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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Aug-17 4:05 PM View:  | Capital Southwest Corporation (CSWC) | 28-Aug-17 | Market Sale | 1,400 | $17.40 | $24,360.00 | (< 1%) 1.57M to 1.57M | 12% |
| 29-Aug-17 4:05 PM View: | Capital Southwest Corporation (CSWC) | 25-Aug-17 | Market Sale | 51,870 | $17.30 | $897,412.00 | (3%) 1.63M to 1.57M | 11% |
| 12-Apr-17 9:45 PM View: | Capital Southwest Corporation (CSWC) | 10-Apr-17 | Market Sale Duplicate | 100 | $17.02 | $1,702.00 | (< 1%) 1.63M to 1.63M | 11% |
| 05-Apr-17 9:45 PM View: | Capital Southwest Corporation (CSWC) | 05-Apr-17 | Market Sale Duplicate | 1,502 | $16.95 | $25,458.90 | (< 1%) 1.63M to 1.63M | 11% |
| 05-Apr-17 9:45 PM View: | Capital Southwest Corporation (CSWC) | 04-Apr-17 | Market Sale Duplicate | 236 | $16.92 | $3,992.53 | (< 1%) 1.63M to 1.63M | 11% |
| 05-Apr-17 9:45 PM View: | Capital Southwest Corporation (CSWC) | 03-Apr-17 | Market Sale Duplicate | 1,550 | $16.88 | $26,167.50 | (< 1%) 1.63M to 1.63M | 10% |
| 31-Mar-17 7:54 PM View: | Capital Southwest Corporation (CSWC) | 31-Mar-17 | Market Sale Duplicate | 400 | $16.84 | $6,736.00 | (< 1%) 1.63M to 1.63M | 10% |
| 31-Mar-17 7:54 PM View: | Capital Southwest Corporation (CSWC) | 29-Mar-17 | Market Sale Duplicate | 200 | $16.84 | $3,368.00 | (< 1%) 1.63M to 1.63M | 10% |
| 18-Jan-17 3:55 PM View: | Capital Southwest Corporation (CSWC) | 13-Jan-17 | Market Sale Duplicate | 100 | $16.73 | $1,673.00 | (< 1%) 1.63M to 1.63M | 12% |
| 10-Jan-17 2:55 PM View: | Capital Southwest Corporation (CSWC) | 06-Jan-17 | Market Sale Duplicate | 5,443 | $16.80 | $91,447.30 | (< 1%) 1.64M to 1.63M | 12% |
| 06-Jan-17 3:42 PM View: | Capital Southwest Corporation (CSWC) | 04-Jan-17 | Market Sale Duplicate | 23,718 | $16.75 | $397,157.00 | (1%) 1.66M to 1.64M | 12% |
| 19-Jul-16 3:30 PM View: | Perceptron Inc. (PRCP) | 15-Jul-16 | Exercise (in-the money or at-the-money) | 14,000 | $5.00 | $70,000.00 | 2% 830.9K to 844.9K | 40% |
| 20-Jan-16 8:08 PM View: | Capital Southwest Corporation (CSWC) | 15-Jan-16 | Market Purchase | 1,100 | $13.72 | $15,092.00 | < 1% 1.66M to 1.66M | 5% |
| 19-Jan-16 9:50 PM View: | Capital Southwest Corporation (CSWC) | 14-Jan-16 | Market Purchase | 6,700 | $13.91 | $93,177.00 | < 1% 1.65M to 1.66M | 3% |
| 13-Jan-16 9:22 PM View: | Capital Southwest Corporation (CSWC) | 13-Jan-16 | Market Purchase | 59,186 | $14.08 | $833,371.00 | 4% 1.59M to 1.65M | 2% |
| 13-Jan-16 9:22 PM View: | Capital Southwest Corporation (CSWC) | 12-Jan-16 | Market Purchase | 24,989 | $14.16 | $353,921.00 | 2% 1.57M to 1.59M | 1% |
| 13-Jan-16 9:22 PM View: | Capital Southwest Corporation (CSWC) | 11-Jan-16 | Market Purchase | 500 | $14.12 | $7,060.00 | < 1% 1.57M to 1.57M | 2% |
| 13-Jan-16 9:22 PM View: | Capital Southwest Corporation (CSWC) | 08-Jan-16 | Market Purchase | 1,700 | $14.24 | $24,208.00 | < 1% 1.57M to 1.57M | < 1% |
| 13-Jan-16 9:22 PM View: | Capital Southwest Corporation (CSWC) | 07-Jan-16 | Market Purchase | 4,100 | $14.16 | $58,053.00 | < 1% 1.56M to 1.57M | 1% |
| 26-Sep-13 6:08 AM View: | Cadus Corp. (KDUS) | 24-Sep-13 | Market Sale | 1,452,540 | $1.45 | $2,106,180.00 | (100%) 1.45M to 0 | 26% |
| 10-Sep-13 5:42 PM View: | Cadus Corp. (KDUS) | 10-Sep-13 | Market Sale | 11,412 | $1.45 | $16,547.40 | (< 1%) 1.46M to 1.45M | 26% |
| 10-Sep-13 5:42 PM View: | Cadus Corp. (KDUS) | 09-Sep-13 | Market Sale | 5,400 | $1.45 | $7,830.00 | (< 1%) 1.47M to 1.46M | 26% |
| 08-Mar-13 1:51 PM View: | Cadus Corp. (KDUS) | 06-Mar-13 | Market Sale | 250,000 | $1.43 | $357,500.00 | (15%) 1.72M to 1.47M | 25% |
| 24-Dec-08 12:32 PM View: | Cadus Corp. (KDUS) | 16-Sep-08 | Market Purchase | 404 | $1.55 | $626.20 | < 1% 68.5K to 68.9K | (28%) |
| 24-Dec-08 12:32 PM View: | Cadus Corp. (KDUS) | 05-Sep-08 | Acquisition (other) | 65,000 | -- | -- | 100% 0 to 65.0K | |
| 24-Dec-08 12:32 PM View: | Cadus Corp. (KDUS) | 05-Sep-08 | Market Purchase | 3,500 | $1.65 | $5,775.00 | 5% 65.0K to 68.5K | (32%) |