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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Oct-19 8:30 PM View:  | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 202,500 | $1.27 | $257,175.00 | (34%) 596.51K to 394.01K | |
| 09-Oct-19 8:30 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 394,015 | $1.27 | $500,399.00 | (100%) 394.01K to 0 | |
| 18-Jul-19 7:12 PM View: | Castle Brands Inc. (ROX) | 16-Jul-19 | Grant | 90,000 | -- | -- | 18% 506.51K to 596.51K | |
| 21-Jun-19 7:38 AM View: | Castle Brands Inc. (ROX) | 19-Jun-19 | Option Exercise | 35,000 | $0.35 | $12,250.00 | 8% 460.48K to 495.48K | |
| 23-Apr-19 9:11 PM View: | Castle Brands Inc. (ROX) | 20-Apr-19 | Payment of Exercise | 8,247 | $0.65 | $5,366.32 | (2%) 468.73K to 460.48K | (4%) |
| 02-Nov-18 7:35 AM View: | Castle Brands Inc. (ROX) | 31-Oct-18 | Grant | 7,441 | $0.81 | $6,000.42 | 2% 461.29K to 468.73K | |
| 10-May-18 7:28 AM View: | Castle Brands Inc. (ROX) | 09-May-18 | Option Exercise | 33,900 | $0.21 | $7,119.00 | 8% 427.38K to 461.29K | |
| 07-May-18 5:33 PM View: | Castle Brands Inc. (ROX) | 04-May-18 | Payment of Exercise | 8,247 | $1.24 | $10,226.30 | (2%) 435.63K to 427.38K | 27% |
| 23-Apr-18 4:51 PM View: | Castle Brands Inc. (ROX) | 20-Apr-18 | Grant | 90,000 | -- | -- | 27% 339.49K to 429.49K | |
| 02-Nov-17 7:53 AM View: | Castle Brands Inc. (ROX) | 31-Oct-17 | Grant | 5,931 | $1.01 | $5,990.31 | 2% 333.56K to 339.49K | |
| 28-Apr-17 5:13 PM View: | Castle Brands Inc. (ROX) | 26-Apr-17 | Grant | 90,000 | -- | -- | 37% 243.56K to 333.56K | |
| 12-Feb-09 9:21 AM View: | Castle Brands Inc. (ROX) | 11-Feb-09 | Grant | 214,286 | $0.01 | $2,142.86 | 732% 29.28K to 243.56K | 2500% |
| 12-Apr-06 12:15 PM View: | Castle Brands Inc. (ROX) | 10-Apr-06 | Conversion | 5,000 | -- | -- | 21% 24.28K to 29.28K |