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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-13 5:39 PM View:  | Cowen Group, Inc. (COWN) | 02-May-13 | Grant | 30,016 | -- | -- | 31% 97.67K to 127.68K | |
| 09-Jul-12 4:53 PM View: | Shermen WSC Acquisition Corp (WWAY) | 05-Jul-12 | Acquisition (other) | 66 | $6.12 | $403.64 | < 1% 64.44K to 64.51K | 9% |
| 09-Jul-12 4:53 PM View: | Shermen WSC Acquisition Corp (WWAY) | 05-Jul-12 | Acquisition (other) | 354 | $6.12 | $2,164.99 | < 1% 64.51K to 64.86K | 9% |
| 25-May-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 23-May-12 | Payment of Exercise | 27,918 | $5.97 | $166,670.00 | (8%) 371.53K to 343.62K | (< 1%) |
| 25-May-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 23-May-12 | Payment of Exercise | 279,174 | $5.97 | $1,666,670.00 | (81%) 343.62K to 64.44K | (< 1%) |
| 25-May-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 23-May-12 | Exercise (in-the money or at-the-money) | 33,334 | $5.00 | $166,670.00 | 685% 4.87K to 38.2K | |
| 25-May-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 23-May-12 | Exercise (in-the money or at-the-money) | 333,334 | $5.00 | $1,666,670.00 | 873% 38.2K to 371.53K | |
| 08-May-12 5:24 PM View: | Cowen Group, Inc. (COWN) | 04-May-12 | Grant | 28,986 | -- | -- | 37% 78.68K to 107.67K | |
| 09-Apr-12 4:58 PM View: | Shermen WSC Acquisition Corp (WWAY) | 05-Apr-12 | Acquisition (other) | 33 | $5.74 | $189.32 | < 1% 4.83K to 4.87K | 3% |
| 06-Jan-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 30-Dec-11 | Acquisition (other) | 35 | $5.32 | $186.29 | < 1% 4.8K to 4.83K | 12% |
| 06-Jan-12 4:33 PM View: | Shermen WSC Acquisition Corp (WWAY) | 10-Oct-11 | Acquisition (other) | 47 | $3.99 | $187.47 | < 1% 4.75K to 4.8K | 51% |
| 09-May-11 4:26 PM View: | Cowen Group, Inc. (COWN) | 05-May-11 | Grant | 18,824 | -- | -- | 31% 59.86K to 78.68K | |
| 29-Jun-10 3:43 PM View: | Shermen WSC Acquisition Corp (WWAY) | 29-Jun-10 | Market Sale | 25,000 | $4.01 | $100,195.00 | (84%) 29.75K to 4.75K | (50%) |
| 01-Jun-10 10:24 AM View: | Shermen WSC Acquisition Corp (WWAY) | 27-May-10 | Market Sale | 3,793 | $3.75 | $14,223.80 | (11%) 33.54K to 29.75K | (60%) |
| 25-May-10 1:50 PM View: | Shermen WSC Acquisition Corp (WWAY) | 24-May-10 | Market Sale | 5,141 | $3.75 | $19,278.80 | (13%) 38.68K to 33.54K | (60%) |
| 25-May-10 1:50 PM View: | Shermen WSC Acquisition Corp (WWAY) | 21-May-10 | Market Sale | 120 | $3.75 | $450.00 | (< 1%) 38.8K to 38.68K | (60%) |
| 21-May-10 10:57 AM View: | Shermen WSC Acquisition Corp (WWAY) | 20-May-10 | Market Sale | 4,326 | $3.75 | $16,223.40 | (10%) 43.13K to 38.8K | (60%) |
| 19-May-10 7:29 PM View: | Shermen WSC Acquisition Corp (WWAY) | 18-May-10 | Market Sale | 10,120 | $3.80 | $38,467.10 | (19%) 53.25K to 43.13K | (58%) |
| 18-May-10 12:42 PM View: | Shermen WSC Acquisition Corp (WWAY) | 14-May-10 | Market Sale | 900 | $3.86 | $3,474.35 | (2%) 54.15K to 53.25K | (55%) |
| 25-Feb-10 12:36 PM View: | Cowen Group, Inc. (COWN) | 23-Feb-10 | Grant | 9,857 | -- | -- | 20% 50.0K to 59.86K | |
| 08-Feb-10 5:26 PM View: | Shermen WSC Acquisition Corp (WWAY) | 04-Feb-10 | Acquisition (other) | 25,400 | -- | -- | 45% 56.18K to 81.58K | |
| 08-Feb-10 5:26 PM View: | Shermen WSC Acquisition Corp (WWAY) | 15-Dec-09 | Acquisition (other) | 28,750 | -- | -- | 105% 27.43K to 56.18K | |
| 03-Nov-09 5:32 PM View: | Cowen Group Inc. (COWN) | 02-Nov-09 | Disposition | 40,000 | -- | -- | (80%) 50.0K to 10.0K | |
| 03-Nov-09 5:32 PM View: | Cowen Group Inc. (COWN) | 02-Nov-09 | Disposition | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 03-Nov-09 5:07 PM View: | Cowen Group, Inc. (COWN) | 02-Nov-09 | Grant | 40,000 | -- | -- | 100% 0 to 40.0K | |
| 03-Nov-09 5:07 PM View: | Cowen Group, Inc. (COWN) | 02-Nov-09 | Grant | 10,000 | -- | -- | 25% 40.0K to 50.0K | |
| 02-Jun-09 5:32 PM View: | Shermen WSC Acquisition Corp (WWAY) | 28-May-09 | Disposition (other) | 209,487 | -- | -- | (88%) 236.92K to 27.43K | |
| 13-Jun-08 12:50 PM View: | Cowen Group Inc. (COWN) | 12-Jun-08 | Market Purchase | 12,526 | $8.00 | $100,163.00 | 39% 32.4K to 44.93K | (44%) |
| 13-Jun-08 12:50 PM View: | Cowen Group Inc. (COWN) | 12-Jun-08 | Market Purchase | 5,074 | $8.00 | $40,573.80 | 11% 44.93K to 50.0K | (44%) |
| 13-Jun-08 11:45 AM View: | Cowen Group Inc. (COWN) | 11-Jun-08 | Market Purchase | 6,231 | $8.12 | $50,583.60 | 29% 21.24K to 27.47K | (45%) |
| 13-Jun-08 11:47 AM View: | Cowen Group Inc. (COWN) | 11-Jun-08 | Market Purchase | 2,469 | $8.12 | $20,050.00 | 100% 2.46K to 4.93K | (45%) |
| 12-Jun-08 6:14 PM View: | Cowen Group Inc. (COWN) | 10-Jun-08 | Market Purchase | 6,243 | $8.45 | $52,772.90 | 42% 15.0K to 21.24K | (47%) |
| 12-Jun-08 6:25 PM View: | Cowen Group Inc. (COWN) | 10-Jun-08 | Market Purchase | 2,457 | $8.45 | $20,767.90 | 100% 0 to 2.46K | (47%) |
| 12-May-08 1:11 PM View: | Cowen Group Inc. (COWN) | 09-May-08 | Market Sale | 25,000 | $7.07 | $176,737.00 | (62%) 40.0K to 15.0K | 37% |
| 20-Nov-07 3:29 PM View: | Cowen Group Inc. (COWN) | 20-Nov-07 | Market Purchase | 10,000 | $9.99 | $99,900.00 | 33% 30.0K to 40.0K | (55%) |
| 03-Aug-07 11:53 AM View: | Cowen Group Inc. (COWN) | 02-Aug-07 | Market Purchase | 5,000 | $13.55 | $67,750.00 | 20% 25.0K to 30.0K | (67%) |