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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Dec-19 6:18 PM View:  | Openwave Systems Inc. (GEC) | 08-Nov-19 | Grant | 18,482 | -- | -- | 13% 141.16K to 159.65K | |
| 09-Nov-18 9:38 PM View: | Openwave Systems Inc. (GEC) | 07-Nov-18 | Grant | 35,627 | -- | -- | 34% 105.54K to 141.16K | |
| 19-May-17 9:42 PM View: | Openwave Systems Inc. (GEC) | 12-May-17 | Market Purchase | 18,000 | $3.30 | $59,382.00 | 21% 87.54K to 105.54K | (18%) |
| 12-Jan-17 6:07 AM View: | Openwave Systems Inc. (GEC) | 10-Jan-17 | Grant | 16,760 | -- | -- | 24% 70.33K to 87.09K | |
| 05-Jan-17 4:51 PM View: | Openwave Systems Inc. (GEC) | 05-Jan-17 | Market Purchase | 17,700 | $3.55 | $62,835.00 | 49% 36.09K to 53.8K | (24%) |
| 05-Jan-17 4:51 PM View: | Openwave Systems Inc. (GEC) | 04-Jan-17 | Market Purchase | 16,000 | $3.68 | $58,880.00 | 80% 20.09K to 36.09K | (27%) |
| 04-Jan-17 6:06 AM View: | Openwave Systems Inc. (GEC) | 30-Dec-16 | Private Purchase | 12,456 | $3.29 | $40,980.20 | 163% 7.64K to 20.09K | |
| 08-Jan-16 5:10 PM View: | Openwave Systems Inc. (GEC) | 06-Jan-16 | Grant | 7,639 | -- | -- | 100% 0 to 7.64K | |
| 07-Jan-09 6:36 PM View: | Tennenbaum Opportunities Fu... (N/A) | 05-Jan-09 | Purchase | 14 | $7,389.15 | $100,000.00 | 24% 57 to 71 | |
| 10-Oct-08 8:01 PM View: | Tennenbaum Opportunities Fu... (N/A) | 08-Oct-08 | Purchase | 9 | $10,697.50 | $100,000.00 | 20% 47 to 57 | |
| 04-Aug-08 8:33 PM View: | Tennenbaum Opportunities Fu... (N/A) | 31-Jul-08 | Purchase | 7 | $47.94 | $340.47 | (13%) 55 to 48 | |
| 02-Jan-08 7:16 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Dec-07 | Purchase | 7 | $15,218.40 | $100,000.00 | 19% 34 to 41 | |
| 03-Dec-07 8:46 PM View: | Tennenbaum Opportunities Fu... (N/A) | 29-Nov-07 | Purchase | 7 | $15,343.50 | $99,999.90 | 24% 27 to 34 | |
| 31-Jul-07 9:29 PM View: | Tennenbaum Opportunities Fu... (N/A) | 27-Jul-07 | Purchase | 12 | $16,289.90 | $199,999.00 | 78% 15 to 28 | |
| 03-Jul-07 8:45 PM View: | Tennenbaum Opportunities Fu... (N/A) | 28-Jun-07 | Purchase | 5 | $18,270.20 | $100,000.00 | 57% 9 to 15 | |
| 24-May-06 8:13 PM View: | Special Value Opportunities... (N/A) | 22-May-06 | Purchase | 4 | $20,191.50 | $87,489.90 | 32% 13 to 18 | |
| 23-Feb-06 7:26 PM View: | Special Value Opportunities... (N/A) | 21-Feb-06 | Purchase | 3 | $20,130.10 | $52,499.20 | 23% 11 to 14 | |
| 01-Nov-05 8:29 PM View: | Special Value Opportunities... (N/A) | 28-Oct-05 | Purchase | 3 | $19,450.80 | $52,517.20 | 33% 8 to 11 | |
| 03-May-05 4:33 PM View: | Special Value Opportunities... (N/A) | 29-Apr-05 | Purchase | 2 | $18,412.10 | $34,983.00 | 31% 6 to 8 |