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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Mar-24 10:00 PM View:  | Harmonic Inc. (HLIT) | 16-Feb-24 | Sale | 14,747 | $13.68 | $201,676.00 | (9%) 171.31K to 156.56K | |
| 20-Feb-24 9:48 PM View: | Harmonic Inc. (HLIT) | 15-Feb-24 | Payment of Exercise | 18,913 | $13.67 | $258,541.00 | (8%) 225.47K to 206.56K | |
| 20-Feb-24 9:48 PM View: | Harmonic Inc. (HLIT) | 15-Feb-24 | Option Exercise | 34,710 | -- | -- | 18% 190.76K to 225.47K | |
| 06-Mar-24 10:00 PM View: | Harmonic Inc. (HLIT) | 02-Feb-24 | Private Sale | 10,558 | $13.11 | $138,462.00 | (6%) 181.86K to 171.31K | |
| 06-Mar-24 10:00 PM View: | Harmonic Inc. (HLIT) | 31-Jan-24 | Market Sale | 24,695 | $11.58 | $285,879.00 | (12%) 206.56K to 181.86K | 2% |
| 17-Nov-23 5:58 PM View: | Harmonic Inc. (HLIT) | 15-Nov-23 | Payment of Exercise | 7,642 | -- | -- | (4%) 198.4K to 190.76K | |
| 17-Nov-23 5:58 PM View: | Harmonic Inc. (HLIT) | 15-Nov-23 | Option Exercise | 14,515 | -- | -- | 8% 183.89K to 198.4K | |
| 17-Aug-23 6:53 PM View: | Harmonic Inc. (HLIT) | 15-Aug-23 | Payment of Exercise | 7,640 | -- | -- | (4%) 191.53K to 183.89K | |
| 17-Aug-23 6:53 PM View: | Harmonic Inc. (HLIT) | 15-Aug-23 | Option Exercise | 14,514 | -- | -- | 8% 177.01K to 191.53K | |
| 17-May-23 4:21 PM View: | Harmonic Inc. (HLIT) | 15-May-23 | Payment of Exercise | 8,693 | $16.49 | $143,348.00 | (5%) 185.71K to 177.01K | |
| 17-May-23 4:21 PM View: | Harmonic Inc. (HLIT) | 15-May-23 | Option Exercise | 16,513 | -- | -- | 10% 169.19K to 185.71K | |
| 17-Feb-23 5:20 PM View: | Harmonic Inc. (HLIT) | 15-Feb-23 | Payment of Exercise | 21,694 | $14.03 | $304,367.00 | (11%) 190.89K to 169.19K | |
| 17-Feb-23 5:20 PM View: | Harmonic Inc. (HLIT) | 15-Feb-23 | Option Exercise | 40,442 | -- | -- | 27% 150.45K to 190.89K | |
| 22-Nov-22 12:38 PM View: | Harmonic Inc. (HLIT) | 18-Nov-22 | Private Sale | 24,947 | $14.80 | $369,216.00 | (14%) 175.39K to 150.45K | |
| 17-Nov-22 1:21 PM View: | Harmonic Inc. (HLIT) | 15-Nov-22 | Payment of Exercise | 7,818 | $13.66 | $106,794.00 | (4%) 183.21K to 175.39K | |
| 17-Nov-22 1:21 PM View: | Harmonic Inc. (HLIT) | 15-Nov-22 | Option Exercise | 14,850 | -- | -- | 9% 168.36K to 183.21K | |
| 08-Nov-22 5:15 PM View: | Harmonic Inc. (HLIT) | 04-Nov-22 | Private Sale | 25,053 | $13.91 | $348,612.00 | (13%) 193.41K to 168.36K | |
| 17-Aug-22 4:51 PM View: | Harmonic Inc. (HLIT) | 15-Aug-22 | Payment of Exercise | 7,818 | $11.46 | $89,594.30 | (4%) 201.23K to 193.41K | |
| 17-Aug-22 4:51 PM View: | Harmonic Inc. (HLIT) | 15-Aug-22 | Option Exercise | 14,850 | -- | -- | 8% 186.38K to 201.23K | |
| 17-May-22 5:16 PM View: | Harmonic Inc. (HLIT) | 15-May-22 | Payment of Exercise | 7,720 | $9.28 | $71,641.60 | (4%) 194.1K to 186.38K | |
| 17-May-22 5:16 PM View: | Harmonic Inc. (HLIT) | 15-May-22 | Option Exercise | 14,850 | -- | -- | 8% 179.25K to 194.1K | |
| 17-Feb-22 7:06 PM View: | Harmonic Inc. (HLIT) | 15-Feb-22 | Payment of Exercise | 24,529 | $9.43 | $231,308.00 | (12%) 203.78K to 179.25K | |
| 17-Feb-22 7:06 PM View: | Harmonic Inc. (HLIT) | 15-Feb-22 | Option Exercise | 45,534 | -- | -- | 29% 158.25K to 203.78K | |
| 24-Nov-21 2:56 PM View: | Harmonic Inc. (HLIT) | 22-Nov-21 | Market Sale | 5,000 | $11.50 | $57,500.00 | (3%) 163.25K to 158.25K | 3% |
| 17-Nov-21 4:23 PM View: | Harmonic Inc. (HLIT) | 15-Nov-21 | Payment of Exercise | 8,261 | $10.77 | $88,971.00 | (5%) 171.51K to 163.25K | |
| 17-Nov-21 4:23 PM View: | Harmonic Inc. (HLIT) | 15-Nov-21 | Option Exercise | 15,733 | -- | -- | 10% 155.78K to 171.51K | |
| 08-Nov-21 5:03 PM View: | Harmonic Inc. (HLIT) | 05-Nov-21 | Market Sale | 10,000 | $11.00 | $110,000.00 | (6%) 165.78K to 155.78K | 2% |
| 08-Nov-21 5:03 PM View: | Harmonic Inc. (HLIT) | 04-Nov-21 | Market Sale | 10,000 | $10.81 | $108,071.00 | (6%) 175.78K to 165.78K | < 1% |
| 17-Aug-21 5:04 PM View: | Harmonic Inc. (HLIT) | 15-Aug-21 | Payment of Exercise | 8,283 | $9.66 | $80,013.80 | (5%) 184.06K to 175.78K | |
| 17-Aug-21 5:04 PM View: | Harmonic Inc. (HLIT) | 15-Aug-21 | Option Exercise | 15,733 | -- | -- | 9% 168.33K to 184.06K | |
| 04-Aug-21 4:18 PM View: | Harmonic Inc. (HLIT) | 03-Aug-21 | Option Exercise | 25,000 | $3.14 | $78,500.00 | 15% 168.33K to 193.33K | |
| 04-Aug-21 4:18 PM View: | Harmonic Inc. (HLIT) | 03-Aug-21 | Market Option Sale (Planned) | 25,000 | $10.00 | $250,000.00 | (13%) 193.33K to 168.33K | |
| 18-May-21 4:20 PM View: | Harmonic Inc. (HLIT) | 15-May-21 | Payment of Exercise | 8,196 | $6.98 | $57,208.10 | (5%) 176.52K to 168.33K | |
| 18-May-21 4:20 PM View: | Harmonic Inc. (HLIT) | 15-May-21 | Option Exercise | 15,733 | -- | -- | 10% 160.79K to 176.52K | |
| 16-Apr-21 10:00 PM View: | Harmonic Inc. (HLIT) | 14-Apr-21 | Option Exercise | 80,000 | $7.58 | $606,400.00 | 50% 160.79K to 240.79K | |
| 16-Apr-21 10:00 PM View: | Harmonic Inc. (HLIT) | 14-Apr-21 | Market Option Sale (Planned) | 80,000 | $9.00 | $720,000.00 | (33%) 240.79K to 160.79K | |
| 16-Feb-21 6:36 PM View: | Harmonic Inc. (HLIT) | 15-Feb-21 | Payment of Exercise | 25,105 | $7.61 | $190,924.00 | (14%) 185.89K to 160.79K | |
| 16-Feb-21 6:36 PM View: | Harmonic Inc. (HLIT) | 15-Feb-21 | Option Exercise | 46,268 | -- | -- | 33% 139.63K to 185.89K | |
| 19-Jan-21 4:43 PM View: | Harmonic Inc. (HLIT) | 14-Jan-21 | Market Sale (Planned) | 24,417 | $8.00 | $195,348.00 | (15%) 164.04K to 139.63K | 1% |
| 08-Jan-21 5:28 PM View: | Harmonic Inc. (HLIT) | 06-Jan-21 | Market Sale (Planned) | 15,632 | $7.50 | $117,240.00 | (9%) 179.68K to 164.04K | (4%) |
| 08-Dec-20 4:34 PM View: | Harmonic Inc. (HLIT) | 04-Dec-20 | Option Exercise | 25,000 | $3.14 | $78,500.00 | 14% 179.68K to 204.68K | |
| 08-Dec-20 4:34 PM View: | Harmonic Inc. (HLIT) | 04-Dec-20 | Market Option Sale (Planned) | 25,000 | $7.00 | $175,002.00 | (12%) 204.68K to 179.68K | (2%) |
| 17-Nov-20 4:20 PM View: | Harmonic Inc. (HLIT) | 15-Nov-20 | Payment of Exercise | 8,636 | $6.26 | $54,061.40 | (5%) 188.31K to 179.68K | (13%) |
| 17-Nov-20 4:20 PM View: | Harmonic Inc. (HLIT) | 15-Nov-20 | Option Exercise | 16,666 | -- | -- | 10% 171.65K to 188.31K | |
| 10-Nov-20 4:42 PM View: | Harmonic Inc. (HLIT) | 09-Nov-20 | Market Sale (Planned) | 17,911 | $6.50 | $116,422.00 | (9%) 189.56K to 171.65K | (9%) |
| 30-Oct-20 5:49 PM View: | Harmonic Inc. (HLIT) | 28-Oct-20 | Market Sale (Planned) | 22,183 | $6.19 | $137,313.00 | (10%) 211.74K to 189.56K | (15%) |
| 18-Aug-20 6:54 PM View: | Harmonic Inc. (HLIT) | 15-Aug-20 | Payment of Exercise | 8,590 | $6.72 | $57,724.80 | (4%) 220.33K to 211.74K | (5%) |
| 18-Aug-20 6:54 PM View: | Harmonic Inc. (HLIT) | 15-Aug-20 | Option Exercise | 16,666 | -- | -- | 8% 203.66K to 220.33K | |
| 19-May-20 6:24 PM View: | Harmonic Inc. (HLIT) | 15-May-20 | Payment of Exercise | 8,774 | $5.15 | $45,186.10 | (4%) 212.44K to 203.66K | (38%) |
| 19-May-20 6:24 PM View: | Harmonic Inc. (HLIT) | 15-May-20 | Option Exercise | 16,666 | -- | -- | 9% 195.77K to 212.44K |