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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Aug-21 5:01 PM View:  | Chiasma, Inc (CHMA) | 05-Aug-21 | Disposition | 6,770,000 | -- | -- | (100%) 6.77M to 0 | |
| 12-Dec-19 4:25 PM View: | QLT Inc. (NVLNF) | 12-Dec-19 | Purchase | 1,000 | $0.70 | $700.00 | < 1% 3.91M to 3.91M | |
| 12-Dec-19 4:25 PM View: | QLT Inc. (NVLNF) | 11-Dec-19 | Purchase | 40 | $0.69 | $27.60 | < 1% 3.91M to 3.91M | |
| 12-Dec-19 4:25 PM View: | QLT Inc. (NVLNF) | 10-Dec-19 | Private Purchase | 5,202 | $0.69 | $3,597.70 | < 1% 3.9M to 3.91M | |
| 09-Dec-19 4:51 PM View: | QLT Inc. (NVLNF) | 09-Dec-19 | Purchase | 4,500 | $0.70 | $3,150.00 | < 1% 3.9M to 3.9M | |
| 09-Dec-19 4:51 PM View: | QLT Inc. (NVLNF) | 06-Dec-19 | Purchase | 40 | $0.70 | $28.00 | < 1% 3.9M to 3.9M | |
| 09-Dec-19 4:51 PM View: | QLT Inc. (NVLNF) | 05-Dec-19 | Private Purchase | 5,160 | $0.70 | $3,612.00 | < 1% 3.89M to 3.9M | |
| 26-Nov-19 5:24 PM View: | QLT Inc. (NVLNF) | 22-Nov-19 | Private Purchase | 89,845 | $0.75 | $67,033.40 | 2% 3.8M to 3.89M | |
| 16-Oct-19 5:33 PM View: | QLT Inc. (NVLNF) | 11-Oct-19 | Private Purchase | 100,000 | $0.65 | $64,900.00 | 3% 3.7M to 3.8M | |
| 14-Aug-19 10:00 PM View: | Lpath Inc. (APEN) | 12-Aug-19 | Disposition (other) | 1,000,000 | -- | -- | (39%) 2.58M to 1.58M | |
| 31-Dec-18 7:44 PM View: | Lpath Inc. (APEN) | 27-Dec-18 | Market Sale | 250,000 | $3.00 | $750,000.00 | (10%) 2.44M to 2.19M | (22%) |
| 28-Dec-18 8:55 PM View: | Lpath Inc. (APEN) | 26-Dec-18 | Market Sale | 500,000 | $3.00 | $1,500,000.00 | (17%) 2.94M to 2.44M | (23%) |
| 21-Nov-18 5:32 PM View: | Lpath Inc. (APEN) | 21-Nov-18 | Market Purchase | 3,230 | $3.61 | $11,644.20 | < 1% 2.93M to 2.94M | 2% |
| 21-Nov-18 5:32 PM View: | Lpath Inc. (APEN) | 19-Nov-18 | Market Purchase | 54,200 | $3.40 | $184,280.00 | 2% 2.88M to 2.93M | 8% |
| 06-Nov-18 4:22 PM View: | Lpath Inc. (APEN) | 02-Nov-18 | Market Purchase | 300,000 | $5.00 | $1,500,000.00 | 12% 2.58M to 2.88M | (26%) |
| 03-Jan-18 5:33 PM View: | Lpath Inc. (APEN) | 03-Jan-18 | Market Purchase | 6,339 | $5.78 | $36,655.90 | < 1% 2.57M to 2.58M | (36%) |
| 03-Jan-18 5:33 PM View: | Lpath Inc. (APEN) | 02-Jan-18 | Market Purchase | 11,343 | $5.73 | $64,960.20 | < 1% 2.56M to 2.57M | (35%) |
| 03-Jan-18 5:33 PM View: | Lpath Inc. (APEN) | 29-Dec-17 | Market Purchase | 5,163 | $5.56 | $28,717.10 | < 1% 2.56M to 2.56M | (34%) |
| 28-Dec-17 5:03 PM View: | Lpath Inc. (APEN) | 26-Dec-17 | Market Purchase | 5,287 | $5.00 | $26,435.00 | < 1% 2.55M to 2.56M | (27%) |
| 22-Dec-17 5:26 PM View: | Lpath Inc. (APEN) | 22-Dec-17 | Market Purchase | 41,399 | $5.00 | $206,863.00 | 2% 2.51M to 2.55M | (26%) |
| 22-Dec-17 5:26 PM View: | Lpath Inc. (APEN) | 21-Dec-17 | Market Purchase | 98,324 | $4.94 | $485,947.00 | 4% 2.41M to 2.51M | (25%) |
| 22-Dec-17 5:26 PM View: | Lpath Inc. (APEN) | 20-Dec-17 | Market Purchase | 45,434 | $4.50 | $204,312.00 | 2% 2.36M to 2.41M | (18%) |
| 15-Sep-16 7:48 PM View: | QLT Inc. (NVLNF) | 15-Sep-16 | Market Purchase | 14,928 | $1.55 | $23,138.40 | < 1% 5.76M to 5.78M | 18% |
| 15-Sep-16 7:48 PM View: | QLT Inc. (NVLNF) | 14-Sep-16 | Market Purchase | 56,864 | $1.55 | $88,270.00 | < 1% 5.71M to 5.76M | 18% |
| 15-Sep-16 7:48 PM View: | QLT Inc. (NVLNF) | 13-Sep-16 | Market Purchase | 61,704 | $1.54 | $95,166.10 | 1% 5.64M to 5.71M | 19% |
| 25-Nov-15 3:35 PM View: | PLC Systems Inc. (VIVE) | 24-Nov-15 | Private Purchase | 2,857,140 | $0.70 | $2,000,000.00 | 18% 15.54M to 18.4M |