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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jan-24 4:02 PM View:  | Neostem, Inc. (LSTA) | 11-Jan-24 | Payment of Exercise | 1,026 | $2.99 | $3,067.74 | (< 1%) 175.79K to 174.77K | |
| 11-Jan-24 4:10 PM View: | Neostem, Inc. (LSTA) | 10-Jan-24 | Payment of Exercise | 3,470 | $3.00 | $10,410.00 | (2%) 179.26K to 175.79K | |
| 11-Jan-24 4:10 PM View: | Neostem, Inc. (LSTA) | 09-Jan-24 | Grant | 94,000 | -- | -- | 89% 105.31K to 199.31K | |
| 11-Jan-24 4:10 PM View: | Neostem, Inc. (LSTA) | 09-Jan-24 | Payment of Exercise | 20,046 | $3.08 | $61,741.70 | (10%) 199.31K to 179.26K | |
| 17-Jan-23 5:05 PM View: | Neostem, Inc. (LSTA) | 13-Jan-23 | Payment of Exercise | 397 | $3.65 | $1,449.05 | (< 1%) 96.94K to 96.54K | |
| 12-Jan-23 4:02 PM View: | Neostem, Inc. (LSTA) | 11-Jan-23 | Payment of Exercise | 1,030 | $3.20 | $3,296.00 | (1%) 97.97K to 96.94K | |
| 11-Jan-23 4:07 PM View: | Neostem, Inc. (LSTA) | 10-Jan-23 | Payment of Exercise | 3,470 | $3.19 | $11,086.60 | (3%) 101.44K to 97.97K | |
| 11-Jan-23 4:07 PM View: | Neostem, Inc. (LSTA) | 09-Jan-23 | Grant | 60,000 | -- | -- | 122% 49.28K to 109.28K | |
| 11-Jan-23 4:07 PM View: | Neostem, Inc. (LSTA) | 09-Jan-23 | Payment of Exercise | 7,845 | $3.00 | $23,535.00 | (7%) 109.28K to 101.44K | |
| 02-Sep-22 4:03 PM View: | Neostem, Inc. (LSTA) | 01-Sep-22 | Grant | 150,000 | $0.50 | $75,000.00 | 23% 659.19K to 809.19K | |
| 02-Sep-22 4:03 PM View: | Neostem, Inc. (LSTA) | 01-Sep-22 | Payment of Exercise | 69,742 | $0.50 | $34,871.00 | (9%) 809.19K to 739.44K | |
| 18-Jan-22 4:06 PM View: | Neostem, Inc. (LSTA) | 14-Jan-22 | Payment of Exercise | 6,611 | $0.82 | $5,423.66 | (1%) 637.68K to 631.07K | (100%) |
| 18-Jan-22 4:06 PM View: | Neostem, Inc. (LSTA) | 13-Jan-22 | Payment of Exercise | 6,471 | $0.81 | $5,217.57 | (1%) 644.15K to 637.68K | (100%) |
| 12-Jan-22 4:21 PM View: | Neostem, Inc. (LSTA) | 11-Jan-22 | Payment of Exercise | 16,740 | $0.87 | $14,481.80 | (3%) 660.89K to 644.15K | |
| 12-Jan-22 4:21 PM View: | Neostem, Inc. (LSTA) | 10-Jan-22 | Grant | 401,000 | -- | -- | 127% 316.3K to 717.3K | |
| 12-Jan-22 4:21 PM View: | Neostem, Inc. (LSTA) | 10-Jan-22 | Payment of Exercise | 56,410 | $0.92 | $51,728.00 | (8%) 717.3K to 660.89K | |
| 15-Jan-21 4:02 PM View: | Neostem, Inc. (LSTA) | 14-Jan-21 | Payment of Exercise | 5,936 | $1.56 | $9,260.16 | (2%) 305.44K to 299.5K | |
| 15-Jan-21 4:02 PM View: | Neostem, Inc. (LSTA) | 13-Jan-21 | Grant | 39,000 | -- | -- | 13% 294.65K to 333.65K | |
| 15-Jan-21 4:02 PM View: | Neostem, Inc. (LSTA) | 13-Jan-21 | Payment of Exercise | 28,212 | $1.55 | $43,728.60 | (8%) 333.65K to 305.44K | |
| 12-Jan-21 6:12 PM View: | Neostem, Inc. (LSTA) | 11-Jan-21 | Grant | 119,000 | -- | -- | 62% 192.27K to 311.27K | |
| 12-Jan-21 6:12 PM View: | Neostem, Inc. (LSTA) | 11-Jan-21 | Payment of Exercise | 16,621 | $1.59 | $26,427.40 | (5%) 311.27K to 294.65K | |
| 12-Jan-21 6:12 PM View: | Neostem, Inc. (LSTA) | 08-Jan-21 | Payment of Exercise | 4,726 | $1.60 | $7,561.60 | (2%) 197.0K to 192.27K | < 1% |
| 15-Jan-20 4:05 PM View: | Neostem, Inc. (LSTA) | 14-Jan-20 | Payment of Exercise | 6,382 | $3.38 | $21,571.20 | (3%) 192.76K to 186.38K | |
| 15-Jan-20 4:05 PM View: | Neostem, Inc. (LSTA) | 13-Jan-20 | Grant | 46,000 | -- | -- | 30% 153.01K to 199.01K | |
| 15-Jan-20 4:05 PM View: | Neostem, Inc. (LSTA) | 13-Jan-20 | Payment of Exercise | 6,246 | $3.28 | $20,486.90 | (3%) 199.01K to 192.76K | |
| 09-Jan-20 4:04 PM View: | Neostem, Inc. (LSTA) | 08-Jan-20 | Payment of Exercise | 4,522 | $2.83 | $12,797.30 | (3%) 157.53K to 153.01K | (1%) |
| 11-Oct-19 6:13 PM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 09-Oct-19 | Option Exercise | 33,333 | $1.95 | $64,999.40 | 20% 166.75K to 200.08K | (76%) |
| 10-Sep-19 8:46 AM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 06-Sep-19 | Option Exercise | 417 | -- | -- | < 1% 166.33K to 166.75K | |
| 24-Jun-19 4:30 PM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 21-Jun-19 | Option Exercise | 8,333 | -- | -- | 5% 158.0K to 166.33K | |
| 01-Apr-19 8:21 AM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 29-Mar-19 | Option Exercise | 20,000 | $1.77 | $35,400.00 | 14% 138.0K to 158.0K | (74%) |
| 16-Jan-19 4:19 PM View: | Neostem, Inc. (LSTA) | 14-Jan-19 | Grant | 47,000 | -- | -- | 42% 110.71K to 157.71K | |
| 16-Jan-19 4:19 PM View: | Neostem, Inc. (LSTA) | 14-Jan-19 | Payment of Exercise | 6,301 | -- | -- | (4%) 157.71K to 151.41K | |
| 10-Jan-19 12:39 PM View: | Neostem, Inc. (LSTA) | 08-Jan-19 | Payment of Exercise | 4,478 | $4.64 | $20,777.90 | (4%) 115.18K to 110.71K | (< 1%) |
| 29-Jun-18 4:01 PM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 27-Jun-18 | Option Exercise | 17,500 | -- | -- | 15% 120.5K to 138.0K | |
| 21-Jun-18 4:22 PM View: | Neostem, Inc. (LSTA) | 20-Jun-18 | Grant | 33,300 | $8.64 | $287,712.00 | 36% 92.24K to 125.54K | (60%) |
| 21-Jun-18 4:22 PM View: | Neostem, Inc. (LSTA) | 20-Jun-18 | Payment of Exercise | 16,091 | $8.64 | $139,026.00 | (13%) 125.54K to 109.45K | 60% |
| 24-Apr-18 4:00 PM View: | Eyepoint Pharmaceuticals, I... (EYPT) | 20-Apr-18 | Option Exercise | 120,000 | $1.13 | $135,600.00 | 24000% 0.5K to 120.5K | |
| 10-Jan-18 4:07 PM View: | Neostem, Inc. (LSTA) | 08-Jan-18 | Grant | 33,300 | -- | -- | 53% 63.41K to 96.71K | |
| 10-Jan-18 4:07 PM View: | Neostem, Inc. (LSTA) | 08-Jan-18 | Payment of Exercise | 4,462 | -- | -- | (5%) 96.71K to 92.24K | |
| 22-May-17 4:30 PM View: | Neostem, Inc. (LSTA) | 18-May-17 | Payment of Exercise | 17,778 | $5.13 | $91,201.10 | (24%) 74.33K to 56.55K | 33% |
| 27-Apr-17 4:19 PM View: | Neostem, Inc. (LSTA) | 25-Apr-17 | Payment of Exercise | 690 | $4.74 | $3,270.60 | (< 1%) 75.02K to 74.33K | 33% |
| 27-Jan-17 5:06 PM View: | Neostem, Inc. (LSTA) | 25-Jan-17 | Payment of Exercise | 761 | $3.87 | $2,945.07 | (1%) 75.78K to 75.02K | 0% |
| 11-Jan-17 5:50 PM View: | Neostem, Inc. (LSTA) | 09-Jan-17 | Grant | 33,300 | -- | -- | 70% 47.24K to 80.54K | |
| 11-Jan-17 5:50 PM View: | Neostem, Inc. (LSTA) | 09-Jan-17 | Payment of Exercise | 4,758 | $3.54 | $16,843.30 | (6%) 80.54K to 75.78K | 0% |
| 10-Nov-16 4:06 PM View: | Neostem, Inc. (LSTA) | 25-Oct-16 | Payment of Exercise | 457 | $4.12 | $1,882.84 | (< 1%) 47.7K to 47.24K | 0% |
| 12-Aug-16 6:16 PM View: | Neostem, Inc. (LSTA) | 25-Jul-16 | Payment of Exercise | 457 | $5.40 | $2,467.80 | (< 1%) 48.15K to 47.7K | |
| 02-May-16 9:48 PM View: | Neostem, Inc. (LSTA) | 25-Apr-16 | Payment of Exercise | 4,545 | $0.68 | $3,090.60 | (< 1%) 463.38K to 458.84K | 50% |
| 27-Jan-16 9:39 PM View: | Neostem, Inc. (LSTA) | 25-Jan-16 | Grant | 212,800 | -- | -- | 78% 271.68K to 484.48K | |
| 27-Jan-16 9:39 PM View: | Neostem, Inc. (LSTA) | 25-Jan-16 | Payment of Exercise | 21,094 | $0.63 | $13,289.20 | (4%) 484.48K to 463.38K | 33% |
| 18-Aug-15 6:00 PM View: | Neostem, Inc. (LSTA) | 17-Aug-15 | Market Purchase | 20,000 | $1.40 | $27,922.00 | 8% 239.54K to 259.54K | (75%) |