%) 163.1K to 113.1K | 56% |
| 06-Jul-09 4:39 PM View: | Novavax, Inc. (NVAX) | 01-Jul-09 | Option Exercise | 150,000 | $0.74 | $111,000.00 | 68% 221.44K to 371.44K | |
| 06-Jul-09 4:39 PM View: | Novavax, Inc. (NVAX) | 01-Jul-09 | Market Option Sale | 150,000 | $2.99 | $448,455.00 | (40%) 371.44K to 221.44K | 56% |
| 06-Jul-09 4:39 PM View: | Novavax, Inc. (NVAX) | 01-Jul-09 | Market Sale | 58,334 | $2.99 | $174,401.00 | (26%) 221.44K to 163.1K | 56% |
| 04-Aug-08 2:55 PM View: | Novavax, Inc. (NVAX) | 31-Jul-08 | Purchase | 10,554 | -- | -- | 5% 210.88K to 221.44K | |
| 29-Aug-07 3:58 PM View: | Novavax, Inc. (NVAX) | 28-Aug-07 | Market Purchase | 1,100 | $3.04 | $3,342.46 | < 1% 209.78K to 210.88K | (2%) |
| 22-Feb-06 2:26 PM View: | Novavax, Inc. (NVAX) | 17-Feb-06 | Grant | 50,000 | -- | -- | (102%) (-49.0K) to 1.0K | |
| 12-Aug-05 12:34 PM View: | Novavax, Inc. (NVAX) | 10-Aug-05 | Grant | 125,000 | -- | -- | (101%) (-124.0K) to 1.0K | |
| 06-May-05 1:24 PM View: | Novavax, Inc. (NVAX) | 04-May-05 | Grant | 33,784 | $1.48 | $50,000.30 | (103%) (-32.78K) to 1.0K | (11%) |