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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jan-17 5:03 PM View:  | Rocket Pharmaceuticals, Inc. (RCKT) | 04-Jan-17 | Disposition (other) | 3,253,570 | -- | -- | (100%) 3.26M to 9.86K | |
| 21-Dec-15 8:26 PM View: | Zs Pharma, Inc. (ZSPH) | 17-Dec-15 | Disposition (change in control) | 9,748 | $90.00 | $877,320.00 | (< 1%) 2.59M to 2.58M | |
| 21-Dec-15 8:26 PM View: | Zs Pharma, Inc. (ZSPH) | 17-Dec-15 | Disposition (change in control) | 2,576,720 | $90.00 | $231,904,992.00 | (100%) 2.58M to 0 | |
| 25-Feb-15 6:11 PM View: | Rocket Pharmaceuticals, Inc. (RCKT) | 23-Feb-15 | Conversion | 2,429,540 | -- | -- | 51% 4.75M to 7.18M | |
| 25-Feb-15 6:11 PM View: | Rocket Pharmaceuticals, Inc. (RCKT) | 23-Feb-15 | Purchase | 814,166 | $6.00 | $4,885,000.00 | 11% 7.18M to 8.0M | |
| 25-Jun-14 7:30 PM View: | Zs Pharma, Inc. (ZSPH) | 23-Jun-14 | Conversion | 2,416,720 | -- | -- | 12396% 19.5K to 2.44M | |
| 25-Jun-14 7:30 PM View: | Zs Pharma, Inc. (ZSPH) | 23-Jun-14 | Purchase | 160,000 | $18.00 | $2,880,000.00 | 7% 2.44M to 2.6M |