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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-23 5:00 PM View:  | IPG Photonics Corporation (IPGP) | 23-May-23 | Grant | 2,188 | -- | -- | 32% 6.93K to 9.12K | |
| 19-May-23 6:18 PM View: | Infinera Corp. (INFN) | 18-May-23 | Option Exercise | 35,273 | -- | -- | 25% 141.9K to 177.17K | |
| 30-Mar-23 4:17 PM View: | MaxLinear, Inc. (MXL) | 21-Mar-23 | Option Exercise | 6,010 | -- | -- | 40% 15.21K to 21.22K | |
| 25-May-22 4:14 PM View: | IPG Photonics Corporation (IPGP) | 24-May-22 | Grant | 2,631 | -- | -- | 61% 4.3K to 6.93K | |
| 20-May-22 8:01 PM View: | Infinera Corp. (INFN) | 19-May-22 | Option Exercise | 18,211 | -- | -- | 15% 123.69K to 141.9K | |
| 23-Mar-22 4:44 PM View: | MaxLinear, Inc. (MXL) | 21-Mar-22 | Option Exercise | 6,011 | -- | -- | 65% 9.2K to 15.21K | |
| 01-Feb-22 5:54 PM View: | Infinera Corp. (INFN) | 29-Jan-22 | Option Exercise | 12,614 | -- | -- | 11% 111.08K to 123.69K | |
| 10-Dec-21 8:37 PM View: | Fabrinet (FN) | 09-Dec-21 | Grant | 1,746 | -- | -- | 20% 8.74K to 10.49K | |
| 26-May-21 4:16 PM View: | IPG Photonics Corporation (IPGP) | 25-May-21 | Grant | 1,201 | -- | -- | 39% 3.1K to 4.3K | |
| 25-May-21 9:12 PM View: | Infinera Corp. (INFN) | 21-May-21 | Option Exercise | 32,101 | -- | -- | 41% 78.97K to 111.08K | |
| 03-May-21 7:48 PM View: | MaxLinear, Inc. (MXL) | 01-May-21 | Option Exercise | 1,165 | -- | -- | 58% 2.02K to 3.19K | |
| 23-Mar-22 4:44 PM View: | MaxLinear, Inc. (MXL) | 21-Mar-21 | Option Exercise | 6,011 | -- | -- | 298% 2.02K to 8.03K | |
| 02-Feb-21 5:18 PM View: | Infinera Corp. (INFN) | 29-Jan-21 | Option Exercise | 12,615 | $9.85 | $124,258.00 | 19% 66.36K to 78.97K | 2% |
| 21-Dec-20 4:16 PM View: | Fabrinet (FN) | 10-Dec-20 | Grant | 2,890 | -- | -- | 49% 5.85K to 8.74K | |
| 29-May-20 4:44 PM View: | IPG Photonics Corporation (IPGP) | 28-May-20 | Grant | 1,642 | -- | -- | 113% 1.46K to 3.1K | |
| 22-May-20 5:22 PM View: | Infinera Corp. (INFN) | 21-May-20 | Option Exercise | 53,745 | -- | -- | 426% 12.62K to 66.36K | |
| 04-May-20 5:23 PM View: | MaxLinear, Inc. (MXL) | 01-May-20 | Option Exercise | 2,020 | -- | -- | 100% 0 to 2.02K | |
| 31-Jan-20 5:31 PM View: | Infinera Corp. (INFN) | 29-Jan-20 | Option Exercise | 12,615 | -- | -- | 100% 0 to 12.62K | |
| 13-Dec-19 7:27 PM View: | Fabrinet (FN) | 12-Dec-19 | Grant | 3,174 | -- | -- | 119% 2.68K to 5.85K | |
| 03-Jun-19 4:40 PM View: | IPG Photonics Corporation (IPGP) | 30-May-19 | Grant | 648 | -- | -- | 80% 0.81K to 1.46K | |
| 28-Feb-19 8:05 PM View: | Fabrinet (FN) | 26-Feb-19 | Grant | 2,677 | -- | -- | 100% 0 to 2.68K | |
| 20-Feb-19 4:33 PM View: | IPG Photonics Corporation (IPGP) | 15-Feb-19 | Grant | 807 | -- | -- | 100% 0 to 0.81K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 1,218,030 | -- | -- | (100%) 1.22M to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 277,500 | -- | -- | 23% 1.23M to 1.5M | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 286,947 | $8.44 | $2,421,830.00 | (19%) 1.5M to 1.22M | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 17,353 | $8.43 | $146,286.00 | (1%) 1.24M to 1.23M | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 09-Nov-18 | Payment of Exercise | 590 | $8.43 | $4,973.70 | (< 1%) 1.25M to 1.24M | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 09-Nov-18 | Option Exercise | 1,447 | $1.50 | $2,170.50 | < 1% 1.24M to 1.25M | |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 48,564 | $9.04 | $439,019.00 | (4%) 1.29M to 1.24M | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 40,000 | -- | -- | 3% 1.25M to 1.29M | |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 14-May-18 | Market Sale (Planned) | 40,000 | $9.26 | $370,400.00 | (3%) 1.29M to 1.25M | 11% |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 19,622 | $8.58 | $168,357.00 | (1%) 1.31M to 1.29M | 4% |
| 14-Mar-18 7:05 PM View: | Bookham Inc. (OCLR) | 12-Mar-18 | Market Sale (Planned) | 80,000 | $9.79 | $783,200.00 | (6%) 1.39M to 1.31M | 16% |
| 13-Feb-18 7:33 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 19,622 | $6.41 | $125,777.00 | (1%) 1.41M to 1.39M | (29%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 29,607 | $6.22 | $184,156.00 | (2%) 1.44M to 1.41M | (33%) |
| 25-Aug-17 8:15 PM View: | Bookham Inc. (OCLR) | 24-Aug-17 | Market Sale (Planned) | 40,000 | $9.12 | $364,800.00 | (3%) 1.48M to 1.44M | 9% |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 185,000 | -- | -- | 14% 1.37M to 1.55M | |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 71,733 | $8.32 | $596,819.00 | (5%) 1.55M to 1.48M | < 1% |
| 07-Aug-17 8:22 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 187,500 | -- | -- | 16% 1.18M to 1.37M | |
| 12-May-17 7:11 PM View: | Bookham Inc. (OCLR) | 12-May-17 | Market Sale (Planned) | 40,000 | $9.00 | $360,000.00 | (3%) 1.22M to 1.18M | 8% |
| 12-May-17 7:11 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 22,813 | $8.94 | $203,948.00 | (2%) 1.24M to 1.22M | 8% |
| 14-Feb-17 7:46 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 42,165 | $9.49 | $400,146.00 | (3%) 1.29M to 1.24M | 13% |
| 14-Nov-16 7:15 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 22,812 | $8.01 | $182,724.00 | (2%) 1.31M to 1.29M | (3%) |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 11-Aug-16 | Payment of Exercise | 21,742 | $6.20 | $134,800.00 | (2%) 1.33M to 1.31M | (33%) |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Grant | 187,500 | -- | -- | 15% 1.21M to 1.4M | |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Payment of Exercise | 69,714 | $6.22 | $433,621.00 | (5%) 1.4M to 1.33M | (33%) |
| 12-Feb-16 6:22 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Grant | 66,000 | -- | -- | 7% 921.37K to 987.37K | |
| 04-Feb-16 7:16 PM View: | Bookham Inc. (OCLR) | 02-Feb-16 | Payment of Exercise | 79,855 | $3.67 | $293,068.00 | (8%) 1.0M to 921.37K | (125%) |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 29-Oct-15 | Grant | 225,000 | -- | -- | 23% 987.36K to 1.21M | |
| 12-Aug-15 7:13 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 15,659 | $2.70 | $42,279.30 | (2%) 806.88K to 791.22K | (206%) |