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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-19 7:46 PM View:  | Northern Trust Corp. (NTRS) | 01-Mar-19 | Payment of Exercise | 477 | $93.49 | $44,594.70 | (2%) 29.0K to 28.52K | < 1% |
| 21-Feb-19 5:38 PM View: | Northern Trust Corp. (NTRS) | 19-Feb-19 | Grant | 2,339 | -- | -- | 9% 27.22K to 29.55K | |
| 21-Feb-19 5:38 PM View: | Northern Trust Corp. (NTRS) | 19-Feb-19 | Payment of Exercise | 560 | $92.83 | $51,984.80 | (2%) 29.55K to 29.0K | < 1% |
| 24-Jan-19 11:59 AM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Grant | 4,641 | -- | -- | 19% 24.0K to 28.64K | |
| 24-Jan-19 11:59 AM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Payment of Exercise | 1,423 | $90.42 | $128,668.00 | (5%) 28.64K to 27.22K | (3%) |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 08-May-18 | Gift | 925 | -- | -- | (4%) 24.92K to 24.0K | |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 07-May-18 | Option Exercise | 6,163 | $60.85 | $375,019.00 | 24% 25.92K to 32.09K | |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 07-May-18 | Market Option Sale | 1,000 | $105.49 | $105,490.00 | (3%) 32.09K to 31.09K | 13% |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 07-May-18 | Market Option Sale | 5,163 | $105.10 | $542,631.00 | (17%) 31.09K to 25.92K | 13% |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 07-May-18 | Market Sale | 1,000 | $105.10 | $105,100.00 | (4%) 25.92K to 24.92K | 13% |
| 22-Feb-18 5:04 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Grant | 4,298 | -- | -- | 20% 21.89K to 26.18K | |
| 22-Feb-18 5:04 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Payment of Exercise | 262 | $105.15 | $27,549.30 | (1%) 26.18K to 25.92K | 13% |
| 14-Feb-18 6:30 PM View: | Northern Trust Corp. (NTRS) | 12-Feb-18 | Payment of Exercise | 301 | $98.88 | $29,762.90 | (1%) 22.19K to 21.89K | 8% |
| 30-Jan-18 5:59 PM View: | Northern Trust Corp. (NTRS) | 26-Jan-18 | Market Sale | 3,000 | $105.32 | $315,960.00 | (12%) 25.19K to 22.19K | 14% |
| 25-Jan-18 6:01 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Grant | 3,978 | $106.71 | $424,492.00 | 18% 22.55K to 26.52K | (15%) |
| 25-Jan-18 6:01 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Payment of Exercise | 1,335 | $106.71 | $142,458.00 | (5%) 26.52K to 25.19K | 15% |
| 05-Dec-17 6:53 PM View: | Northern Trust Corp. (NTRS) | 01-Dec-17 | Gift | 585 | -- | -- | (3%) 23.13K to 22.55K | |
| 10-Oct-17 7:26 PM View: | Northern Trust Corp. (NTRS) | 06-Oct-17 | Market Sale (Planned) | 1,000 | $94.00 | $94,000.00 | (4%) 24.13K to 23.13K | 4% |
| 28-Sep-17 5:03 PM View: | Northern Trust Corp. (NTRS) | 27-Sep-17 | Market Sale (Planned) | 1,000 | $92.00 | $92,000.00 | (4%) 25.13K to 24.13K | 1% |
| 29-Aug-17 4:28 PM View: | Northern Trust Corp. (NTRS) | 28-Aug-17 | Market Sale (Planned) | 1,000 | $90.00 | $90,000.00 | (4%) 26.13K to 25.13K | (< 1%) |
| 16-Aug-17 6:26 PM View: | Northern Trust Corp. (NTRS) | 14-Aug-17 | Option Exercise | 6,762 | $52.69 | $356,290.00 | 25% 27.13K to 33.89K | |
| 16-Aug-17 6:26 PM View: | Northern Trust Corp. (NTRS) | 14-Aug-17 | Market Option Sale | 6,762 | $88.45 | $598,099.00 | (20%) 33.89K to 27.13K | (2%) |
| 16-Aug-17 6:26 PM View: | Northern Trust Corp. (NTRS) | 14-Aug-17 | Market Sale | 1,000 | $88.44 | $88,440.00 | (4%) 27.13K to 26.13K | (2%) |
| 17-Feb-12 2:23 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-12 | Payment of Exercise | 462 | $43.50 | $20,098.20 | (1%) 31.28K to 30.82K | (132%) |
| 15-Feb-12 1:38 PM View: | Northern Trust Corp. (NTRS) | 13-Feb-12 | Grant | 7,255 | -- | -- | 30% 24.03K to 31.28K | |
| 05-Aug-11 2:12 PM View: | Northern Trust Corp. (NTRS) | 03-May-11 | Market Sale | 95 | $49.37 | $4,702.49 | (2%) 5.16K to 5.07K | (109%) |
| 16-Feb-11 12:57 PM View: | Northern Trust Corp. (NTRS) | 14-Feb-11 | Grant | 4,180 | -- | -- | 21% 19.94K to 24.12K | |
| 19-Oct-10 1:17 PM View: | Northern Trust Corp. (NTRS) | 18-Oct-10 | Grant | 7,977 | -- | -- | 67% 11.97K to 19.94K | |
| 25-May-10 5:11 PM View: | Northern Trust Corp. (NTRS) | 22-Feb-10 | Payment of Exercise | 231 | $54.44 | $12,576.80 | (2%) 12.2K to 11.96K | (95%) |
| 17-Feb-10 7:03 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-10 | Payment of Exercise | 357 | $50.99 | $18,203.40 | (7%) 5.01K to 4.65K | (108%) |
| 17-Feb-10 7:03 PM View: | Northern Trust Corp. (NTRS) | 15-Feb-10 | Grant | 4,217 | -- | -- | 53% 7.98K to 12.2K | |
| 10-Nov-09 7:13 PM View: | Northern Trust Corp. (NTRS) | 09-Nov-09 | Payment of Exercise | 442 | $50.42 | $22,283.40 | (9%) 4.81K to 4.37K | (110%) |
| 25-Feb-09 7:12 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-09 | Payment of Exercise | 226 | $56.38 | $12,741.90 | (4%) 6.14K to 5.92K | (100%) |
| 18-Feb-09 8:56 PM View: | Northern Trust Corp. (NTRS) | 17-Feb-09 | Payment of Exercise | 357 | $55.49 | $19,811.70 | (7%) 5.29K to 4.93K | (103%) |
| 18-Feb-09 8:56 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-09 | Grant | 2,588 | -- | -- | 66% 3.91K to 6.5K | |
| 12-Nov-08 4:48 PM View: | Northern Trust Corp. (NTRS) | 10-Nov-08 | Payment of Exercise | 221 | $51.42 | $11,363.80 | (4%) 5.24K to 5.02K | (121%) |
| 20-Feb-08 4:44 PM View: | Northern Trust Corp. (NTRS) | 15-Feb-08 | Payment of Exercise | 357 | $72.00 | $25,704.00 | (6%) 6.14K to 5.79K | (59%) |
| 13-Nov-07 11:34 AM View: | Northern Trust Corp. (NTRS) | 08-Nov-07 | Payment of Exercise | 221 | $76.16 | $16,831.30 | (3%) 7.54K to 7.31K | (51%) |
| 22-Feb-06 6:29 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-06 | Grant | 1,479 | -- | -- | 25% 6.0K to 7.48K |