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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-23 4:17 PM View:  | Chevron Corp. (CVX) | 31-May-23 | Grant | 1,534 | -- | -- | 10% 14.97K to 16.51K | |
| 27-May-22 4:19 PM View: | Chevron Corp. (CVX) | 25-May-22 | Grant | 1,303 | -- | -- | 10% 13.26K to 14.56K | |
| 28-May-21 4:20 PM View: | Chevron Corp. (CVX) | 26-May-21 | Grant | 2,166 | -- | -- | 20% 10.65K to 12.81K | |
| 23-Mar-21 4:00 PM View: | Fifth Street Finance Corp. (OCSL) | 19-Mar-21 | Grant | 15,879 | -- | -- | 55% 28.78K to 44.66K | |
| 23-Mar-21 4:00 PM View: | Fifth Street Senior Floatin... (OCSI) | 19-Mar-21 | Disposition | 11,876 | -- | -- | (100%) 11.88K to 0 | |
| 10-Nov-20 4:39 PM View: | Chevron Corp. (CVX) | 06-Nov-20 | Market Purchase | 500 | $71.30 | $35,650.90 | 5% 9.95K to 10.45K | 18% |
| 29-May-20 5:28 PM View: | Chevron Corp. (CVX) | 27-May-20 | Grant | 2,411 | -- | -- | 33% 7.34K to 9.75K | |
| 02-Mar-20 6:37 PM View: | Chevron Corp. (CVX) | 28-Feb-20 | Market Purchase | 500 | $91.79 | $45,892.50 | 7% 6.76K to 7.26K | (11%) |
| 02-Mar-20 6:37 PM View: | Chevron Corp. (CVX) | 27-Feb-20 | Market Purchase | 500 | $95.98 | $47,992.20 | 8% 6.26K to 6.76K | (14%) |
| 26-Feb-20 4:44 PM View: | Chevron Corp. (CVX) | 24-Feb-20 | Market Purchase | 400 | $104.61 | $41,844.00 | 7% 5.86K to 6.26K | (22%) |
| 10-Feb-20 4:49 PM View: | Chevron Corp. (CVX) | 06-Feb-20 | Market Purchase | 500 | $109.85 | $54,924.60 | 9% 5.36K to 5.86K | (26%) |
| 02-Oct-19 4:46 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 30-Sep-19 | Disposition | 41,667 | -- | -- | (100%) 41.67K to 0 | |
| 31-May-19 5:46 PM View: | Chevron Corp. (CVX) | 29-May-19 | Grant | 1,901 | -- | -- | 57% 3.33K to 5.23K | |
| 17-May-19 6:32 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 15-May-19 | Gift | 100,000 | -- | -- | (71%) 141.67K to 41.67K | |
| 17-May-19 6:32 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 15-May-19 | Option Exercise | 100,000 | -- | -- | 240% 41.67K to 141.67K | |
| 01-Jun-18 4:37 PM View: | Chevron Corp. (CVX) | 30-May-18 | Grant | 1,853 | -- | -- | 134% 1.38K to 3.23K | |
| 19-Dec-17 5:42 PM View: | Fifth Street Finance Corp. (OCSL) | 15-Dec-17 | Market Purchase | 28,784 | $4.74 | $136,318.00 | 100% 0 to 28.78K | (7%) |
| 19-Dec-17 5:31 PM View: | Fifth Street Senior Floatin... (OCSI) | 15-Dec-17 | Market Purchase | 11,876 | $8.61 | $102,232.00 | 100% 0 to 11.88K | (18%) |
| 08-Dec-17 8:18 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 07-Dec-17 | Gift | 3,250 | -- | -- | (7%) 44.92K to 41.67K | |
| 03-Nov-17 7:19 PM View: | Chevron Corp. (CVX) | 02-Nov-17 | Grant | 1,120 | -- | -- | 448% 0.25K to 1.37K | |
| 21-Aug-17 6:13 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 18-Aug-17 | Market Sale | 16,666 | $46.72 | $778,559.00 | (29%) 58.33K to 41.67K | 19% |
| 01-Mar-17 6:09 AM View: | Oaktree Capital Group, LLC (OAK-PA) | 27-Feb-17 | Market Sale | 16,852 | $45.11 | $760,180.00 | (22%) 75.19K to 58.33K | 17% |
| 08-Dec-17 8:18 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 06-Dec-16 | Option Exercise | 3,250 | -- | -- | 8% 41.67K to 44.92K | |
| 23-Nov-16 12:45 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 22-Nov-16 | Gift | 3,000 | -- | -- | (4%) 78.19K to 75.19K | |
| 18-Nov-16 8:35 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 17-Nov-16 | Gift | 7,000 | -- | -- | (8%) 85.19K to 78.19K | |
| 18-Nov-16 8:35 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 16-Nov-16 | Option Exercise | 10,000 | -- | -- | 13% 75.19K to 85.19K | |
| 09-Aug-16 8:21 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 08-Aug-16 | Market Sale | 14,817 | $45.11 | $668,429.00 | (16%) 89.82K to 75.0K | 14% |
| 09-Aug-16 8:21 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 05-Aug-16 | Market Sale | 1,850 | $44.90 | $83,065.20 | (2%) 91.67K to 89.82K | 14% |
| 09-Mar-16 8:32 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 08-Mar-16 | Market Sale | 8,333 | $48.13 | $401,080.00 | (8%) 100.19K to 91.85K | 18% |
| 18-Nov-15 8:57 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 16-Nov-15 | Option Exercise | 100,000 | -- | -- | 54054% 0.18K to 100.19K | |
| 19-Nov-14 6:15 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 19-Nov-14 | Gift | 10,000 | -- | -- | (98%) 10.19K to 0.18K | |
| 19-Nov-14 6:15 PM View: | Oaktree Capital Group, LLC (OAK-PA) | 18-Nov-14 | Option Exercise | 10,000 | -- | -- | 5405% 0.18K to 10.19K |