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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Nov-20 7:25 PM View:  | Barings Global Short Durati... (BGH) | 25-Nov-20 | Sale | 3,850 | $14.26 | $54,887.80 | (100%) 3.85K to 0 | |
| 17-Aug-16 7:44 PM View: | Srax, Inc. (SRAX) | 16-Aug-16 | Grant | 1,923 | -- | -- | 27% 7.14K to 9.07K | |
| 03-Feb-14 5:13 PM View: | Barings Global Short Durati... (BGH) | 03-Feb-14 | Market Purchase | 1,400 | $23.50 | $32,906.10 | 57% 2.45K to 3.85K | (14%) |
| 26-Jun-13 1:00 PM View: | Barings Global Short Durati... (BGH) | 26-Jun-13 | Market Purchase | 450 | $22.26 | $10,017.00 | 22% 2.0K to 2.45K | (6%) |
| 10-Aug-06 1:53 PM View: | MassMutual Corporate Invest... (MCI) | 28-Jul-06 | Market Purchase | 155 | $32.13 | $4,980.15 | 100% 0 to 0.15K | 18% |