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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-13 5:57 PM View:  | Ameriprise Financial Inc. (AMP) | 06-May-13 | Payment of Exercise | 33,880 | $75.80 | $2,568,100.00 | (45%) 75.1K to 41.22K | (2%) |
| 08-May-13 5:57 PM View: | Ameriprise Financial Inc. (AMP) | 06-May-13 | Option Exercise | 42,951 | $43.65 | $1,875,030.00 | 134% 32.15K to 75.1K | |
| 08-May-13 5:57 PM View: | Ameriprise Financial Inc. (AMP) | 06-May-13 | Market Option Sale | 4,535 | $76.39 | $346,449.00 | (11%) 41.22K to 36.68K | (1%) |
| 22-Mar-13 4:29 PM View: | Ameriprise Financial Inc. (AMP) | 20-Mar-13 | Market Sale | 50 | $74.75 | $3,737.50 | (< 1%) 32.2K to 32.15K | 1% |
| 08-Mar-13 6:12 PM View: | Ameriprise Financial Inc. (AMP) | 08-Mar-13 | Market Sale | 2,903 | $71.29 | $206,958.00 | (8%) 35.1K to 32.2K | < 1% |
| 12-Feb-13 7:25 PM View: | Ameriprise Financial Inc. (AMP) | 08-Feb-13 | Payment of Exercise | 1,630 | $66.49 | $108,379.00 | (4%) 36.73K to 35.1K | (18%) |
| 08-Feb-13 5:53 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-13 | Payment of Exercise | 693 | $66.13 | $45,828.10 | (2%) 37.42K to 36.73K | 0% |
| 08-Feb-13 5:53 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-13 | Payment of Exercise | 634 | $66.61 | $42,230.70 | (2%) 38.05K to 37.42K | < 1% |
| 06-Feb-13 7:20 PM View: | Ameriprise Financial Inc. (AMP) | 04-Feb-13 | Grant | 3,344 | -- | -- | 14% 23.95K to 27.29K | |
| 06-Feb-13 7:20 PM View: | Ameriprise Financial Inc. (AMP) | 04-Feb-13 | Option Exercise | 57,199 | $21.34 | $1,220,630.00 | 210% 27.29K to 84.49K | |
| 06-Feb-13 7:20 PM View: | Ameriprise Financial Inc. (AMP) | 04-Feb-13 | Market Option Sale | 46,435 | $65.42 | $3,037,910.00 | (55%) 84.49K to 38.05K | (1%) |
| 06-Nov-12 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 02-Nov-12 | Option Exercise | 115,000 | $28.72 | $3,303,190.00 | 648% 17.74K to 132.74K | |
| 06-Nov-12 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 02-Nov-12 | Market Option Sale | 108,799 | $60.00 | $6,527,940.00 | (82%) 132.74K to 23.95K | (12%) |
| 22-Mar-12 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 20-Mar-12 | Market Sale | 17,000 | $57.24 | $973,080.00 | (49%) 34.74K to 17.74K | (< 1%) |
| 10-Feb-12 6:04 PM View: | Ameriprise Financial Inc. (AMP) | 08-Feb-12 | Payment of Exercise | 1,270 | $54.62 | $69,367.40 | (4%) 36.01K to 34.74K | < 1% |
| 08-Feb-12 7:59 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-12 | Payment of Exercise | 479 | $54.92 | $26,306.70 | (1%) 36.49K to 36.01K | < 1% |
| 08-Feb-12 7:59 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-12 | Grant | 3,791 | -- | -- | 12% 32.7K to 36.49K | |
| 20-Sep-11 5:31 PM View: | Ameriprise Financial Inc. (AMP) | 19-Sep-11 | Gift | 50 | -- | -- | < 1% 32.65K to 32.7K | |
| 20-Sep-11 5:31 PM View: | Ameriprise Financial Inc. (AMP) | 19-Sep-11 | Gift | 50 | -- | -- | (< 1%) 32.75K to 32.7K | |
| 20-Sep-11 5:31 PM View: | Ameriprise Financial Inc. (AMP) | 19-Sep-11 | Market Purchase | 50 | $43.16 | $2,158.00 | < 1% 32.7K to 32.75K | 27% |
| 09-Feb-11 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 08-Feb-11 | Payment of Exercise | 1,444 | $60.14 | $86,842.20 | (4%) 34.09K to 32.64K | 8% |
| 09-Feb-11 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-11 | Grant | 4,139 | -- | -- | 14% 29.95K to 34.09K | |
| 01-Feb-11 5:58 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-11 | Payment of Exercise | 474 | $60.31 | $28,586.90 | (2%) 30.42K to 29.95K | 8% |
| 13-Dec-10 5:48 PM View: | Ameriprise Financial Inc. (AMP) | 10-Dec-10 | Option Exercise | 115,316 | $34.01 | $3,922,260.00 | 498% 23.15K to 138.47K | |
| 13-Dec-10 5:48 PM View: | Ameriprise Financial Inc. (AMP) | 10-Dec-10 | Market Option Sale | 108,044 | $55.63 | $6,010,470.00 | (78%) 138.47K to 30.42K | (24%) |
| 03-May-10 5:44 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-10 | Option Exercise | 52,948 | $27.97 | $1,481,170.00 | 229% 23.09K to 76.04K | |
| 03-May-10 5:44 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-10 | Market Option Sale | 52,893 | $47.71 | $2,523,610.00 | (70%) 76.04K to 23.15K | (18%) |
| 10-Feb-10 7:10 PM View: | Ameriprise Financial Inc. (AMP) | 08-Feb-10 | Grant | 9,736 | -- | -- | 73% 13.36K to 23.09K | |
| 02-Feb-10 6:19 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jan-10 | Payment of Exercise | 362 | $38.42 | $13,908.00 | (3%) 13.72K to 13.36K | (47%) |
| 02-Feb-10 6:19 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-10 | Payment of Exercise | 560 | $38.24 | $21,414.40 | (4%) 14.28K to 13.72K | (48%) |
| 28-Jan-10 5:30 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-10 | Payment of Exercise | 346 | $40.10 | $13,874.60 | (2%) 14.63K to 14.28K | (41%) |
| 06-Oct-09 5:54 PM View: | Ameriprise Financial Inc. (AMP) | 03-Oct-09 | Payment of Exercise | 908 | $36.43 | $33,078.40 | (6%) 15.53K to 14.63K | (56%) |
| 02-Feb-09 5:46 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jan-09 | Payment of Exercise | 398 | $20.15 | $8,019.70 | (3%) 15.88K to 15.48K | (256%) |
| 02-Feb-09 5:46 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-09 | Payment of Exercise | 548 | $21.24 | $11,639.50 | (3%) 16.43K to 15.88K | (237%) |
| 28-Jan-09 5:51 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-09 | Payment of Exercise | 330 | $19.92 | $6,573.60 | (2%) 16.75K to 16.42K | (260%) |
| 07-Oct-08 5:47 PM View: | Ameriprise Financial Inc. (AMP) | 03-Oct-08 | Payment of Exercise | 1,087 | $32.95 | $35,816.70 | (6%) 17.82K to 16.73K | (84%) |
| 01-Feb-08 6:43 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jan-08 | Payment of Exercise | 362 | $53.37 | $19,319.90 | (2%) 18.13K to 17.77K | (20%) |
| 31-Jan-08 5:09 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-08 | Grant | 4,138 | -- | -- | 30% 13.99K to 18.13K | |
| 29-Jan-08 5:21 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-08 | Payment of Exercise | 330 | $49.61 | $16,371.30 | (2%) 14.32K to 13.99K | (29%) |
| 05-Oct-07 5:53 PM View: | Ameriprise Financial Inc. (AMP) | 03-Oct-07 | Payment of Exercise | 1,082 | $64.00 | $69,248.00 | (7%) 15.41K to 14.32K | (< 1%) |
| 01-Feb-07 7:01 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jan-07 | Grant | 3,064 | -- | -- | 25% 12.3K to 15.37K | |
| 30-Jan-07 6:17 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-07 | Payment of Exercise | 333 | $58.15 | $19,362.30 | (3%) 12.58K to 12.25K | (11%) |
| 05-Oct-06 8:49 PM View: | Ameriprise Financial Inc. (AMP) | 03-Oct-06 | Payment of Exercise | 1,098 | $47.49 | $52,144.00 | (8%) 13.68K to 12.58K | (36%) |
| 30-Jan-06 9:43 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-06 | Grant | 3,322 | -- | -- | 32% 10.35K to 13.67K | |
| 04-Oct-05 8:17 PM View: | Ameriprise Financial Inc. (AMP) | 03-Oct-05 | Grant | 9,991 | -- | -- | 2730% 0.37K to 10.36K | |
| 21-Sep-05 4:37 PM View: | Ameriprise Financial Inc. (AMP) | 19-Sep-05 | Acquisition (other) | 360 | -- | -- | 100% 0 to 0.36K | |
| 21-Sep-05 4:37 PM View: | Ameriprise Financial Inc. (AMP) | 19-Sep-05 | Acquisition (other) | 6 | -- | -- | 2% 0.36K to 0.37K |