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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Mar-15 9:50 AM View:  | Fifth Street Asset Manageme... (FSAM) | 06-Mar-15 | Market Sale | 5,580 | $11.87 | $66,234.60 | (2%) 319.01K to 313.43K | 60% |
| 09-Mar-15 9:50 AM View: | Fifth Street Asset Manageme... (FSAM) | 05-Mar-15 | Market Sale | 11,506 | $12.50 | $143,825.00 | (3%) 330.33K to 318.83K | 62% |
| 15-Jul-14 10:47 AM View: | Triplepoint Venture Growth ... (TPVG) | 16-Jun-14 | Sale | 17,078 | $15.30 | $261,293.00 | (4%) 387.52K to 370.44K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 02-Jun-14 | Sale | 7,113 | $15.64 | $111,247.00 | (2%) 394.63K to 387.52K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 23-May-14 | Sale | 881 | $15.45 | $13,611.50 | (< 1%) 395.51K to 394.63K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 22-May-14 | Sale | 1,883 | $15.45 | $29,092.30 | (< 1%) 397.39K to 395.51K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 21-May-14 | Sale | 7,780 | $15.40 | $119,812.00 | (2%) 405.18K to 397.39K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 12-May-14 | Sale | 3,254 | $15.00 | $48,810.00 | (< 1%) 408.43K to 405.18K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 09-May-14 | Sale | 2,148 | $15.11 | $32,456.30 | (< 1%) 410.58K to 408.43K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 15-Apr-14 | Purchase | 9,680 | $14.99 | $145,103.00 | 2% 400.9K to 410.58K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 19-Mar-14 | Purchase | 17,016 | $16.23 | $276,170.00 | 4% 383.88K to 400.9K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 18-Mar-14 | Purchase | 3,573 | $16.04 | $57,310.90 | < 1% 380.31K to 383.88K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 14-Mar-14 | Purchase | 6,352 | $15.90 | $100,997.00 | 2% 373.96K to 380.31K | |
| 15-Jul-14 10:44 AM View: | Triplepoint Venture Growth ... (TPVG) | 13-Mar-14 | Purchase | 11,001 | $15.73 | $173,046.00 | 3% 362.95K to 373.96K |