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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-24 8:42 PM View:  | Ameriprise Financial Inc. (AMP) | 12-Feb-24 | Private Sale | 7,200 | $401.82 | $2,893,090.00 | (50%) 14.49K to 7.29K | |
| 31-Jan-24 8:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Grant | 10,505 | -- | -- | (34%) 30.72K to 20.22K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Payment of Exercise | 13,074 | $389.20 | $5,088,400.00 | (47%) 27.93K to 14.86K | |
| 31-Jan-24 8:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Payment of Exercise | 5,726 | $393.11 | $2,250,950.00 | (28%) 20.22K to 14.49K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Option Exercise | 18,220 | $179.84 | $3,276,680.00 | 188% 9.71K to 27.93K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Option Sale | 5,146 | $389.47 | $2,004,190.00 | (35%) 14.86K to 9.71K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-24 | Payment of Exercise | 313 | $391.40 | $122,508.00 | (3%) 10.03K to 9.71K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-24 | Payment of Exercise | 208 | $391.40 | $81,411.20 | (2%) 10.23K to 10.03K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Grant | 1,776 | -- | -- | 21% 8.46K to 10.23K | |
| 18-Dec-23 4:27 PM View: | Ameriprise Financial Inc. (AMP) | 14-Dec-23 | Private Sale | 3,000 | $378.23 | $1,134,690.00 | (26%) 11.46K to 8.46K | |
| 17-Jul-23 6:09 PM View: | Ameriprise Financial Inc. (AMP) | 13-Jul-23 | Payment of Exercise | 180 | $341.90 | $61,377.60 | (2%) 11.63K to 11.46K | |
| 17-Jul-23 6:09 PM View: | Ameriprise Financial Inc. (AMP) | 13-Jul-23 | Option Exercise | 391 | -- | -- | 3% 11.24K to 11.63K | |
| 16-Feb-23 4:50 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-23 | Private Sale | 6,390 | $350.35 | $2,238,740.00 | (36%) 17.63K to 11.24K | |
| 02-Feb-23 7:06 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Grant | 12,811 | -- | -- | 108% 11.87K to 24.68K | |
| 02-Feb-23 7:06 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Payment of Exercise | 7,050 | $350.12 | $2,468,350.00 | (29%) 24.68K to 17.63K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-23 | Payment of Exercise | 516 | $344.45 | $177,736.00 | (4%) 12.39K to 11.87K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-23 | Payment of Exercise | 315 | $344.45 | $108,502.00 | (2%) 12.7K to 12.39K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Grant | 1,959 | -- | -- | 18% 10.74K to 12.7K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Payment of Exercise | 11,075 | $348.74 | $3,862,300.00 | (37%) 29.64K to 18.56K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Option Exercise | 16,938 | $123.37 | $2,089,640.00 | 133% 12.7K to 29.64K | |
| 31-Jan-23 7:56 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Option Sale | 5,863 | $348.79 | $2,044,960.00 | (32%) 18.56K to 12.7K | |
| 05-Jul-22 7:40 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jun-22 | Payment of Exercise | 268 | $237.68 | $63,645.20 | (2%) 11.01K to 10.74K | |
| 05-Jul-22 7:40 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jun-22 | Option Exercise | 584 | -- | -- | 6% 10.43K to 11.01K | |
| 15-Feb-22 6:10 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-22 | Market Sale | 12,981 | $315.45 | $4,094,840.00 | (55%) 23.4K to 10.42K | (1%) |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 15,771 | -- | -- | 102% 15.47K to 31.25K | |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 7,842 | $313.21 | $2,456,190.00 | (25%) 31.25K to 23.4K | |
| 03-Feb-22 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 739 | $308.10 | $227,686.00 | (5%) 16.21K to 15.47K | (3%) |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 434 | $304.31 | $132,071.00 | (3%) 16.65K to 16.21K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 356 | $298.09 | $106,120.00 | (2%) 17.0K to 16.65K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-22 | Grant | 1,992 | -- | -- | 13% 15.01K to 17.0K | |
| 11-Aug-21 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 09-Aug-21 | Payment of Exercise | 17,801 | $265.91 | $4,733,460.00 | (40%) 44.02K to 26.22K | |
| 11-Aug-21 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 09-Aug-21 | Option Exercise | 26,711 | $87.79 | $2,344,960.00 | 154% 17.31K to 44.02K | |
| 11-Aug-21 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 09-Aug-21 | Market Option Sale | 11,210 | $265.52 | $2,976,500.00 | (43%) 26.22K to 15.01K | |
| 07-Jul-21 4:07 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Payment of Exercise | 252 | $250.92 | $63,278.20 | (1%) 17.56K to 17.31K | |
| 07-Jul-21 4:07 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Option Exercise | 554 | -- | -- | 3% 17.01K to 17.56K | |
| 16-Feb-21 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-21 | Market Sale | 9,500 | $215.22 | $2,044,550.00 | (36%) 26.51K to 17.01K | (1%) |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 11,901 | -- | -- | 59% 20.23K to 32.13K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 5,624 | $211.06 | $1,187,000.00 | (18%) 32.13K to 26.51K | |
| 03-Feb-21 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 549 | $200.84 | $110,261.00 | (3%) 20.78K to 20.23K | (< 1%) |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 391 | $197.87 | $77,367.20 | (2%) 21.17K to 20.78K | |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-21 | Grant | 3,234 | -- | -- | 18% 17.93K to 21.17K | |
| 28-Jan-21 6:07 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 352 | $211.27 | $74,367.00 | (2%) 18.29K to 17.93K | 5% |
| 07-Dec-20 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 03-Dec-20 | Payment of Exercise | 22,592 | $193.44 | $4,370,200.00 | (47%) 47.85K to 25.26K | 4% |
| 07-Dec-20 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 03-Dec-20 | Option Exercise | 27,466 | $128.76 | $3,536,520.00 | 135% 20.39K to 47.85K | |
| 07-Dec-20 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 03-Dec-20 | Market Option Sale | 6,974 | $195.30 | $1,362,020.00 | (28%) 25.26K to 18.29K | 5% |
| 05-Nov-20 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 03-Nov-20 | Payment of Exercise | 21,126 | $167.71 | $3,543,040.00 | (40%) 52.44K to 31.31K | (10%) |
| 05-Nov-20 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 03-Nov-20 | Option Exercise | 24,853 | $107.61 | $2,674,430.00 | 90% 27.59K to 52.44K | |
| 05-Nov-20 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 03-Nov-20 | Market Option Sale | 10,927 | $167.73 | $1,832,780.00 | (35%) 31.31K to 20.39K | (10%) |
| 06-Jul-20 4:39 PM View: | Ameriprise Financial Inc. (AMP) | 01-Jul-20 | Payment of Exercise | 204 | $145.83 | $29,768.90 | (< 1%) 27.79K to 27.59K | (25%) |
| 06-Jul-20 4:39 PM View: | Ameriprise Financial Inc. (AMP) | 01-Jul-20 | Option Exercise | 451 | -- | -- | 2% 27.34K to 27.79K |