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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Feb-24 5:51 PM View:  | Adverum Biotechnologies, Inc. (ADVM) | 07-Feb-24 | Private Purchase | 100,000 | $1.35 | $135,000.00 | 2999% 3.33K to 103.33K | |
| 27-Oct-23 4:13 PM View: | Aligos Therapeutics, Inc. (ALGS) | 25-Oct-23 | Grant | 183,083 | $0.76 | $138,557.00 | 100% 0 to 183.08K | |
| 09-Aug-23 4:33 PM View: | Dice Therapeutics, Inc. (DICE) | 09-Aug-23 | Disposition | 15,199 | -- | -- | (37%) 40.92K to 25.72K | |
| 09-Aug-23 4:33 PM View: | Dice Therapeutics, Inc. (DICE) | 09-Aug-23 | Disposition | 25,722 | -- | -- | (100%) 25.72K to 0 | |
| 03-Aug-23 7:37 PM View: | Dice Therapeutics, Inc. (DICE) | 02-Aug-23 | Gift | 2,420 | -- | -- | (6%) 43.34K to 40.92K | |
| 19-Jul-23 4:53 PM View: | Dice Therapeutics, Inc. (DICE) | 18-Jul-23 | Gift | 2,200 | -- | -- | (5%) 45.54K to 43.34K | |
| 13-Jul-23 5:12 PM View: | Dice Therapeutics, Inc. (DICE) | 11-Jul-23 | Gift | 300 | -- | -- | (< 1%) 45.84K to 45.54K | |
| 21-Mar-23 4:47 PM View: | Dice Therapeutics, Inc. (DICE) | 17-Mar-23 | Sale | 10,000 | $29.05 | $290,500.00 | (18%) 55.84K to 45.84K | |
| 21-Mar-23 4:47 PM View: | Dice Therapeutics, Inc. (DICE) | 24-Oct-22 | Gift | 30,719 | -- | -- | 55% 55.84K to 86.56K | |
| 21-Mar-23 4:47 PM View: | Dice Therapeutics, Inc. (DICE) | 24-Oct-22 | Gift | 30,719 | -- | -- | (35%) 86.56K to 55.84K | |
| 17-Nov-21 4:38 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 15-Nov-21 | Market Sale | 50,000 | $2.18 | $109,000.00 | (94%) 53.33K to 3.33K | 1% |
| 16-Sep-21 9:30 PM View: | Dice Therapeutics, Inc. (DICE) | 15-Sep-21 | Purchase | 6,000 | $17.00 | $102,000.00 | 12% 49.84K to 55.84K | |
| 05-May-20 6:44 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 04-May-20 | Option Exercise | 23,334 | $6.48 | $151,204.00 | 78% 30.0K to 53.33K | |
| 14-Feb-20 8:58 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 14-Feb-20 | Private Purchase | 10,000 | $13.75 | $137,500.00 | 50% 20.0K to 30.0K | |
| 06-May-19 7:42 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 06-May-19 | Market Purchase | 20,000 | $6.71 | $134,200.00 | 100% 0 to 20.0K | 93% |
| 04-Feb-16 1:26 PM View: | Trivascular Technologies, I... (TRIV) | 03-Feb-16 | Disposition | 1,776,690 | -- | -- | (100%) 1.78M to 0 | |
| 23-Apr-14 6:11 PM View: | Trivascular Technologies, I... (TRIV) | 22-Apr-14 | Conversion | 1,776,690 | -- | -- | 40% 4.5M to 6.27M | |
| 01-Aug-13 2:21 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion Duplicate | 1,010,100 | -- | -- | 50% 2.04M to 3.05M | |
| 01-Aug-13 2:21 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Acquisition (other) Duplicate | 16,716 | $11.00 | $183,876.00 | < 1% 3.05M to 3.06M | |
| 01-Aug-13 2:21 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Purchase Duplicate | 165,265 | $11.00 | $1,817,920.00 | 5% 3.06M to 3.23M | |
| 13-Nov-09 6:41 PM View: | Peplin Inc (PLIN) | 11-Nov-09 | Disposition | 2,899,260 | -- | -- | (100%) 2.9M to 0 | |
| 12-Feb-09 4:29 PM View: | Peplin Inc (PLIN) | 12-Feb-09 | Purchase | 1,249 | $8.20 | $10,241.80 | < 1% 5.8M to 5.8M | (92%) |
| 12-Feb-09 4:29 PM View: | Peplin Inc (PLIN) | 11-Feb-09 | Purchase | 999 | $8.00 | $7,992.00 | < 1% 5.8M to 5.8M | (92%) |
| 10-Feb-09 4:39 PM View: | Peplin Inc (PLIN) | 09-Feb-09 | Purchase Duplicate | 999 | $8.00 | $7,992.00 | < 1% 2.9M to 2.9M | (92%) |
| 06-Feb-09 2:11 PM View: | Peplin Inc (PLIN) | 05-Feb-09 | Purchase | 2,648 | $7.80 | $20,654.40 | < 1% 2.89M to 2.9M | (92%) |
| 27-Jan-09 4:01 PM View: | Peplin Inc (PLIN) | 27-Jan-09 | Purchase Duplicate | 1,678 | $8.17 | $13,716.00 | < 1% 8.68M to 8.68M | (95%) |
| 27-Jan-09 4:01 PM View: | Peplin Inc (PLIN) | 23-Jan-09 | Purchase Duplicate | 6,029 | $8.00 | $48,232.00 | < 1% 8.67M to 8.68M | (95%) |
| 23-Jan-09 6:06 PM View: | Peplin Inc (PLIN) | 22-Jan-09 | Purchase | 2,583 | $8.10 | $20,913.80 | < 1% 8.65M to 8.65M | (95%) |
| 23-Jan-09 6:06 PM View: | Peplin Inc (PLIN) | 21-Jan-09 | Purchase | 932 | $8.00 | $7,456.00 | < 1% 8.65M to 8.65M | (95%) |
| 20-Jan-09 8:02 PM View: | Peplin Inc (PLIN) | 20-Jan-09 | Purchase Duplicate | 45 | $8.40 | $378.00 | < 1% 11.52M to 11.52M | (96%) |
| 20-Jan-09 8:02 PM View: | Peplin Inc (PLIN) | 19-Jan-09 | Purchase Duplicate | 899 | $8.20 | $7,371.80 | < 1% 11.52M to 11.52M | (96%) |
| 20-Jan-09 8:02 PM View: | Peplin Inc (PLIN) | 16-Jan-09 | Purchase Duplicate | 7,340 | $8.20 | $60,188.00 | < 1% 11.51M to 11.52M | (96%) |
| 20-Jan-09 8:02 PM View: | Peplin Inc (PLIN) | 15-Jan-09 | Purchase Duplicate | 1,598 | $7.80 | $12,464.40 | < 1% 11.51M to 11.51M | (95%) |
| 15-Jan-09 5:12 PM View: | Peplin Inc (PLIN) | 13-Jan-09 | Purchase | 6,911 | $7.03 | $48,584.30 | < 1% 2.87M to 2.87M | (95%) |