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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-24 9:34 PM View:  | Alti Global, Inc. (ALTI) | 16-May-24 | Purchase | 16,417 | $4.60 | $75,518.20 | 20% 80.9K to 97.32K | |
| 16-May-24 9:34 PM View: | Alti Global, Inc. (ALTI) | 15-May-24 | Purchase | 50,195 | $4.52 | $226,881.00 | 163% 30.71K to 80.9K | |
| 16-May-24 9:34 PM View: | Alti Global, Inc. (ALTI) | 14-May-24 | Purchase | 17,598 | $4.62 | $81,302.80 | 134% 13.11K to 30.71K | |
| 09-May-24 6:34 PM View: | Unum Group (UNM) | 07-May-24 | Private Sale | 8,000 | $52.61 | $420,880.00 | (18%) 45.51K to 37.51K | |
| 05-Jan-24 10:57 AM View: | Alti Global, Inc. (ALTI) | 03-Jan-24 | Option Exercise | 13,111 | -- | -- | 100% 0 to 13.11K | |
| 30-May-23 7:03 PM View: | Unum Group (UNM) | 25-May-23 | Grant | 3,839 | -- | -- | 9% 41.64K to 45.48K | |
| 31-May-22 6:19 PM View: | Unum Group (UNM) | 26-May-22 | Grant | 4,448 | -- | -- | 12% 37.16K to 41.61K | |
| 01-Jun-21 7:01 PM View: | Unum Group (UNM) | 27-May-21 | Grant | 5,170 | -- | -- | 16% 31.73K to 36.9K | |
| 01-Mar-21 6:19 PM View: | Unum Group (UNM) | 25-Feb-21 | Market Sale | 18,040 | $28.03 | $505,661.00 | (36%) 49.66K to 31.62K | 6% |
| 01-Jun-20 8:07 PM View: | Unum Group (UNM) | 28-May-20 | Grant | 10,050 | -- | -- | 26% 39.16K to 49.21K | |
| 28-May-19 6:15 PM View: | Unum Group (UNM) | 23-May-19 | Grant | 4,808 | -- | -- | 14% 34.06K to 38.87K | |
| 29-May-18 9:03 PM View: | Unum Group (UNM) | 24-May-18 | Grant | 4,735 | -- | -- | 16% 29.15K to 33.88K | |
| 30-May-17 5:52 PM View: | Unum Group (UNM) | 25-May-17 | Grant | 3,304 | -- | -- | 13% 25.74K to 29.04K | |
| 31-May-16 6:42 PM View: | Unum Group (UNM) | 26-May-16 | Grant | 4,125 | -- | -- | 19% 21.39K to 25.51K | |
| 26-May-15 6:53 PM View: | Unum Group (UNM) | 21-May-15 | Grant | 4,006 | -- | -- | 24% 16.99K to 21.0K | |
| 22-May-14 6:13 PM View: | Unum Group (UNM) | 20-May-14 | Grant | 7,449 | -- | -- | 81% 9.22K to 16.67K | |
| 26-Feb-14 5:06 PM View: | The Bank of New York Mellon... (BK) | 24-Feb-14 | Payment of Exercise | 24,397 | $31.80 | $775,825.00 | (8%) 301.84K to 277.44K | (10%) |
| 25-Feb-14 5:26 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-14 | Payment of Exercise | 15,839 | $31.35 | $496,553.00 | (5%) 317.68K to 301.84K | (11%) |
| 25-Feb-14 5:26 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-14 | Payment of Exercise | 3,278 | $31.35 | $102,765.00 | (1%) 320.96K to 317.68K | (11%) |
| 21-Feb-14 5:21 PM View: | The Bank of New York Mellon... (BK) | 19-Feb-14 | Grant | 65,285 | -- | -- | 26% 255.67K to 320.96K | |
| 14-Feb-14 5:16 PM View: | The Bank of New York Mellon... (BK) | 12-Feb-14 | Market Sale | 34,784 | $31.96 | $1,111,700.00 | (12%) 290.45K to 255.67K | (9%) |
| 28-May-13 5:16 PM View: | Unum Group (UNM) | 23-May-13 | Grant | 4,354 | -- | -- | 93% 4.71K to 9.06K | |
| 19-Mar-13 5:28 PM View: | The Bank of New York Mellon... (BK) | 16-Mar-13 | Payment of Exercise | 19,229 | $28.85 | $554,757.00 | (6%) 308.2K to 288.97K | (19%) |
| 26-Feb-13 5:32 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-13 | Payment of Exercise | 15,839 | $27.63 | $437,632.00 | (5%) 324.04K to 308.2K | (24%) |
| 25-Feb-13 5:21 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-13 | Grant | 17,616 | -- | -- | 6% 306.43K to 324.04K | |
| 23-Jan-13 8:39 PM View: | The Bank of New York Mellon... (BK) | 22-Jan-13 | Option Exercise | 28,302 | $24.52 | $693,965.00 | 9% 306.11K to 334.41K | |
| 23-Jan-13 8:39 PM View: | The Bank of New York Mellon... (BK) | 22-Jan-13 | Market Option Sale | 28,302 | $26.60 | $752,726.00 | (8%) 334.41K to 306.11K | (28%) |
| 23-Jan-13 8:39 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Option Exercise | 28,302 | $24.52 | $693,965.00 | 9% 306.11K to 334.41K | |
| 23-Jan-13 8:39 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Market Option Sale | 28,302 | $26.20 | $741,391.00 | (8%) 334.41K to 306.11K | (30%) |
| 14-Sep-12 4:32 PM View: | The Bank of New York Mellon... (BK) | 12-Sep-12 | Market Sale | 10,000 | $22.87 | $228,747.00 | (3%) 312.25K to 302.25K | (50%) |
| 17-Aug-12 4:27 PM View: | Unum Group (UNM) | 15-Aug-12 | Grant | 4,630 | -- | -- | 100% 0 to 4.63K | |
| 30-Apr-12 4:39 PM View: | The Bank of New York Mellon... (BK) | 26-Apr-12 | Market Sale | 18,100 | $23.59 | $426,916.00 | (5%) 332.67K to 314.57K | (43%) |
| 13-Mar-12 4:36 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-12 | Payment of Exercise | 14,824 | $22.42 | $332,354.00 | (4%) 347.49K to 332.67K | (51%) |
| 27-Feb-12 5:17 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-12 | Grant | 114,452 | -- | -- | 47% 246.1K to 360.56K | |
| 27-Feb-12 5:17 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-12 | Payment of Exercise | 13,063 | $22.03 | $287,778.00 | (4%) 360.56K to 347.49K | (54%) |
| 28-Feb-11 5:20 PM View: | The Bank of New York Mellon... (BK) | 24-Feb-11 | Grant | 43,706 | -- | -- | 22% 200.68K to 244.38K | |
| 09-Feb-11 5:53 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Disposition | 2,046 | -- | -- | (< 1%) 205.72K to 203.68K | |
| 09-Feb-11 5:53 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Payment of Exercise | 3,001 | $31.84 | $95,551.80 | (1%) 203.68K to 200.68K | (9%) |
| 09-Sep-10 4:09 PM View: | The Bank of New York Mellon... (BK) | 07-Sep-10 | Market Sale | 12,500 | $25.50 | $318,752.00 | (6%) 218.14K to 205.64K | (37%) |
| 06-Jul-10 4:40 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-10 | Payment of Exercise | 32,547 | $24.77 | $806,189.00 | (13%) 250.24K to 217.69K | (41%) |
| 06-Apr-10 4:52 PM View: | The Bank of New York Mellon... (BK) | 02-Apr-10 | Payment of Exercise | 3,352 | $31.26 | $104,784.00 | (1%) 253.31K to 249.96K | (12%) |
| 06-Apr-10 4:52 PM View: | The Bank of New York Mellon... (BK) | 02-Apr-10 | Option Exercise | 9,198 | -- | -- | 4% 244.11K to 253.31K | |
| 25-Mar-10 4:57 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-10 | Payment of Exercise | 10,565 | $31.35 | $331,213.00 | (4%) 254.01K to 243.44K | (12%) |
| 25-Mar-10 4:57 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-10 | Option Exercise | 29,245 | -- | -- | 13% 224.76K to 254.01K | |
| 18-Mar-10 5:51 PM View: | The Bank of New York Mellon... (BK) | 16-Mar-10 | Grant | 34,447 | -- | -- | 18% 190.32K to 224.76K | |
| 09-Apr-09 5:00 PM View: | The Bank of New York Mellon... (BK) | 07-Apr-09 | Payment of Exercise | 3,694 | $27.31 | $100,883.00 | (2%) 192.17K to 188.47K | (35%) |
| 25-Mar-09 4:18 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-09 | Payment of Exercise | 11,983 | $27.73 | $332,289.00 | (6%) 203.57K to 191.58K | (33%) |
| 10-Mar-09 4:16 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-09 | Grant | 29,458 | $18.02 | $530,833.00 | 17% 174.11K to 203.57K | 129% |
| 02-Apr-08 5:24 PM View: | The Bank of New York Mellon... (BK) | 31-Mar-08 | Payment of Exercise | 8,646 | $41.73 | $360,798.00 | (5%) 179.16K to 170.52K | 24% |
| 12-Mar-08 6:27 PM View: | The Bank of New York Mellon... (BK) | 10-Mar-08 | Grant | 8,105 | $42.31 | $342,923.00 | 5% 171.06K to 179.16K | (25%) |