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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-23 4:11 PM View:  | Semtech Corp. (SMTC) | 15-Dec-23 | Sale | 16,000 | $22.39 | $358,304.00 | (55%) 29.01K to 13.01K | |
| 08-Jun-23 7:37 PM View: | Semtech Corp. (SMTC) | 07-Jun-23 | Option Exercise | 1,731 | $22.09 | $38,237.80 | 6% 27.28K to 29.01K | |
| 08-Jun-22 7:09 PM View: | Semtech Corp. (SMTC) | 08-Jun-22 | Option Exercise | 1,322 | $62.58 | $82,730.80 | 5% 25.95K to 27.28K | |
| 10-Jun-21 4:27 PM View: | Semtech Corp. (SMTC) | 09-Jun-21 | Option Exercise | 1,371 | $67.22 | $92,158.60 | 6% 24.58K to 25.95K | (< 1%) |
| 12-Jun-20 8:25 PM View: | Semtech Corp. (SMTC) | 10-Jun-20 | Option Exercise | 1,384 | $53.94 | $74,653.00 | 6% 23.2K to 24.58K | 33% |
| 10-Jun-20 8:50 PM View: | Semtech Corp. (SMTC) | 09-Jun-20 | Market Sale | 7,800 | $53.80 | $419,644.00 | (25%) 31.0K to 23.2K | (33%) |
| 10-Jun-20 8:50 PM View: | Semtech Corp. (SMTC) | 08-Jun-20 | Market Sale | 4,000 | $54.71 | $218,840.00 | (11%) 35.0K to 31.0K | (31%) |
| 28-Apr-20 7:30 PM View: | Semtech Corp. (SMTC) | 28-Apr-20 | Option Exercise | 5,000 | $28.06 | $140,300.00 | 17% 30.0K to 35.0K | |
| 07-Apr-20 8:24 PM View: | Semtech Corp. (SMTC) | 07-Apr-20 | Option Exercise | 5,000 | $26.59 | $132,950.00 | 20% 25.0K to 30.0K | |
| 10-Dec-19 7:30 PM View: | Semtech Corp. (SMTC) | 10-Dec-19 | Option Exercise | 5,000 | $24.94 | $124,700.00 | 25% 20.0K to 25.0K | 185% |
| 12-Sep-19 4:14 PM View: | Semtech Corp. (SMTC) | 11-Sep-19 | Market Sale | 6,487 | $46.31 | $300,410.00 | (24%) 26.49K to 20.0K | (55%) |
| 12-Jun-19 4:26 PM View: | Semtech Corp. (SMTC) | 12-Jun-19 | Option Exercise | 1,487 | $43.42 | $64,565.50 | 6% 25.0K to 26.49K | 65% |
| 22-Mar-19 4:08 PM View: | Semtech Corp. (SMTC) | 21-Mar-19 | Option Exercise | 5,000 | $35.17 | $175,850.00 | 18% 27.26K to 32.26K | |
| 22-Mar-19 4:08 PM View: | Semtech Corp. (SMTC) | 21-Mar-19 | Market Option Sale | 5,000 | $55.86 | $279,279.00 | (16%) 32.26K to 27.26K | (28%) |
| 22-Mar-19 4:08 PM View: | Semtech Corp. (SMTC) | 21-Mar-19 | Market Sale | 2,257 | $55.86 | $126,067.00 | (8%) 27.26K to 25.0K | (28%) |
| 07-Jan-19 8:04 PM View: | Semtech Corp. (SMTC) | 04-Jan-19 | Option Exercise | 20,000 | $33.22 | $664,400.00 | 276% 7.26K to 27.26K | |
| 13-Jun-18 5:58 PM View: | Semtech Corp. (SMTC) | 13-Jun-18 | Option Exercise | 1,678 | $50.50 | $84,739.00 | 30% 5.58K to 7.26K | 42% |
| 14-Jun-17 5:15 PM View: | Semtech Corp. (SMTC) | 14-Jun-17 | Option Exercise | 2,534 | $36.50 | $92,491.00 | 83% 3.04K to 5.58K | 96% |
| 08-May-17 9:51 PM View: | Headwaters Inc. (HW) | 08-May-17 | Disposition | 18,997 | -- | -- | (100%) 19.0K to 0 | |
| 08-Aug-16 12:44 PM View: | Headwaters Inc. (HW) | 05-Aug-16 | Acquisition (other) | 1,032 | $19.16 | $19,769.80 | 6% 17.96K to 19.0K | 23% |
| 15-Jun-16 6:56 PM View: | Semtech Corp. (SMTC) | 15-Jun-16 | Option Exercise | 3,045 | $24.16 | $73,567.20 | 100% 0 to 3.04K | 197% |
| 06-May-16 4:31 PM View: | Headwaters Inc. (HW) | 06-May-16 | Acquisition (other) | 1,055 | $18.71 | $19,738.90 | 6% 16.91K to 17.96K | 26% |
| 05-Feb-16 6:10 PM View: | Headwaters Inc. (HW) | 05-Feb-16 | Acquisition (other) | 1,195 | $16.58 | $19,810.00 | 8% 15.71K to 16.91K | 42% |
| 06-Nov-15 2:57 PM View: | Headwaters Inc. (HW) | 06-Nov-15 | Acquisition (other) | 1,040 | $19.01 | $19,774.70 | 7% 14.68K to 15.71K | 24% |
| 07-Aug-15 1:35 PM View: | Headwaters Inc. (HW) | 07-Aug-15 | Acquisition (other) | 946 | $20.92 | $19,786.30 | 7% 13.73K to 14.68K | 13% |
| 08-May-15 1:45 PM View: | Headwaters Inc. (HW) | 07-May-15 | Acquisition (other) | 1,011 | $19.54 | $19,752.40 | 8% 12.72K to 13.73K | 21% |
| 06-Feb-15 5:37 PM View: | Headwaters Inc. (HW) | 05-Feb-15 | Acquisition (other) | 1,297 | $15.21 | $19,722.40 | 11% 11.42K to 12.72K | 55% |
| 06-Nov-14 5:28 PM View: | Headwaters Inc. (HW) | 06-Nov-14 | Acquisition (other) | 1,580 | $13.23 | $20,899.00 | 16% 9.84K to 11.42K | 78% |
| 18-Oct-10 6:29 PM View: | Trident Microsystems Inc. (TRIDQ) | 17-Oct-10 | Payment of Exercise | 2,751 | $2.21 | $6,079.71 | (< 1%) 353.13K to 350.38K | 85% |
| 23-Jul-10 7:03 PM View: | Trident Microsystems Inc. (TRIDQ) | 22-Jul-10 | Payment of Exercise | 4,516 | $1.42 | $6,412.72 | (1%) 357.65K to 353.13K | 77% |
| 22-Jul-10 6:10 PM View: | Trident Microsystems Inc. (TRIDQ) | 20-Jul-10 | Payment of Exercise | 5,404 | $1.39 | $7,511.56 | (1%) 363.06K to 357.65K | 77% |
| 10-Feb-10 9:06 PM View: | Trident Microsystems Inc. (TRIDQ) | 08-Feb-10 | Grant | 82,000 | -- | -- | 29% 281.06K to 363.06K | |
| 20-Oct-09 7:16 PM View: | Trident Microsystems Inc. (TRIDQ) | 17-Oct-09 | Payment of Exercise | 2,681 | $2.80 | $7,506.80 | (< 1%) 283.74K to 281.06K | 88% |
| 06-Oct-09 7:42 PM View: | Trident Microsystems Inc. (TRIDQ) | 04-Oct-09 | Grant | 67,000 | -- | -- | 31% 216.74K to 283.74K | |
| 17-Sep-09 7:31 PM View: | Trident Microsystems Inc. (TRIDQ) | 15-Sep-09 | Grant | 44,200 | -- | -- | 26% 172.54K to 216.74K | |
| 24-Jul-09 6:47 PM View: | Trident Microsystems Inc. (TRIDQ) | 22-Jul-09 | Payment of Exercise | 4,401 | $1.98 | $8,713.98 | (2%) 176.94K to 172.54K | 80% |
| 29-Jul-08 8:21 PM View: | Trident Microsystems Inc. (TRIDQ) | 25-Jul-08 | Grant | 36,937 | -- | -- | 26% 140.0K to 176.94K | |
| 25-Oct-07 6:05 PM View: | Trident Microsystems Inc. (TRIDQ) | 23-Oct-07 | Grant | 140,000 | -- | -- | 100% 0 to 140.0K | |
| 05-Sep-07 6:45 PM View: | Spansion Inc. (CODE) | 31-Aug-07 | Market Sale | 16,151 | $9.25 | $149,397.00 | (100%) 16.15K to 0 | (1207%) |
| 03-Aug-07 9:04 PM View: | Spansion Inc. (CODE) | 02-Aug-07 | Market Sale | 864 | $10.43 | $9,011.62 | (5%) 17.02K to 16.15K | (1059%) |
| 31-Jul-07 8:26 PM View: | Spansion Inc. (CODE) | 28-Jul-07 | Option Exercise | 2,286 | -- | -- | 16% 14.73K to 17.02K | |
| 01-May-07 7:43 PM View: | Spansion Inc. (CODE) | 30-Apr-07 | Market Option Sale | 833 | $10.01 | $8,336.98 | (5%) 15.56K to 14.73K | (1108%) |
| 01-May-07 7:43 PM View: | Spansion Inc. (CODE) | 28-Apr-07 | Option Exercise | 2,286 | -- | -- | 17% 13.28K to 15.56K | |
| 05-Feb-07 8:13 PM View: | Spansion Inc. (CODE) | 01-Feb-07 | Market Sale | 1,050 | $12.58 | $13,204.10 | (7%) 14.33K to 13.28K | (861%) |
| 30-Jan-07 9:10 PM View: | Spansion Inc. (CODE) | 28-Nov-06 | Option Exercise | 2,286 | -- | -- | 19% 12.04K to 14.33K | |
| 31-Oct-06 8:38 PM View: | Spansion Inc. (CODE) | 31-Oct-06 | Market Option Sale | 832 | $14.09 | $11,724.00 | (6%) 12.87K to 12.04K | (758%) |
| 31-Oct-06 8:38 PM View: | Spansion Inc. (CODE) | 28-Oct-06 | Option Exercise | 2,286 | -- | -- | 22% 10.59K to 12.87K | |
| 04-Aug-06 7:48 PM View: | Spansion Inc. (CODE) | 02-Aug-06 | Market Sale | 844 | $13.69 | $11,554.40 | (7%) 11.43K to 10.59K | (783%) |
| 01-Aug-06 10:00 PM View: | Spansion Inc. (CODE) | 28-Jul-06 | Option Exercise | 2,286 | -- | -- | 25% 9.14K to 11.43K | |
| 02-May-06 7:02 PM View: | Spansion Inc. (CODE) | 28-Apr-06 | Option Exercise | 9,144 | -- | -- | 100% 0 to 9.14K |