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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Feb-22 4:24 PM View:  | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 14,227 | -- | -- | 53% 26.67K to 40.9K | |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 6,488 | $313.21 | $2,032,110.00 | (16%) 40.9K to 34.41K | |
| 03-Feb-22 4:59 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 563 | $308.10 | $173,460.00 | (2%) 27.23K to 26.67K | (3%) |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 352 | $304.31 | $107,117.00 | (1%) 27.59K to 27.23K | (5%) |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 276 | $298.09 | $82,272.80 | (< 1%) 27.86K to 27.59K | (7%) |
| 07-Jul-21 4:05 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Payment of Exercise | 232 | $250.92 | $58,110.80 | (< 1%) 28.09K to 27.86K | |
| 07-Jul-21 4:05 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Option Exercise | 535 | -- | -- | 2% 27.56K to 28.09K | |
| 03-May-21 5:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-21 | Payment of Exercise | 16,546 | $260.00 | $4,301,960.00 | (28%) 58.06K to 41.51K | |
| 03-May-21 5:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-21 | Option Exercise | 22,809 | $128.76 | $2,936,890.00 | 65% 35.25K to 58.06K | |
| 03-May-21 5:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-21 | Market Option Sale | 13,956 | $258.76 | $3,611,300.00 | (34%) 41.51K to 27.56K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 11,489 | -- | -- | 40% 28.86K to 40.35K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 5,100 | $211.06 | $1,076,410.00 | (13%) 40.35K to 35.25K | |
| 03-Feb-21 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 511 | $200.84 | $102,629.00 | (2%) 29.37K to 28.86K | (< 1%) |
| 02-Feb-21 6:22 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 352 | $197.87 | $69,650.20 | (1%) 29.72K to 29.37K | |
| 02-Feb-21 6:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-21 | Grant | 2,461 | -- | -- | 9% 27.26K to 29.72K | |
| 28-Jan-21 6:05 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 380 | $211.27 | $80,282.60 | (1%) 27.64K to 27.26K | 5% |
| 13-Aug-20 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 11-Aug-20 | Payment of Exercise | 16,877 | $160.83 | $2,714,330.00 | (31%) 54.4K to 37.53K | (14%) |
| 13-Aug-20 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 11-Aug-20 | Option Exercise | 20,581 | $107.61 | $2,214,720.00 | 61% 33.82K to 54.4K | |
| 13-Aug-20 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 11-Aug-20 | Market Option Sale | 9,873 | $163.83 | $1,617,460.00 | (26%) 37.53K to 27.65K | (12%) |
| 06-Jul-20 4:40 PM View: | Ameriprise Financial Inc. (AMP) | 01-Jul-20 | Payment of Exercise | 195 | $145.83 | $28,452.60 | (< 1%) 34.0K to 33.81K | (25%) |
| 06-Jul-20 4:40 PM View: | Ameriprise Financial Inc. (AMP) | 01-Jul-20 | Option Exercise | 451 | -- | -- | 1% 33.55K to 34.0K | |
| 19-Feb-20 5:01 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Grant | 8,996 | -- | -- | 31% 29.45K to 38.45K | |
| 19-Feb-20 5:01 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Payment of Exercise | 4,893 | $178.82 | $874,966.00 | (13%) 38.45K to 33.55K | (1%) |
| 10-Feb-20 5:25 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-20 | Payment of Exercise | 293 | $175.91 | $51,541.60 | (< 1%) 29.74K to 29.45K | (2%) |
| 04-Feb-20 4:48 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-20 | Payment of Exercise | 761 | $165.41 | $125,877.00 | (2%) 30.5K to 29.74K | (9%) |
| 04-Feb-20 4:48 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Grant | 3,445 | -- | -- | 13% 27.06K to 30.5K | |
| 04-Feb-20 4:48 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Payment of Exercise | 17,937 | $170.51 | $3,058,440.00 | (32%) 56.04K to 38.1K | (6%) |
| 04-Feb-20 4:48 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Option Exercise | 25,535 | $87.79 | $2,241,720.00 | 84% 30.5K to 56.04K | |
| 04-Feb-20 4:48 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Market Option Sale | 7,598 | $166.15 | $1,262,420.00 | (20%) 38.1K to 30.5K | (8%) |
| 28-Jan-20 6:04 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-20 | Payment of Exercise | 375 | $167.57 | $62,838.80 | (1%) 27.43K to 27.06K | (8%) |
| 31-Oct-19 5:34 PM View: | Ameriprise Financial Inc. (AMP) | 29-Oct-19 | Market Sale | 6,477 | $154.13 | $998,330.00 | (19%) 33.91K to 27.43K | (16%) |
| 09-Jul-19 5:26 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-19 | Payment of Exercise | 311 | $150.12 | $46,709.10 | (< 1%) 34.22K to 33.91K | (18%) |
| 09-Jul-19 5:26 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-19 | Option Exercise | 718 | -- | -- | 2% 33.5K to 34.22K | |
| 20-Feb-19 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 15-Feb-19 | Grant | 6,916 | -- | -- | 23% 29.74K to 36.65K | |
| 20-Feb-19 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 15-Feb-19 | Payment of Exercise | 3,154 | $130.68 | $412,165.00 | (9%) 36.65K to 33.5K | (37%) |
| 08-Feb-19 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-19 | Payment of Exercise | 196 | $126.69 | $24,831.20 | (< 1%) 29.93K to 29.74K | (40%) |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Grant | 5,004 | -- | -- | 20% 25.18K to 30.18K | |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Payment of Exercise | 253 | $126.89 | $32,103.20 | (< 1%) 30.18K to 29.93K | (40%) |
| 29-Jan-19 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-19 | Payment of Exercise | 385 | $121.12 | $46,631.20 | (2%) 25.57K to 25.18K | (47%) |
| 09-Jul-18 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-18 | Payment of Exercise | 251 | $140.97 | $35,441.10 | (< 1%) 25.81K to 25.56K | (24%) |
| 09-Jul-18 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-18 | Option Exercise | 579 | -- | -- | 2% 25.23K to 25.81K | |
| 08-Feb-18 5:12 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-18 | Payment of Exercise | 292 | $160.56 | $46,883.50 | (1%) 25.52K to 25.23K | (8%) |
| 06-Feb-18 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-18 | Grant | 4,284 | -- | -- | 18% 23.53K to 27.82K | |
| 06-Feb-18 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-18 | Payment of Exercise | 2,294 | $167.50 | $384,245.00 | (8%) 27.82K to 25.52K | (3%) |
| 05-Feb-18 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-18 | Payment of Exercise | 376 | $171.08 | $64,326.10 | (2%) 23.91K to 23.53K | (1%) |
| 30-Jan-18 4:17 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-18 | Grant | 3,419 | -- | -- | 17% 20.49K to 23.91K | |
| 30-Oct-17 4:34 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Payment of Exercise | 13,880 | $157.06 | $2,179,990.00 | (32%) 43.39K to 29.51K | (10%) |
| 30-Oct-17 4:34 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Option Exercise | 19,902 | $65.31 | $1,299,800.00 | 85% 23.49K to 43.39K | |
| 30-Oct-17 4:34 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Market Option Sale | 9,022 | $160.91 | $1,451,730.00 | (31%) 29.51K to 20.49K | (7%) |
| 10-Jul-17 5:09 PM View: | Ameriprise Financial Inc. (AMP) | 06-Jul-17 | Payment of Exercise | 265 | $129.15 | $34,230.30 | (1%) 23.75K to 23.49K | (33%) |