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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-14 11:20 AM View:  | Johnson Controls Inc. (JCI) | 03-Nov-14 | Disposition | 2,820 | $47.25 | $133,244.00 | (5%) 52.69K to 49.87K | 2% |
| 04-Nov-14 11:20 AM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Option Exercise | 2,820 | -- | -- | 6% 49.87K to 52.69K | |
| 07-Oct-14 4:08 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Disposition | 3,018 | $44.82 | $135,250.00 | (6%) 52.86K to 49.85K | 21% |
| 07-Oct-14 4:08 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Option Exercise | 3,018 | $44.82 | $135,250.00 | 6% 49.85K to 52.86K | (21%) |
| 25-Feb-14 12:28 PM View: | Johnson Controls Inc. (JCI) | 21-Feb-14 | Option Exercise | 18,000 | $22.56 | $406,111.00 | 37% 49.28K to 67.28K | |
| 25-Feb-14 12:28 PM View: | Johnson Controls Inc. (JCI) | 21-Feb-14 | Private Option Sale | 18,000 | $50.00 | $900,000.00 | (27%) 67.28K to 49.28K | 6% |
| 25-Feb-14 12:28 PM View: | Johnson Controls Inc. (JCI) | 04-Dec-13 | Gift | 500 | -- | -- | (1%) 49.62K to 49.12K | |
| 21-Nov-13 12:35 PM View: | Johnson Controls Inc. (JCI) | 19-Nov-13 | Grant | 3,514 | -- | -- | 8% 45.76K to 49.27K | |
| 04-Nov-13 3:05 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Disposition | 3,524 | $45.94 | $161,877.00 | (7%) 49.24K to 45.72K | (3%) |
| 04-Nov-13 3:05 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Option Exercise | 3,524 | $45.94 | $161,877.00 | 8% 45.72K to 49.24K | 3% |
| 09-Oct-13 10:39 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-13 | Disposition | 2,408 | $40.74 | $98,087.80 | (5%) 48.13K to 45.72K | (16%) |
| 09-Oct-13 10:39 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-13 | Option Exercise | 2,408 | $40.74 | $98,087.80 | 5% 45.72K to 48.13K | 16% |
| 09-Oct-13 10:39 AM View: | Johnson Controls Inc. (JCI) | 31-Jul-13 | Gift | 3,200 | -- | -- | (7%) 48.92K to 45.72K | |
| 06-May-13 2:39 PM View: | Johnson Controls Inc. (JCI) | 06-May-13 | Option Exercise | 8,388 | $20.56 | $172,485.00 | 17% 48.33K to 56.71K | |
| 06-May-13 2:39 PM View: | Johnson Controls Inc. (JCI) | 06-May-13 | Private Option Sale | 8,388 | $35.18 | $295,060.00 | (15%) 56.71K to 48.33K | (35%) |
| 06-May-13 2:39 PM View: | Johnson Controls Inc. (JCI) | 03-May-13 | Option Exercise | 27,312 | $20.56 | $561,625.00 | 57% 48.33K to 75.64K | |
| 06-May-13 2:39 PM View: | Johnson Controls Inc. (JCI) | 03-May-13 | Private Option Sale | 27,312 | $35.05 | $957,209.00 | (36%) 75.64K to 48.33K | (36%) |
| 06-May-13 2:39 PM View: | Johnson Controls Inc. (JCI) | 12-Mar-13 | Gift | 300 | -- | -- | (< 1%) 48.33K to 48.03K | |
| 04-Nov-13 3:05 PM View: | Johnson Controls Inc. (JCI) | 12-Mar-13 | Gift Duplicate | 300 | -- | -- | (< 1%) 46.02K to 45.72K | |
| 02-Nov-12 2:17 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Disposition | 2,710 | $26.04 | $70,569.90 | (5%) 50.17K to 47.47K | (40%) |
| 02-Nov-12 2:17 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Option Exercise | 2,710 | $26.04 | $70,569.90 | 6% 47.47K to 50.17K | 40% |
| 03-Nov-11 2:50 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Disposition | 3,366 | $31.75 | $106,874.00 | (7%) 48.47K to 45.1K | (15%) |
| 03-Nov-11 2:50 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Option Exercise | 3,366 | $31.75 | $106,874.00 | 7% 45.1K to 48.47K | 15% |
| 03-Nov-11 2:50 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-11 | Disposition | 370 | $31.17 | $11,521.70 | (< 1%) 46.93K to 46.56K | (17%) |
| 03-Nov-11 2:50 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-11 | Payment of Exercise | 1,539 | $31.17 | $47,970.60 | (3%) 46.56K to 45.02K | (17%) |
| 03-Nov-11 2:50 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-11 | Option Exercise | 370 | $31.17 | $11,521.70 | < 1% 46.56K to 46.93K | 17% |
| 02-Nov-10 10:46 AM View: | Johnson Controls Inc. (JCI) | 29-Oct-10 | Gift | 713 | -- | -- | (< 1%) 86.35K to 85.64K | |
| 02-Nov-10 10:46 AM View: | Johnson Controls Inc. (JCI) | 29-Oct-10 | Option Exercise | 40,698 | $17.52 | $712,895.00 | 89% 45.65K to 86.35K | |
| 02-Nov-10 10:46 AM View: | Johnson Controls Inc. (JCI) | 29-Oct-10 | Market Option Sale | 40,698 | $35.11 | $1,429,020.00 | (48%) 85.64K to 44.94K | (6%) |
| 07-Jul-10 4:30 PM View: | Johnson Controls Inc. (JCI) | 02-Jul-10 | Grant | 93 | $26.86 | $2,500.00 | < 1% 45.26K to 45.35K | 39% |
| 02-Jun-10 5:10 PM View: | Johnson Controls Inc. (JCI) | 01-Jun-10 | Grant | 89 | $28.24 | $2,499.99 | < 1% 45.01K to 45.1K | 33% |
| 07-Apr-10 11:54 AM View: | Johnson Controls Inc. (JCI) | 05-Apr-10 | Grant | 76 | $33.08 | $2,500.01 | < 1% 44.82K to 44.9K | 14% |
| 05-May-10 3:26 PM View: | Johnson Controls Inc. (JCI) | 05-Apr-10 | Grant | 73 | $34.11 | $2,499.99 | < 1% 44.82K to 44.9K | 10% |
| 02-Mar-10 10:43 AM View: | Johnson Controls Inc. (JCI) | 01-Mar-10 | Grant | 78 | $31.95 | $2,499.99 | < 1% 44.64K to 44.72K | 18% |
| 03-Feb-10 11:04 AM View: | Johnson Controls Inc. (JCI) | 01-Feb-10 | Grant | 88 | $28.53 | $2,499.99 | < 1% 44.34K to 44.43K | 32% |
| 06-Jan-10 3:49 PM View: | Johnson Controls Inc. (JCI) | 04-Jan-10 | Grant | 90 | $27.76 | $2,500.00 | < 1% 47.06K to 47.15K | 36% |
| 06-Jan-10 3:49 PM View: | Johnson Controls Inc. (JCI) | 04-Jan-10 | Disposition | 563 | $27.80 | $15,654.70 | (1%) 47.71K to 47.15K | (36%) |
| 06-Jan-10 3:49 PM View: | Johnson Controls Inc. (JCI) | 04-Jan-10 | Payment of Exercise | 2,803 | $27.80 | $77,923.40 | (6%) 47.15K to 44.34K | (36%) |
| 06-Jan-10 3:49 PM View: | Johnson Controls Inc. (JCI) | 04-Jan-10 | Option Exercise | 563 | $27.80 | $15,654.70 | 1% 47.15K to 47.71K | 36% |
| 03-Dec-09 2:24 PM View: | Johnson Controls Inc. (JCI) | 01-Dec-09 | Grant | 91 | $27.38 | $2,500.01 | < 1% 46.75K to 46.84K | 38% |
| 03-Dec-09 2:24 PM View: | Johnson Controls Inc. (JCI) | 01-Dec-09 | Market Purchase | 120 | $27.38 | $3,278.75 | < 1% 46.84K to 46.96K | 38% |
| 04-Nov-09 10:16 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Grant | 102 | $24.63 | $2,500.00 | < 1% 49.26K to 49.36K | 54% |
| 04-Nov-09 10:16 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Disposition | 202 | $24.71 | $4,982.94 | (< 1%) 49.56K to 49.36K | (53%) |
| 04-Nov-09 10:16 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Payment of Exercise | 1,539 | $24.71 | $38,028.70 | (3%) 49.36K to 47.82K | (53%) |
| 04-Nov-09 10:16 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Gift | 1,030 | -- | -- | (2%) 47.82K to 46.79K | |
| 04-Nov-09 10:16 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Option Exercise | 202 | $24.71 | $4,982.94 | < 1% 49.36K to 49.56K | 53% |
| 05-Oct-09 3:48 PM View: | Johnson Controls Inc. (JCI) | 02-Oct-09 | Grant | 104 | $24.06 | $2,500.00 | < 1% 49.1K to 49.2K | 57% |
| 30-Sep-09 9:32 AM View: | Johnson Controls Inc. (JCI) | 30-Sep-09 | Grant | 4,857 | -- | -- | 11% 44.18K to 49.03K | |
| 03-Sep-09 4:32 PM View: | Johnson Controls Inc. (JCI) | 01-Sep-09 | Grant | 102 | $24.53 | $2,499.99 | < 1% 39.6K to 39.71K | 54% |
| 24-Sep-09 4:41 PM View: | Johnson Controls Inc. (JCI) | 01-Sep-09 | Conversion | 4,469 | -- | -- | 11% 39.71K to 44.18K |