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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-May-24 4:38 PM View:  | NRG Energy, Inc. (NRG) | 01-May-24 | Grant | 17 | -- | -- | < 1% 103.1K to 103.12K | |
| 07-Mar-24 3:55 PM View: | NRG Energy, Inc. (NRG) | 04-Mar-24 | Grant | 3,103 | -- | -- | 3% 100.0K to 103.1K | |
| 19-May-21 7:33 PM View: | Atlantic Power Corporation (AT) | 14-May-21 | Disposition (other) | 193,000 | $3.03 | $584,790.00 | (100%) 193.0K to 0 | < 1% |
| 25-Jun-20 4:32 PM View: | Atlantic Power Corporation (AT) | 24-Jun-20 | Market Purchase | 800 | $1.86 | $1,488.00 | < 1% 192.2K to 193.0K | |
| 13-Mar-20 11:27 AM View: | Atlantic Power Corporation (AT) | 12-Mar-20 | Market Purchase | 2,000 | $1.87 | $3,740.00 | 1% 190.2K to 192.2K | |
| 06-Jun-19 2:07 PM View: | Atlantic Power Corporation (AT) | 06-Jun-19 | Market Purchase | 50,000 | $2.29 | $114,299.00 | 36% 140.2K to 190.2K | (< 1%) |
| 06-Mar-18 1:59 PM View: | Atlantic Power Corporation (AT) | 06-Mar-18 | Market Purchase | 10,000 | $2.10 | $21,000.00 | 8% 130.0K to 140.0K | 10% |
| 05-Jun-17 9:49 AM View: | Atlantic Power Corporation (AT) | 02-Jun-17 | Market Purchase | 200 | $2.35 | $470.00 | < 1% 130.0K to 130.2K | (2%) |
| 31-May-17 3:27 PM View: | Atlantic Power Corporation (AT) | 30-May-17 | Market Purchase | 7,528 | $2.40 | $18,067.20 | 6% 122.47K to 130.0K | (4%) |
| 16-Nov-16 3:30 PM View: | Atlantic Power Corporation (AT) | 14-Nov-16 | Market Purchase | 1,849 | $2.35 | $4,345.15 | 2% 120.62K to 122.47K | (2%) |
| 14-Nov-16 12:38 PM View: | Atlantic Power Corporation (AT) | 10-Nov-16 | Market Purchase | 625 | $2.25 | $1,406.25 | < 1% 120.0K to 120.63K | 3% |
| 18-Mar-16 9:55 AM View: | Atlantic Power Corporation (AT) | 17-Mar-16 | Market Purchase | 59,622 | $2.10 | $125,206.00 | 99% 60.38K to 120.0K | 10% |
| 18-Mar-16 9:55 AM View: | Atlantic Power Corporation (AT) | 16-Mar-16 | Market Purchase | 378 | $2.10 | $793.80 | < 1% 60.0K to 60.38K | 10% |
| 03-Sep-15 3:08 PM View: | Atlantic Power Corporation (AT) | 03-Sep-15 | Market Purchase | 10,000 | $2.15 | $21,500.00 | 20% 50.0K to 60.0K | 6% |
| 21-Aug-15 1:22 PM View: | Atlantic Power Corporation (AT) | 21-Aug-15 | Market Purchase | 10,000 | $2.12 | $21,200.00 | 25% 40.0K to 50.0K | 6% |
| 17-Aug-15 2:32 PM View: | Atlantic Power Corporation (AT) | 17-Aug-15 | Market Purchase | 10,000 | $2.35 | $23,500.00 | 33% 30.0K to 40.0K | (4%) |
| 26-May-15 4:31 PM View: | Atlantic Power Corporation (AT) | 26-May-15 | Market Purchase | 30,000 | $3.20 | $96,000.00 | 100% 0 to 30.0K | (30%) |
| 02-Nov-12 6:09 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 31,585 | -- | -- | 30665% 0.1K to 31.69K | |
| 03-Oct-12 4:07 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Acquisition (other) | 103 | -- | -- | < 1% 12.61K to 12.71K | |
| 03-Oct-12 4:07 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Disposition (other) | 12,605 | -- | -- | (99%) 12.71K to 0.1K | |
| 07-Jul-11 5:17 PM View: | Dynegy Inc. (DYN) | 05-Jul-11 | Grant | 12,605 | -- | -- | 100% 0 to 12.61K | |
| 05-Jan-10 4:50 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-10 | Payment of Exercise | 1,621 | $23.61 | $38,271.80 | (< 1%) 184.28K to 182.66K | (58%) |
| 04-Aug-09 4:37 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-09 | Payment of Exercise | 14,580 | -- | -- | (7%) 198.86K to 184.28K | |
| 06-Jan-09 4:56 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-09 | Payment of Exercise | 1,873 | -- | -- | (< 1%) 200.73K to 198.86K | |
| 05-Aug-08 10:00 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-08 | Payment of Exercise | 76,091 | -- | -- | (27%) 276.82K to 200.73K | |
| 10-Dec-07 5:10 PM View: | NRG Energy, Inc. (NRG) | 07-Dec-07 | Market Sale (Planned) | 19,456 | $43.00 | $836,608.00 | (7%) 296.28K to 276.82K | 35% |
| 10-Dec-07 5:10 PM View: | NRG Energy, Inc. (NRG) | 06-Dec-07 | Market Sale (Planned) | 5,000 | $43.00 | $215,000.00 | (2%) 301.28K to 296.28K | 35% |
| 02-Aug-07 4:28 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-07 | Payment of Exercise | 17,380 | -- | -- | (5%) 318.66K to 301.28K | |
| 05-Jan-07 10:00 AM View: | NRG Energy, Inc. (NRG) | 03-Jan-07 | Grant | 1,900 | -- | -- | 1% 157.43K to 159.33K | |
| 03-Aug-06 9:07 AM View: | NRG Energy, Inc. (NRG) | 02-Aug-06 | Payment of Exercise | 9,272 | -- | -- | (6%) 166.7K to 157.43K | |
| 13-Jun-06 1:41 PM View: | NRG Energy, Inc. (NRG) | 13-Jun-06 | Market Purchase | 1,500 | $45.75 | $68,625.00 | < 1% 165.2K to 166.7K | 23% |
| 04-Jan-06 10:00 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-06 | Grant | 2,200 | -- | -- | 1% 163.0K to 165.2K | |
| 01-Aug-05 12:10 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-05 | Grant | 163,000 | -- | -- | 100% 0 to 163.0K |