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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Sep-18 1:31 PM View:  | Gwg Holdings, Inc. (GWGHQ) | 21-Aug-18 | Payment of Exercise | 73,040 | $11.05 | $807,092.00 | (83%) 88.0K to 14.96K | 54% |
| 05-Sep-18 1:31 PM View: | Gwg Holdings, Inc. (GWGHQ) | 21-Aug-18 | Option Exercise | 88,000 | $7.31 | $643,645.00 | 100% 0 to 88.0K | |
| 26-Jan-07 4:48 PM View: | Southwest Casino Corp. (SWCC.OB) | 24-Jan-07 | Private Purchase | 30,000 | $0.55 | $16,500.00 | 120% 25.0K to 55.0K |