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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Mar-24 4:45 PM View:  | KeyCorp (KEY) | 08-Mar-24 | Sale | 7,500 | $15.10 | $113,250.00 | (12%) 61.08K to 53.58K | |
| 22-Nov-23 4:06 PM View: | KeyCorp (KEY) | 20-Nov-23 | Sale | 10,000 | $12.28 | $122,800.00 | (14%) 71.08K to 61.08K | |
| 23-May-23 5:05 PM View: | KeyCorp (KEY) | 19-May-23 | Disposition | 6,938 | $10.67 | $74,028.50 | (9%) 78.02K to 71.08K | |
| 23-May-23 5:05 PM View: | KeyCorp (KEY) | 19-May-23 | Option Exercise | 13,876 | -- | -- | 22% 64.14K to 78.02K | |
| 16-Sep-22 3:46 PM View: | KeyCorp (KEY) | 14-Sep-22 | Market Sale | 5,200 | $17.59 | $91,468.00 | (7%) 69.34K to 64.14K | 3% |
| 24-May-22 4:07 PM View: | KeyCorp (KEY) | 23-May-22 | Disposition | 4,463 | $19.81 | $88,412.00 | (6%) 73.8K to 69.34K | |
| 24-May-22 4:07 PM View: | KeyCorp (KEY) | 23-May-22 | Option Exercise | 8,928 | -- | -- | 14% 64.87K to 73.8K | |
| 09-Mar-22 5:02 PM View: | KeyCorp (KEY) | 07-Mar-22 | Private Sale | 5,362 | $22.86 | $122,575.00 | (8%) 70.24K to 64.87K | |
| 12-May-21 4:49 PM View: | KeyCorp (KEY) | 10-May-21 | Disposition | 3,361 | $20.94 | $70,379.30 | (5%) 73.6K to 70.24K | |
| 12-May-21 4:49 PM View: | KeyCorp (KEY) | 10-May-21 | Option Exercise | 6,723 | -- | -- | 10% 66.87K to 73.6K | |
| 28-May-20 8:44 PM View: | KeyCorp (KEY) | 26-May-20 | Private Purchase | 2,000 | $11.89 | $23,780.00 | 3% 64.87K to 66.87K | |
| 20-May-20 5:59 PM View: | KeyCorp (KEY) | 18-May-20 | Disposition | 3,748 | $10.71 | $40,141.10 | (5%) 68.62K to 64.87K | |
| 20-May-20 5:59 PM View: | KeyCorp (KEY) | 18-May-20 | Option Exercise | 7,497 | -- | -- | 12% 61.13K to 68.62K | |
| 28-Oct-19 5:14 PM View: | KeyCorp (KEY) | 24-Oct-19 | Option Exercise | 9,515 | $11.38 | $108,281.00 | 16% 61.13K to 70.64K | |
| 28-Oct-19 5:14 PM View: | KeyCorp (KEY) | 24-Oct-19 | Option Sale | 9,515 | $18.07 | $171,936.00 | (13%) 70.64K to 61.13K | |
| 06-Nov-18 4:37 PM View: | KeyCorp (KEY) | 02-Nov-18 | Option Exercise | 6,963 | $13.93 | $96,994.60 | 11% 61.13K to 68.09K | |
| 06-Nov-18 4:37 PM View: | KeyCorp (KEY) | 02-Nov-18 | Market Option Sale | 6,963 | $18.37 | $127,910.00 | (10%) 68.09K to 61.13K | 6% |
| 06-Nov-17 4:28 PM View: | KeyCorp (KEY) | 03-Nov-17 | Option Exercise | 7,600 | $13.06 | $99,256.00 | 12% 61.13K to 68.72K | |
| 06-Nov-17 4:28 PM View: | KeyCorp (KEY) | 03-Nov-17 | Market Option Sale | 7,600 | $18.39 | $139,764.00 | (11%) 68.72K to 61.13K | 8% |
| 02-Aug-16 2:05 PM View: | First Niagara Financial Gro... (FNFG) | 01-Aug-16 | Disposition | 87,718 | -- | -- | (100%) 87.72K to 0 | |
| 03-Aug-16 3:07 PM View: | KeyCorp (KEY) | 01-Aug-16 | Grant | 61,125 | -- | -- | 100% 0 to 61.13K | |
| 02-May-16 4:54 PM View: | First Niagara Financial Gro... (FNFG) | 02-May-16 | Grant | 7,389 | -- | -- | 9% 80.33K to 87.72K | |
| 30-Apr-15 4:55 PM View: | First Niagara Financial Gro... (FNFG) | 30-Apr-15 | Grant | 8,361 | -- | -- | 12% 71.97K to 80.33K | |
| 19-Mar-15 4:17 PM View: | First Niagara Financial Gro... (FNFG) | 19-Mar-15 | Grant | 2,809 | -- | -- | 4% 69.16K to 71.97K | |
| 13-Nov-14 10:00 PM View: | First Niagara Financial Gro... (FNFG) | 11-Nov-14 | Market Purchase | 15,000 | $7.53 | $112,950.00 | 28% 54.16K to 69.16K | 43% |
| 03-Mar-14 5:27 PM View: | First Niagara Financial Gro... (FNFG) | 27-Feb-14 | Grant | 8,711 | -- | -- | 19% 45.45K to 54.16K | |
| 26-Feb-13 5:02 PM View: | First Niagara Financial Gro... (FNFG) | 26-Feb-13 | Grant | 8,145 | -- | -- | 22% 37.3K to 45.45K | |
| 02-Aug-12 4:48 PM View: | First Niagara Financial Gro... (FNFG) | 31-Jul-12 | Market Purchase | 15,000 | $7.62 | $114,300.00 | 67% 22.3K to 37.3K | 54% |
| 03-Apr-12 8:21 AM View: | First Niagara Financial Gro... (FNFG) | 30-Mar-12 | Grant | 6,687 | -- | -- | 43% 15.62K to 22.3K | |
| 27-Apr-11 11:07 AM View: | First Niagara Financial Gro... (FNFG) | 26-Apr-11 | Grant | 3,525 | -- | -- | 29% 12.09K to 15.62K | |
| 02-Jun-10 5:00 PM View: | New Alliance Bancshares Inc. (NAL) | 28-May-10 | Grant Duplicate | 3,398 | -- | -- | 53% 6.46K to 9.85K | |
| 04-Nov-09 4:39 PM View: | New Alliance Bancshares Inc. (NAL) | 02-Nov-09 | Grant | 1,363 | $11.01 | $15,006.60 | 25% 5.44K to 6.8K | 0% |
| 07-Nov-08 4:54 PM View: | New Alliance Bancshares Inc. (NAL) | 03-Nov-08 | Grant | 1,114 | $12.63 | $14,069.80 | 23% 4.81K to 5.92K | 3% |
| 03-Sep-08 4:18 PM View: | New Alliance Bancshares Inc. (NAL) | 03-Sep-08 | Market Purchase | 3,000 | $14.00 | $42,000.00 | 166% 1.81K to 4.81K | (12%) |
| 07-Nov-07 3:47 PM View: | New Alliance Bancshares Inc. (NAL) | 05-Nov-07 | Grant | 1,188 | $12.63 | $15,004.40 | 128% 0.93K to 2.12K | (< 1%) |
| 29-Nov-06 4:24 PM View: | New Alliance Bancshares Inc. (NAL) | 28-Nov-06 | Grant | 929 | -- | -- | 100% 0 to 0.93K |