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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Dec-23 6:12 PM View:  | Capstone Turbine Corp. (--) | 07-Dec-23 | Disposition (other) | 48,928 | -- | -- | (100%) 48.93K to 0 | |
| 25-Aug-22 7:00 PM View: | Capstone Turbine Corp. (--) | 24-Aug-22 | Grant | 19,455 | -- | -- | 66% 29.47K to 48.93K | |
| 31-Aug-21 7:11 PM View: | Capstone Turbine Corp. (--) | 27-Aug-21 | Grant | 10,917 | -- | -- | 48% 22.89K to 33.8K | |
| 31-Aug-21 7:11 PM View: | Capstone Turbine Corp. (--) | 27-Aug-21 | Payment of Exercise | 4,332 | $4.58 | $19,840.60 | (13%) 33.8K to 29.47K | |
| 01-Sep-20 4:43 PM View: | Capstone Turbine Corp. (--) | 30-Aug-20 | Payment of Exercise | 4,802 | $4.12 | $19,784.20 | (17%) 27.69K to 22.89K | (81%) |
| 28-Aug-20 6:26 PM View: | Capstone Turbine Corp. (--) | 27-Aug-20 | Grant | 11,710 | -- | -- | 73% 15.98K to 27.69K | |
| 16-Dec-19 9:15 AM View: | Capstone Turbine Corp. (--) | 12-Dec-19 | Market Purchase | 3,000 | $3.34 | $10,005.90 | 23% 12.98K to 15.98K | 123% |
| 20-Nov-19 8:11 PM View: | Capstone Turbine Corp. (--) | 18-Nov-19 | Grant | 12,980 | -- | -- | 100% 0 to 12.98K | |
| 25-Nov-14 4:41 PM View: | NRG Energy, Inc. (NRG) | 21-Nov-14 | Option Exercise | 88,700 | $22.26 | $1,974,660.00 | 70% 127.44K to 216.13K | |
| 25-Nov-14 4:41 PM View: | NRG Energy, Inc. (NRG) | 21-Nov-14 | Market Option Sale (Planned) | 88,700 | $31.24 | $2,770,990.00 | (41%) 216.13K to 127.44K | (15%) |
| 05-Nov-14 1:55 PM View: | NRG Energy, Inc. (NRG) | 03-Nov-14 | Grant | 391 | -- | -- | < 1% 127.04K to 127.44K | |
| 18-Sep-14 4:46 PM View: | NRG Energy, Inc. (NRG) | 16-Sep-14 | Option Exercise | 48,532 | $24.75 | $1,201,170.00 | 43% 112.84K to 161.38K | |
| 18-Sep-14 4:46 PM View: | NRG Energy, Inc. (NRG) | 16-Sep-14 | Market Option Sale (Planned) | 34,332 | $30.26 | $1,038,890.00 | (21%) 161.38K to 127.04K | (19%) |
| 19-Aug-14 4:07 PM View: | NRG Energy, Inc. (NRG) | 15-Aug-14 | Payment of Exercise | 19,280 | $29.16 | $562,205.00 | (15%) 132.12K to 112.84K | (24%) |
| 05-Aug-14 4:57 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-14 | Grant | 385 | -- | -- | < 1% 131.74K to 132.12K | |
| 03-Jul-14 1:34 PM View: | NRG Energy, Inc. (NRG) | 01-Jul-14 | Option Exercise | 68,668 | $24.75 | $1,699,530.00 | 52% 131.74K to 200.41K | |
| 03-Jul-14 1:34 PM View: | NRG Energy, Inc. (NRG) | 01-Jul-14 | Market Option Sale (Planned) | 68,668 | $36.67 | $2,518,060.00 | (34%) 200.41K to 131.74K | 1% |
| 05-May-14 5:09 PM View: | NRG Energy, Inc. (NRG) | 01-May-14 | Grant | 351 | -- | -- | < 1% 131.39K to 131.74K | |
| 05-Feb-14 5:21 PM View: | NRG Energy, Inc. (NRG) | 03-Feb-14 | Grant | 367 | -- | -- | < 1% 131.02K to 131.39K | |
| 07-Jan-14 5:18 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-14 | Payment of Exercise | 14,131 | -- | -- | (10%) 145.15K to 131.02K | |
| 07-Jan-14 5:18 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-14 | Option Exercise | 22,032 | -- | -- | 18% 123.12K to 145.15K | |
| 06-Jan-14 5:01 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-14 | Grant | 13,595 | -- | -- | 12% 109.53K to 123.12K | |
| 05-Nov-13 4:42 PM View: | NRG Energy, Inc. (NRG) | 01-Nov-13 | Grant | 191 | -- | -- | < 1% 109.21K to 109.4K | |
| 05-Aug-13 6:55 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-13 | Grant | 200 | -- | -- | < 1% 109.01K to 109.21K | |
| 08-Jan-13 4:45 PM View: | NRG Energy, Inc. (NRG) | 04-Jan-13 | Payment of Exercise | 3,235 | -- | -- | (3%) 111.88K to 108.65K | |
| 04-Jan-13 4:52 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-13 | Grant | 16,700 | -- | -- | 18% 95.18K to 111.88K | |
| 05-Jan-12 4:40 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-12 | Grant | 20,700 | -- | -- | 28% 74.34K to 95.04K | |
| 04-Jan-12 4:46 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-12 | Payment of Exercise | 1,643 | -- | -- | (2%) 75.98K to 74.34K | |
| 04-Oct-11 2:41 PM View: | NRG Energy, Inc. (NRG) | 30-Sep-11 | Payment of Exercise | 4,218 | $21.21 | $89,463.80 | (5%) 80.2K to 75.98K | (76%) |
| 17-Aug-11 4:45 PM View: | NRG Energy, Inc. (NRG) | 15-Aug-11 | Grant | 40,000 | -- | -- | 100% 40.2K to 80.2K | |
| 04-Jan-11 7:51 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-11 | Grant | 14,600 | -- | -- | 57% 25.6K to 40.2K | |
| 06-Jan-10 5:23 PM View: | NRG Energy, Inc. (NRG) | 04-Jan-10 | Grant | 9,100 | -- | -- | 55% 16.5K to 25.6K | |
| 09-Nov-09 5:07 PM View: | NRG Energy, Inc. (NRG) | 05-Nov-09 | Market Purchase | 500 | $23.93 | $11,965.00 | 3% 16.0K to 16.5K | 56% |
| 06-Jan-09 4:59 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-09 | Grant | 4,300 | -- | -- | 37% 11.7K to 16.0K | |
| 02-Oct-08 4:27 PM View: | NRG Energy, Inc. (NRG) | 30-Sep-08 | Grant | 11,700 | -- | -- | 100% 0 to 11.7K | |
| 06-Mar-07 4:24 PM View: | NRG Energy, Inc. (NRG) | 02-Mar-07 | Payment of Exercise | 1,456 | $67.42 | $98,163.50 | (14%) 10.56K to 9.11K | 16% |
| 06-Mar-07 4:24 PM View: | NRG Energy, Inc. (NRG) | 02-Mar-07 | Disposition (other) | 176 | $67.42 | $11,865.90 | (2%) 9.11K to 8.93K | 16% |
| 05-Jan-07 10:51 AM View: | NRG Energy, Inc. (NRG) | 03-Jan-07 | Grant | 1,500 | -- | -- | 17% 9.06K to 10.56K |