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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Mar-24 6:33 PM View:  | Pennymac Financial Services... (PFSI) | 29-Feb-24 | Grant | 1,854 | -- | -- | 3% 66.79K to 68.64K | |
| 28-Feb-23 8:14 PM View: | Pennymac Financial Services... (PFSI) | 24-Feb-23 | Grant | 2,387 | -- | -- | 4% 64.4K to 66.79K | |
| 14-Nov-22 7:07 PM View: | Pennymac Financial Services... (PFSI) | 10-Nov-22 | Sale | 20,000 | $56.30 | $1,126,040.00 | (24%) 84.4K to 64.4K | |
| 25-Feb-22 8:30 PM View: | Pennymac Financial Services... (PFSI) | 23-Feb-22 | Grant | 2,539 | -- | -- | 3% 81.86K to 84.4K | |
| 01-Mar-21 6:07 PM View: | Pennymac Financial Services... (PFSI) | 25-Feb-21 | Grant | 2,124 | -- | -- | 3% 79.74K to 81.86K | |
| 27-Feb-20 9:22 PM View: | Pennymac Financial Services... (PFSI) | 26-Feb-20 | Grant | 2,911 | -- | -- | 4% 76.83K to 79.74K | |
| 18-Mar-19 2:42 PM View: | Pennymac Financial Services... (PFSI) | 15-Mar-19 | Grant | 4,450 | -- | -- | 6% 72.38K to 76.83K | |
| 12-Feb-19 7:34 PM View: | Pennymac Financial Services... (PFSI) | 11-Feb-19 | Grant | 1,649 | $21.07 | $34,744.40 | 2% 70.73K to 72.38K | 183% |
| 08-Nov-18 5:19 PM View: | Pennymac Financial Services... (PFSI) | 06-Nov-18 | Grant | 1,847 | $19.60 | $36,201.20 | 3% 68.88K to 70.73K | |
| 07-Aug-18 2:52 PM View: | Pnmac Holdings, Inc. (PFSI) | 07-Aug-18 | Grant | 1,865 | $19.30 | $35,994.50 | 3% 67.02K to 68.88K | 2% |
| 09-May-18 12:59 PM View: | Pnmac Holdings, Inc. (PFSI) | 08-May-18 | Grant | 1,418 | $21.85 | $30,983.30 | 2% 65.6K to 67.02K | 3% |
| 12-Mar-18 2:09 PM View: | Pnmac Holdings, Inc. (PFSI) | 09-Mar-18 | Grant | 3,975 | -- | -- | 6% 61.62K to 65.6K | |
| 14-Feb-18 5:27 PM View: | Pnmac Holdings, Inc. (PFSI) | 13-Feb-18 | Grant | 1,362 | $22.75 | $30,985.50 | 2% 60.26K to 61.62K | (1%) |
| 07-Nov-17 5:51 PM View: | Pnmac Holdings, Inc. (PFSI) | 07-Nov-17 | Grant | 1,712 | $18.10 | $30,987.20 | 3% 58.55K to 60.26K | 24% |
| 09-Aug-17 4:08 PM View: | Pnmac Holdings, Inc. (PFSI) | 08-Aug-17 | Grant | 1,766 | $17.55 | $30,993.30 | 3% 56.78K to 58.55K | 28% |
| 10-May-17 4:40 PM View: | Pnmac Holdings, Inc. (PFSI) | 09-May-17 | Grant | 1,884 | $16.45 | $30,991.80 | 3% 54.9K to 56.78K | 36% |
| 07-Mar-17 6:33 PM View: | Pnmac Holdings, Inc. (PFSI) | 06-Mar-17 | Grant | 5,373 | -- | -- | 11% 49.53K to 54.9K | |
| 09-Feb-17 6:12 PM View: | Pnmac Holdings, Inc. (PFSI) | 07-Feb-17 | Grant | 1,925 | $16.10 | $30,992.50 | 4% 47.6K to 49.53K | |
| 09-Feb-17 10:00 PM View: | Pnmac Holdings, Inc. (PFSI) | 31-Dec-16 | Gift | 21,393 | -- | -- | 45% 47.6K to 69.0K | |
| 09-Feb-17 10:00 PM View: | Pnmac Holdings, Inc. (PFSI) | 31-Dec-16 | Gift | 21,393 | -- | -- | (31%) 69.0K to 47.6K | |
| 10-Nov-16 4:55 PM View: | Pnmac Holdings, Inc. (PFSI) | 08-Nov-16 | Grant | 1,908 | $16.24 | $30,985.90 | 4% 45.69K to 47.6K | |
| 08-Aug-16 4:54 PM View: | Pnmac Holdings, Inc. (PFSI) | 08-Aug-16 | Grant | 2,344 | $13.22 | $30,987.70 | 5% 43.35K to 45.69K | |
| 10-May-16 6:06 PM View: | Pnmac Holdings, Inc. (PFSI) | 10-May-16 | Grant | 2,480 | $11.49 | $28,495.20 | 6% 40.87K to 43.35K | |
| 01-Apr-16 3:48 PM View: | Pnmac Holdings, Inc. (PFSI) | 30-Mar-16 | Market Purchase | 400 | $11.66 | $4,664.00 | < 1% 40.47K to 40.87K | 93% |
| 09-Mar-16 5:13 PM View: | Pnmac Holdings, Inc. (PFSI) | 07-Mar-16 | Grant | 7,712 | -- | -- | 24% 32.76K to 40.47K | |
| 10-Feb-16 10:00 PM View: | Pnmac Holdings, Inc. (PFSI) | 08-Feb-16 | Grant | 2,224 | $12.81 | $28,489.40 | 7% 30.53K to 32.76K | |
| 09-Nov-15 4:33 PM View: | Pnmac Holdings, Inc. (PFSI) | 09-Nov-15 | Grant | 1,838 | $15.50 | $28,489.00 | 6% 28.7K to 30.53K | 45% |
| 10-Aug-15 5:53 PM View: | Pnmac Holdings, Inc. (PFSI) | 10-Aug-15 | Grant | 1,618 | $17.61 | $28,493.00 | 6% 27.08K to 28.7K | 27% |
| 03-Jun-15 12:51 PM View: | Pnmac Holdings, Inc. (PFSI) | 02-Jun-15 | Grant | 4,543 | -- | -- | 20% 22.54K to 27.08K | |
| 14-May-15 5:33 PM View: | Pnmac Holdings, Inc. (PFSI) | 11-May-15 | Grant | 1,638 | -- | -- | 8% 20.9K to 22.54K | |
| 11-Feb-15 4:13 PM View: | Pnmac Holdings, Inc. (PFSI) | 09-Feb-15 | Grant | 1,553 | $18.35 | $28,497.60 | 8% 19.34K to 20.9K | 22% |
| 11-Dec-14 3:28 PM View: | First Eagle Senior Loan Fund (FSLF) | 09-Dec-14 | Market Purchase | 2,000 | $17.42 | $34,840.00 | 23% 8.8K to 10.8K | 4% |
| 12-Nov-14 6:13 PM View: | Pnmac Holdings, Inc. (PFSI) | 10-Nov-14 | Grant | 1,867 | $15.26 | $28,490.40 | 11% 17.48K to 19.34K | 47% |
| 11-Aug-14 7:34 PM View: | Pnmac Holdings, Inc. (PFSI) | 11-Aug-14 | Grant | 1,791 | $15.45 | $27,670.90 | 11% 15.69K to 17.48K | 45% |
| 06-Jun-14 3:18 PM View: | Pnmac Holdings, Inc. (PFSI) | 04-Jun-14 | Grant | 5,495 | -- | -- | 54% 10.19K to 15.69K | |
| 19-May-14 3:30 PM View: | THL Credit, Inc. (FCRD) | 16-May-14 | Market Purchase | 3,000 | $12.91 | $38,730.00 | 1% 255.8K to 258.8K | (40%) |
| 14-May-14 7:55 PM View: | Pnmac Holdings, Inc. (PFSI) | 12-May-14 | Grant | 1,732 | $16.45 | $28,491.40 | 20% 8.46K to 10.19K | 36% |
| 06-Jan-14 12:41 PM View: | Lender Processing Services,... (LPS) | 02-Jan-14 | Payment of Exercise | 17,883 | $37.30 | $667,036.00 | (49%) 36.37K to 18.49K | 0% |
| 06-Jan-14 12:41 PM View: | Lender Processing Services,... (LPS) | 02-Jan-14 | Disposition (other) | 18,488 | -- | -- | (100%) 18.49K to 0 | |
| 06-Jan-14 12:41 PM View: | Lender Processing Services,... (LPS) | 02-Jan-14 | Option Exercise | 19,941 | $33.45 | $666,964.00 | 121% 16.43K to 36.37K | |
| 27-Dec-13 3:29 PM View: | Lender Processing Services,... (LPS) | 23-Dec-13 | Option Exercise | 30,658 | $31.49 | $965,366.00 | 132% 23.23K to 53.89K | |
| 27-Dec-13 3:29 PM View: | Lender Processing Services,... (LPS) | 23-Dec-13 | Market Option Sale | 30,658 | $36.87 | $1,130,360.00 | (57%) 53.89K to 23.23K | (2%) |
| 27-Dec-13 3:29 PM View: | Lender Processing Services,... (LPS) | 23-Dec-13 | Market Sale | 6,800 | $36.87 | $250,717.00 | (29%) 23.23K to 16.43K | (2%) |
| 06-Dec-13 10:21 AM View: | First Eagle Senior Loan Fund (FSLF) | 04-Dec-13 | Market Purchase | 1,300 | $17.75 | $23,075.00 | 17% 7.5K to 8.8K | 9% |
| 13-Feb-14 1:40 PM View: | THL Credit, Inc. (FCRD) | 20-Nov-13 | Gift | 18 | -- | -- | (< 1%) 255.82K to 255.8K | |
| 22-Nov-13 12:01 PM View: | First Eagle Senior Loan Fund (FSLF) | 20-Nov-13 | Market Purchase | 2,500 | $19.53 | $48,825.00 | 50% 5.0K to 7.5K | (< 1%) |
| 14-Nov-13 4:47 PM View: | THL Credit, Inc. (FCRD) | 12-Nov-13 | Market Purchase | 18 | $16.25 | $292.50 | < 1% 255.8K to 255.82K | (50%) |
| 23-Sep-13 4:56 PM View: | First Eagle Senior Loan Fund (FSLF) | 19-Sep-13 | Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 23-May-13 5:36 PM View: | THL Credit, Inc. (FCRD) | 23-May-13 | Market Purchase | 5,000 | $15.25 | $76,250.00 | < 1% 504.82K to 509.82K | (44%) |
| 22-May-13 2:02 PM View: | Pnmac Holdings, Inc. (PFSI) | 21-May-13 | Market Purchase | 4,000 | $21.85 | $87,400.00 | 90% 4.46K to 8.46K | 3% |