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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-24 6:18 PM View:  | Pulmonx Corp (LUNG) | 01-Mar-24 | Grant | 34,500 | -- | -- | 23% 149.84K to 184.34K | |
| 05-Mar-24 6:18 PM View: | Pulmonx Corp (LUNG) | 01-Mar-24 | Sale | 4,351 | $9.06 | $39,420.10 | (2%) 184.34K to 179.99K | |
| 05-Dec-23 5:42 PM View: | Pulmonx Corp (LUNG) | 01-Dec-23 | Sale | 3,809 | $10.34 | $39,381.00 | (2%) 153.65K to 149.84K | |
| 06-Sep-23 5:52 PM View: | Pulmonx Corp (LUNG) | 01-Sep-23 | Sale | 3,772 | $10.01 | $37,757.70 | (2%) 157.42K to 153.65K | |
| 02-Jun-23 6:40 PM View: | Pulmonx Corp (LUNG) | 01-Jun-23 | Sale | 3,776 | $11.48 | $43,348.50 | (2%) 161.2K to 157.42K | |
| 03-Mar-23 10:00 PM View: | Pulmonx Corp (LUNG) | 01-Mar-23 | Grant | 118,300 | -- | -- | 268% 44.16K to 162.46K | |
| 03-Mar-23 10:00 PM View: | Pulmonx Corp (LUNG) | 01-Mar-23 | Sale | 1,264 | $11.03 | $13,941.90 | (< 1%) 162.46K to 161.2K | |
| 05-Dec-22 7:00 PM View: | Pulmonx Corp (LUNG) | 01-Dec-22 | Sale | 1,069 | $5.93 | $6,339.17 | (2%) 45.23K to 44.16K | |
| 06-Sep-22 4:51 PM View: | Pulmonx Corp (LUNG) | 01-Sep-22 | Sale | 1,082 | $17.88 | $19,350.10 | (2%) 46.31K to 45.23K | |
| 03-Jun-22 5:57 PM View: | Pulmonx Corp (LUNG) | 01-Jun-22 | Sale | 1,065 | $18.05 | $19,223.20 | (2%) 47.38K to 46.31K | |
| 03-Mar-22 6:11 PM View: | Pulmonx Corp (LUNG) | 01-Mar-22 | Grant | 31,000 | -- | -- | 184% 16.83K to 47.83K | |
| 03-Mar-22 6:11 PM View: | Pulmonx Corp (LUNG) | 01-Mar-22 | Sale | 458 | $25.91 | $11,866.80 | (< 1%) 47.83K to 47.38K | |
| 03-Dec-21 6:41 PM View: | Pulmonx Corp (LUNG) | 01-Dec-21 | Market Sale | 383 | $32.73 | $12,535.60 | (2%) 17.22K to 16.83K | 7% |
| 03-Sep-21 5:53 PM View: | Pulmonx Corp (LUNG) | 01-Sep-21 | Market Sale | 383 | $40.09 | $15,354.50 | (2%) 17.6K to 17.22K | (4%) |
| 11-Jun-21 8:16 PM View: | Pulmonx Corp (LUNG) | 01-Jun-21 | Grant | 17,600 | -- | -- | 100% 0 to 17.6K | |
| 05-Feb-20 5:28 PM View: | Intersect Ent, Inc. (XENT) | 03-Feb-20 | Grant | 21,480 | -- | -- | 37% 57.73K to 79.2K | |
| 06-Jan-20 7:27 PM View: | Intersect Ent, Inc. (XENT) | 06-Jan-20 | Payment of Exercise | 3,459 | $24.27 | $83,945.10 | (6%) 61.18K to 57.73K | 7% |
| 06-Jan-20 7:27 PM View: | Intersect Ent, Inc. (XENT) | 02-Jan-20 | Payment of Exercise | 4,357 | $24.23 | $105,568.00 | (7%) 65.54K to 61.18K | 7% |
| 29-Nov-19 1:46 PM View: | Intersect Ent, Inc. (XENT) | 26-Nov-19 | Grant | 31,794 | -- | -- | 94% 33.75K to 65.54K | |
| 08-May-19 6:40 PM View: | Intersect Ent, Inc. (XENT) | 07-May-19 | Grant | 11,952 | -- | -- | 55% 21.8K to 33.75K | |
| 08-May-19 6:40 PM View: | Intersect Ent, Inc. (XENT) | 06-May-19 | Option Exercise | 9,000 | $18.00 | $162,000.00 | 41% 21.8K to 30.8K | |
| 08-May-19 6:40 PM View: | Intersect Ent, Inc. (XENT) | 06-May-19 | Market Option Sale (Planned) | 9,000 | $33.02 | $297,202.00 | (29%) 30.8K to 21.8K | 32% |
| 01-May-19 4:06 PM View: | Intersect Ent, Inc. (XENT) | 29-Apr-19 | Option Exercise | 9,000 | $18.00 | $162,000.00 | 41% 21.8K to 30.8K | |
| 01-May-19 4:06 PM View: | Intersect Ent, Inc. (XENT) | 29-Apr-19 | Market Option Sale (Planned) | 9,000 | $33.04 | $297,343.00 | (29%) 30.8K to 21.8K | 32% |
| 18-Jan-19 5:39 PM View: | Intersect Ent, Inc. (XENT) | 16-Jan-19 | Grant | 9,000 | -- | -- | 70% 12.79K to 21.8K | |
| 03-Jan-19 8:10 PM View: | Intersect Ent, Inc. (XENT) | 01-Jan-19 | Payment of Exercise | 2,418 | $26.57 | $64,240.20 | (16%) 15.21K to 12.79K | 15% |
| 19-Jan-18 5:16 PM View: | Intersect Ent, Inc. (XENT) | 17-Jan-18 | Grant | 7,500 | -- | -- | 97% 7.71K to 15.21K | |
| 03-Jan-18 8:09 PM View: | Intersect Ent, Inc. (XENT) | 01-Jan-18 | Payment of Exercise | 1,287 | $33.93 | $43,671.50 | (14%) 9.0K to 7.71K | 33% |
| 13-Dec-17 7:53 PM View: | Intersect Ent, Inc. (XENT) | 11-Dec-17 | Option Exercise | 36,000 | $18.00 | $648,000.00 | 400% 9.0K to 45.0K | |
| 13-Dec-17 7:53 PM View: | Intersect Ent, Inc. (XENT) | 11-Dec-17 | Market Option Sale (Planned) | 36,000 | $32.75 | $1,179,000.00 | (80%) 45.0K to 9.0K | 31% |
| 20-Jan-17 7:43 PM View: | Intersect Ent, Inc. (XENT) | 18-Jan-17 | Grant | 9,000 | -- | -- | 100% 0 to 9.0K | |
| 08-Oct-15 4:57 PM View: | Thoratec Corp. (THOR) | 08-Oct-15 | Grant | 18,143 | -- | -- | 34% 53.51K to 71.66K | |
| 08-Oct-15 4:57 PM View: | Thoratec Corp. (THOR) | 08-Oct-15 | Disposition | 71,655 | $63.50 | $4,550,090.00 | (100%) 71.66K to 0 | 69% |
| 08-Oct-15 4:57 PM View: | Thoratec Corp. (THOR) | 01-Oct-15 | Gift | 1,263 | -- | -- | (2%) 54.77K to 53.51K | |
| 18-Mar-15 5:10 PM View: | Thoratec Corp. (THOR) | 17-Mar-15 | Payment of Exercise | 914 | $40.24 | $36,779.40 | (2%) 55.69K to 54.77K | 50% |
| 16-Mar-15 7:31 PM View: | Thoratec Corp. (THOR) | 16-Mar-15 | Grant | 12,663 | -- | -- | 29% 43.03K to 55.69K | |
| 11-Mar-15 5:34 PM View: | Thoratec Corp. (THOR) | 09-Mar-15 | Payment of Exercise | 2,206 | $39.61 | $87,379.70 | (5%) 45.23K to 43.03K | 50% |
| 04-Mar-15 5:03 PM View: | Thoratec Corp. (THOR) | 02-Mar-15 | Payment of Exercise | 1,238 | $40.25 | $49,829.50 | (3%) 46.47K to 45.23K | 51% |
| 17-Mar-14 7:38 PM View: | Thoratec Corp. (THOR) | 17-Mar-14 | Grant | 9,718 | -- | -- | 26% 36.75K to 46.47K | |
| 11-Mar-14 6:59 PM View: | Thoratec Corp. (THOR) | 10-Mar-14 | Payment of Exercise | 1,566 | $36.79 | $57,613.10 | (4%) 38.32K to 36.75K | 46% |
| 11-Mar-14 6:59 PM View: | Thoratec Corp. (THOR) | 07-Mar-14 | Payment of Exercise | 1,570 | $36.84 | $57,838.80 | (4%) 39.89K to 38.32K | 46% |
| 05-Mar-14 6:30 PM View: | Thoratec Corp. (THOR) | 03-Mar-14 | Payment of Exercise | 3,189 | $36.24 | $115,569.00 | (7%) 43.08K to 39.89K | 45% |
| 15-Oct-13 4:39 PM View: | Thoratec Corp. (THOR) | 11-Oct-13 | Option Exercise | 16,000 | $17.91 | $286,560.00 | 33% 48.97K to 64.97K | |
| 15-Oct-13 4:39 PM View: | Thoratec Corp. (THOR) | 11-Oct-13 | Market Option Sale | 16,000 | $38.17 | $610,677.00 | (25%) 64.97K to 48.97K | 48% |
| 15-Oct-13 4:39 PM View: | Thoratec Corp. (THOR) | 11-Oct-13 | Market Sale | 5,889 | $38.17 | $224,767.00 | (12%) 48.97K to 43.08K | 48% |
| 17-May-13 4:19 PM View: | Thoratec Corp. (THOR) | 15-May-13 | Grant | 168 | -- | -- | < 1% 48.89K to 49.05K | |
| 17-May-13 4:19 PM View: | Thoratec Corp. (THOR) | 15-May-13 | Payment of Exercise | 88 | $33.62 | $2,958.56 | (< 1%) 49.05K to 48.97K | 41% |
| 11-Mar-13 7:23 PM View: | Thoratec Corp. (THOR) | 11-Mar-13 | Payment of Exercise | 1,574 | $35.79 | $56,333.50 | (3%) 50.46K to 48.89K | 44% |
| 11-Mar-13 7:23 PM View: | Thoratec Corp. (THOR) | 07-Mar-13 | Grant | 11,448 | -- | -- | 29% 39.01K to 50.46K | |
| 05-Mar-13 4:18 PM View: | Thoratec Corp. (THOR) | 04-Mar-13 | Payment of Exercise | 1,531 | $35.28 | $54,013.70 | (4%) 40.54K to 39.01K | 44% |