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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Sep-19 5:23 PM View:  | Newmont Mining Corp. (NEM) | 03-Sep-19 | Private Sale (Planned) | 3,000 | $40.01 | $120,030.00 | (1%) 203.35K to 200.35K | |
| 05-Aug-19 5:13 PM View: | Newmont Mining Corp. (NEM) | 01-Aug-19 | Market Sale (Planned) | 3,000 | $35.93 | $107,790.00 | (1%) 206.35K to 203.35K | 1% |
| 02-Jul-19 6:35 PM View: | Newmont Mining Corp. (NEM) | 01-Jul-19 | Market Sale (Planned) | 3,000 | $37.63 | $112,890.00 | (1%) 209.35K to 206.35K | 6% |
| 05-Jun-19 4:32 PM View: | Newmont Mining Corp. (NEM) | 03-Jun-19 | Market Sale (Planned) | 3,000 | $33.31 | $99,930.00 | (1%) 212.35K to 209.35K | (3%) |
| 03-May-19 6:08 PM View: | Newmont Mining Corp. (NEM) | 01-May-19 | Market Sale (Planned) | 3,000 | $30.90 | $92,700.00 | (1%) 215.35K to 212.35K | 3% |
| 01-Mar-19 7:14 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-19 | Payment of Exercise | 1,809 | $34.35 | $62,139.10 | (< 1%) 217.16K to 215.35K | < 1% |
| 28-Feb-19 6:35 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-19 | Payment of Exercise | 1,720 | $35.46 | $60,991.20 | (< 1%) 218.88K to 217.16K | 4% |
| 26-Feb-19 10:00 PM View: | Newmont Mining Corp. (NEM) | 25-Feb-19 | Grant | 12,385 | -- | -- | 6% 206.5K to 218.88K | |
| 26-Feb-19 10:00 PM View: | Newmont Mining Corp. (NEM) | 22-Feb-19 | Grant | 90,756 | -- | -- | 57% 158.27K to 249.03K | |
| 26-Feb-19 10:00 PM View: | Newmont Mining Corp. (NEM) | 22-Feb-19 | Payment of Exercise | 42,533 | $36.73 | $1,562,240.00 | (17%) 249.03K to 206.5K | |
| 03-Jan-19 5:15 PM View: | Newmont Mining Corp. (NEM) | 31-Dec-18 | Payment of Exercise | 138 | $34.42 | $4,749.96 | (< 1%) 158.41K to 158.27K | (< 1%) |
| 02-Nov-18 4:54 PM View: | Newmont Mining Corp. (NEM) | 01-Nov-18 | Market Sale (Planned) | 5,000 | $31.44 | $157,207.00 | (3%) 163.41K to 158.41K | (6%) |
| 03-May-18 4:58 PM View: | Newmont Mining Corp. (NEM) | 01-May-18 | Market Sale (Planned) | 5,000 | $38.89 | $194,446.00 | (3%) 169.44K to 164.44K | 15% |
| 05-Mar-18 4:19 PM View: | Newmont Mining Corp. (NEM) | 01-Mar-18 | Market Sale (Planned) | 5,000 | $38.06 | $190,300.00 | (3%) 174.44K to 169.44K | 13% |
| 01-Mar-18 4:28 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-18 | Payment of Exercise | 1,809 | $38.74 | $70,080.70 | (1%) 176.25K to 174.44K | 15% |
| 28-Feb-18 5:25 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-18 | Grant | 94,672 | -- | -- | 79% 120.59K to 215.27K | |
| 28-Feb-18 5:25 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-18 | Payment of Exercise | 39,020 | $39.01 | $1,522,170.00 | (18%) 215.27K to 176.25K | 15% |
| 26-Feb-18 5:19 PM View: | Newmont Mining Corp. (NEM) | 22-Feb-18 | Payment of Exercise | 2,611 | $38.15 | $99,622.70 | (2%) 123.21K to 120.59K | 14% |
| 03-Nov-17 4:21 PM View: | Newmont Mining Corp. (NEM) | 01-Nov-17 | Market Sale (Planned) | 5,000 | $36.44 | $182,200.00 | (4%) 128.21K to 123.21K | 10% |
| 01-Aug-17 4:22 PM View: | Newmont Mining Corp. (NEM) | 28-Jul-17 | Market Sale (Planned) | 2,007 | $36.59 | $73,436.10 | (2%) 130.22K to 128.21K | 10% |
| 08-Jun-17 6:24 PM View: | Newmont Mining Corp. (NEM) | 06-Jun-17 | Market Sale (Planned) | 2,006 | $35.00 | $70,210.00 | (2%) 132.22K to 130.22K | 6% |
| 01-Mar-17 4:47 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-17 | Grant | 72,081 | -- | -- | 82% 87.97K to 160.05K | |
| 01-Mar-17 4:47 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-17 | Payment of Exercise | 27,828 | $35.01 | $974,258.00 | (17%) 160.05K to 132.22K | 6% |
| 28-Feb-17 10:00 PM View: | Newmont Mining Corp. (NEM) | 24-Feb-17 | Payment of Exercise | 5,065 | $36.42 | $184,493.00 | (5%) 95.04K to 89.97K | 10% |
| 28-Feb-17 10:00 PM View: | Newmont Mining Corp. (NEM) | 24-Feb-17 | Market Sale (Planned) | 2,006 | $36.31 | $72,837.90 | (2%) 89.97K to 87.97K | 9% |
| 24-Feb-17 6:53 PM View: | Newmont Mining Corp. (NEM) | 22-Feb-17 | Payment of Exercise | 2,764 | $36.12 | $99,835.70 | (3%) 97.8K to 95.04K | 9% |
| 03-Nov-16 4:50 PM View: | Newmont Mining Corp. (NEM) | 01-Nov-16 | Market Sale (Planned) | 2,006 | $37.53 | $75,285.20 | (2%) 99.81K to 97.8K | 12% |
| 08-Aug-16 4:47 PM View: | Newmont Mining Corp. (NEM) | 04-Aug-16 | Market Sale | 8,135 | $44.95 | $365,685.00 | (8%) 107.94K to 99.81K | 27% |
| 01-Mar-16 7:00 PM View: | Newmont Mining Corp. (NEM) | 29-Feb-16 | Grant | 14,892 | -- | -- | 15% 97.82K to 112.71K | |
| 01-Mar-16 7:00 PM View: | Newmont Mining Corp. (NEM) | 29-Feb-16 | Payment of Exercise | 4,763 | $26.01 | $123,909.00 | (4%) 112.71K to 107.95K | (27%) |
| 01-Mar-16 7:00 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-16 | Payment of Exercise | 1,060 | $25.68 | $27,218.20 | (1%) 98.88K to 97.82K | (28%) |
| 26-Feb-16 5:53 PM View: | Newmont Mining Corp. (NEM) | 24-Feb-16 | Payment of Exercise | 3,541 | $25.84 | $91,517.10 | (3%) 102.42K to 98.88K | (28%) |
| 24-Feb-16 6:05 PM View: | Newmont Mining Corp. (NEM) | 22-Feb-16 | Grant | 17,429 | -- | -- | 21% 85.0K to 102.42K | |
| 04-Mar-15 7:48 PM View: | Newmont Mining Corp. (NEM) | 02-Mar-15 | Grant | 7,216 | -- | -- | 9% 80.12K to 87.33K | |
| 04-Mar-15 7:48 PM View: | Newmont Mining Corp. (NEM) | 02-Mar-15 | Market Sale (Planned) | 2,346 | $25.76 | $60,441.60 | (3%) 87.33K to 84.99K | (29%) |
| 02-Mar-15 8:21 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-15 | Market Sale (Planned) | 982 | $25.82 | $25,356.00 | (1%) 81.1K to 80.12K | (28%) |
| 02-Mar-15 8:21 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-15 | Market Sale (Planned) | 1,056 | $26.51 | $27,995.80 | (1%) 82.16K to 81.1K | (25%) |
| 26-Feb-15 5:04 PM View: | Newmont Mining Corp. (NEM) | 24-Feb-15 | Grant | 32,616 | -- | -- | 64% 51.31K to 83.93K | |
| 26-Feb-15 5:04 PM View: | Newmont Mining Corp. (NEM) | 24-Feb-15 | Market Sale (Planned) | 1,772 | $25.92 | $45,926.00 | (2%) 83.93K to 82.16K | (28%) |
| 04-Mar-14 6:52 PM View: | Newmont Mining Corp. (NEM) | 03-Mar-14 | Market Sale (Planned) | 719 | $23.92 | $17,198.60 | (1%) 52.03K to 51.32K | (40%) |
| 04-Mar-14 6:52 PM View: | Newmont Mining Corp. (NEM) | 28-Feb-14 | Grant | 6,376 | -- | -- | 13% 47.63K to 54.01K | |
| 04-Mar-14 6:52 PM View: | Newmont Mining Corp. (NEM) | 28-Feb-14 | Market Sale (Planned) | 1,976 | $24.15 | $47,721.00 | (4%) 54.01K to 52.03K | (39%) |
| 28-Feb-14 8:00 PM View: | Newmont Mining Corp. (NEM) | 27-Feb-14 | Market Sale (Planned) | 960 | $23.18 | $22,252.90 | (2%) 48.59K to 47.63K | (44%) |
| 28-Feb-14 8:00 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-14 | Grant | 9,938 | -- | -- | 25% 39.8K to 49.74K | |
| 28-Feb-14 8:00 PM View: | Newmont Mining Corp. (NEM) | 26-Feb-14 | Market Sale (Planned) | 1,144 | $23.93 | $27,376.00 | (2%) 49.74K to 48.59K | (40%) |
| 12-Nov-13 4:53 PM View: | Newmont Mining Corp. (NEM) | 08-Nov-13 | Grant | 482 | -- | -- | 1% 39.54K to 40.02K | |
| 12-Nov-13 4:53 PM View: | Newmont Mining Corp. (NEM) | 08-Nov-13 | Payment of Exercise | 225 | $27.05 | $6,085.12 | (< 1%) 40.02K to 39.8K | (25%) |
| 05-Mar-13 8:01 PM View: | Newmont Mining Corp. (NEM) | 04-Mar-13 | Market Sale (Planned) | 717 | $39.28 | $28,163.80 | (2%) 40.04K to 39.32K | 12% |
| 05-Mar-13 8:01 PM View: | Newmont Mining Corp. (NEM) | 01-Mar-13 | Grant | 11,395 | -- | -- | 35% 32.73K to 44.13K | |
| 05-Mar-13 8:01 PM View: | Newmont Mining Corp. (NEM) | 01-Mar-13 | Payment of Exercise | 3,645 | $40.08 | $146,073.00 | (8%) 44.13K to 40.48K | 13% |