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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Mar-22 6:09 PM View:  | Invesco Ltd. (IVZ) | 08-Mar-22 | Sale | 200,000 | $19.60 | $3,920,000.00 | (43%) 460.4K to 260.4K | |
| 02-Mar-22 5:22 PM View: | Invesco Ltd. (IVZ) | 28-Feb-22 | Grant | 133,816 | -- | -- | 35% 381.94K to 515.76K | |
| 02-Mar-22 5:22 PM View: | Invesco Ltd. (IVZ) | 28-Feb-22 | Payment of Exercise | 55,354 | $21.24 | $1,175,720.00 | (11%) 515.76K to 460.4K | |
| 15-Mar-21 4:22 PM View: | Invesco Ltd. (IVZ) | 12-Mar-21 | Market Sale | 200,000 | $25.46 | $5,092,000.00 | (34%) 581.94K to 381.94K | (12%) |
| 01-Mar-21 4:54 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Grant | 96,656 | -- | -- | 18% 537.78K to 634.43K | |
| 01-Mar-21 4:54 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Payment of Exercise | 52,491 | $22.42 | $1,176,850.00 | (8%) 634.43K to 581.94K | (28%) |
| 16-Mar-20 4:41 PM View: | Invesco Ltd. (IVZ) | 15-Mar-20 | Grant | 30,769 | -- | -- | 6% 520.88K to 551.65K | |
| 16-Mar-20 4:41 PM View: | Invesco Ltd. (IVZ) | 15-Mar-20 | Payment of Exercise | 13,877 | $10.80 | $149,872.00 | (3%) 551.65K to 537.78K | (155%) |
| 03-Mar-20 4:39 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Grant | 121,527 | -- | -- | 28% 430.51K to 552.03K | |
| 03-Mar-20 4:39 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Payment of Exercise | 31,151 | $14.40 | $448,574.00 | (6%) 552.03K to 520.88K | (92%) |
| 16-Dec-19 4:35 PM View: | Invesco Ltd. (IVZ) | 15-Dec-19 | Payment of Exercise | 3,618 | $17.62 | $63,749.20 | (< 1%) 434.13K to 430.51K | (54%) |
| 04-Mar-19 4:41 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Grant | 71,043 | -- | -- | 18% 390.72K to 461.76K | |
| 04-Mar-19 4:41 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Payment of Exercise | 27,634 | $19.35 | $534,718.00 | (6%) 461.76K to 434.13K | (37%) |
| 18-Dec-18 4:33 PM View: | Invesco Ltd. (IVZ) | 15-Dec-18 | Payment of Exercise | 3,618 | $16.95 | $61,325.10 | (< 1%) 394.33K to 390.72K | (54%) |
| 02-Mar-18 4:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Grant | 40,457 | -- | -- | 11% 382.05K to 422.5K | |
| 02-Mar-18 4:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Payment of Exercise | 28,170 | $32.54 | $916,652.00 | (7%) 422.5K to 394.33K | 23% |
| 19-Dec-17 4:23 PM View: | Invesco Ltd. (IVZ) | 15-Dec-17 | Payment of Exercise | 3,825 | $36.56 | $139,842.00 | (< 1%) 385.87K to 382.05K | 32% |
| 02-Mar-17 4:58 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Grant | 70,674 | -- | -- | 21% 344.12K to 414.79K | |
| 02-Mar-17 4:58 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Payment of Exercise | 28,919 | $32.19 | $930,903.00 | (7%) 414.79K to 385.87K | 24% |
| 04-Aug-11 4:04 PM View: | Hartford Financial Services... (HIG) | 03-Aug-11 | Disposition | 60,128 | $23.42 | $1,408,190.00 | (59%) 102.44K to 42.31K | (122%) |
| 04-Aug-11 4:04 PM View: | Hartford Financial Services... (HIG) | 03-Aug-11 | Option Exercise | 60,128 | -- | -- | 142% 42.31K to 102.44K | |
| 10-May-11 7:48 PM View: | Hartford Financial Services... (HIG) | 06-May-11 | Disposition | 2,762 | $28.58 | $78,936.00 | (6%) 44.91K to 42.15K | (83%) |
| 10-May-11 7:48 PM View: | Hartford Financial Services... (HIG) | 06-May-11 | Option Exercise | 2,762 | -- | -- | 7% 42.15K to 44.91K | |
| 03-Mar-11 6:48 PM View: | Hartford Financial Services... (HIG) | 01-Mar-11 | Grant | 28,537 | $28.91 | $825,000.00 | 212% 13.46K to 42.0K | 81% |