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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-May-23 4:17 PM View:  | Proto Labs Inc (PRLB) | 17-May-23 | Grant | 4,513 | -- | -- | 39% 11.5K to 16.01K | |
| 15-May-23 4:21 PM View: | Veeco Instruments Inc. (VECO) | 12-May-23 | Grant | 6,760 | -- | -- | 59% 11.41K to 18.17K | |
| 01-Sep-22 7:08 PM View: | Proto Labs Inc (PRLB) | 30-Aug-22 | Grant | 3,236 | -- | -- | 39% 8.26K to 11.5K | |
| 20-May-22 4:32 PM View: | Proto Labs Inc (PRLB) | 18-May-22 | Grant | 3,236 | -- | -- | 39% 8.26K to 11.5K | |
| 17-May-22 4:33 PM View: | Veeco Instruments Inc. (VECO) | 13-May-22 | Grant | 4,943 | -- | -- | 76% 6.46K to 11.41K | |
| 14-Dec-21 4:16 PM View: | Rockwell Automation Inc. (ROK) | 13-Dec-21 | Market Option Sale (Planned) | 173 | $350.21 | $60,586.20 | (< 1%) 33.05K to 32.88K | |
| 14-Dec-21 4:16 PM View: | Rockwell Automation Inc. (ROK) | 10-Dec-21 | Option Exercise | 365 | -- | -- | 1% 32.69K to 33.05K | |
| 07-Dec-21 6:16 PM View: | Rockwell Automation Inc. (ROK) | 06-Dec-21 | Market Option Sale (Planned) | 1,831 | $342.75 | $627,572.00 | (5%) 34.52K to 32.69K | |
| 07-Dec-21 6:16 PM View: | Rockwell Automation Inc. (ROK) | 04-Dec-21 | Option Exercise | 3,140 | -- | -- | 10% 31.38K to 34.52K | |
| 18-Nov-21 3:59 PM View: | Rockwell Automation Inc. (ROK) | 17-Nov-21 | Option Exercise | 1,200 | $80.11 | $96,132.00 | 4% 30.18K to 31.38K | |
| 10-Aug-21 8:51 PM View: | Rockwell Automation Inc. (ROK) | 06-Aug-21 | Disposition | 5,567 | $314.33 | $1,750,000.00 | (16%) 35.74K to 30.17K | < 1% |
| 20-May-21 5:04 PM View: | Proto Labs Inc (PRLB) | 18-May-21 | Grant | 1,520 | -- | -- | 23% 6.74K to 8.26K | |
| 04-May-21 5:00 PM View: | Rockwell Automation Inc. (ROK) | 30-Apr-21 | Option Exercise | 11,600 | $104.08 | $1,207,330.00 | 15% 74.89K to 86.49K | |
| 04-May-21 5:00 PM View: | Rockwell Automation Inc. (ROK) | 30-Apr-21 | Market Option Sale (Planned) | 11,600 | $265.35 | $3,078,090.00 | (13%) 86.49K to 74.89K | |
| 22-Feb-21 7:49 PM View: | Rockwell Automation Inc. (ROK) | 19-Feb-21 | Option Exercise | 1,300 | $74.14 | $96,382.00 | 2% 66.09K to 67.39K | |
| 22-Feb-21 7:49 PM View: | Rockwell Automation Inc. (ROK) | 19-Feb-21 | Market Option Sale | 1,300 | $248.06 | $322,478.00 | (2%) 67.39K to 66.09K | (7%) |
| 10-Dec-20 5:00 PM View: | Rockwell Automation Inc. (ROK) | 09-Dec-20 | Market Option Sale (Planned) | 966 | $250.03 | $241,531.00 | (1%) 65.99K to 65.03K | (7%) |
| 10-Dec-20 5:00 PM View: | Rockwell Automation Inc. (ROK) | 08-Dec-20 | Option Exercise | 1,414 | -- | -- | 2% 64.58K to 65.99K | |
| 30-Nov-20 8:56 AM View: | Rockwell Automation Inc. (ROK) | 25-Nov-20 | Gift | 20 | -- | -- | (< 1%) 35.25K to 35.23K | |
| 28-Aug-20 5:35 PM View: | Rockwell Automation Inc. (ROK) | 27-Aug-20 | Gift | 10 | -- | -- | (< 1%) 35.24K to 35.23K | |
| 12-Aug-20 8:11 PM View: | Rockwell Automation Inc. (ROK) | 11-Aug-20 | Option Exercise | 11,500 | $111.15 | $1,278,190.00 | 15% 75.4K to 86.9K | |
| 12-Aug-20 8:11 PM View: | Rockwell Automation Inc. (ROK) | 11-Aug-20 | Market Option Sale | 11,500 | $234.02 | $2,691,250.00 | (13%) 86.9K to 75.4K | (13%) |
| 28-May-20 8:49 AM View: | Rockwell Automation Inc. (ROK) | 26-May-20 | Option Exercise | 7,300 | $115.69 | $844,537.00 | 10% 76.44K to 83.74K | |
| 28-May-20 8:49 AM View: | Rockwell Automation Inc. (ROK) | 26-May-20 | Market Option Sale | 7,300 | $213.58 | $1,559,150.00 | (9%) 83.74K to 76.44K | (24%) |
| 28-May-20 8:49 AM View: | Rockwell Automation Inc. (ROK) | 26-May-20 | Market Sale | 2,622 | $213.58 | $560,014.00 | (3%) 76.44K to 73.81K | (24%) |
| 21-May-20 4:55 PM View: | Proto Labs Inc (PRLB) | 19-May-20 | Grant | 1,197 | -- | -- | 22% 5.55K to 6.74K | |
| 24-Feb-20 4:57 PM View: | Flowserve Corp. (FLS) | 24-Feb-20 | Market Purchase | 1,000 | $43.88 | $43,879.00 | 100% 0 to 1.0K | (19%) |
| 10-Dec-19 5:28 PM View: | Rockwell Automation Inc. (ROK) | 09-Dec-19 | Market Option Sale (Planned) | 1,151 | $198.98 | $229,020.00 | (2%) 71.37K to 70.22K | (31%) |
| 10-Dec-19 5:28 PM View: | Rockwell Automation Inc. (ROK) | 06-Dec-19 | Option Exercise | 1,548 | -- | -- | 2% 69.82K to 71.37K | |
| 09-Dec-19 12:35 PM View: | Rockwell Automation Inc. (ROK) | 05-Dec-19 | Grant | 690 | -- | -- | 2% 36.7K to 37.38K | |
| 15-Nov-19 6:49 PM View: | Rockwell Automation Inc. (ROK) | 14-Nov-19 | Option Exercise | 11,000 | $108.89 | $1,197,790.00 | 12% 89.76K to 100.76K | |
| 15-Nov-19 6:49 PM View: | Rockwell Automation Inc. (ROK) | 14-Nov-19 | Market Option Sale | 11,000 | $197.98 | $2,177,820.00 | (11%) 100.76K to 89.76K | (32%) |
| 15-Nov-19 6:49 PM View: | Rockwell Automation Inc. (ROK) | 14-Nov-19 | Market Sale | 11,000 | $197.98 | $2,177,820.00 | (12%) 89.76K to 78.76K | (32%) |
| 17-May-19 4:36 PM View: | Proto Labs Inc (PRLB) | 15-May-19 | Grant | 1,311 | -- | -- | 31% 4.24K to 5.55K | |
| 25-Feb-19 9:56 AM View: | Rockwell Automation Inc. (ROK) | 22-Feb-19 | Option Exercise | 12,800 | $80.11 | $1,025,410.00 | 11% 116.59K to 129.39K | |
| 25-Feb-19 9:56 AM View: | Rockwell Automation Inc. (ROK) | 22-Feb-19 | Market Option Sale | 12,800 | $179.43 | $2,296,680.00 | (10%) 129.39K to 116.59K | (45%) |
| 25-Feb-19 9:56 AM View: | Rockwell Automation Inc. (ROK) | 22-Feb-19 | Market Sale | 7,500 | $179.43 | $1,345,710.00 | (6%) 116.59K to 109.09K | (45%) |
| 06-Dec-18 2:35 PM View: | Rockwell Automation Inc. (ROK) | 04-Dec-18 | Grant | 720 | -- | -- | < 1% 110.11K to 110.83K | |
| 06-Dec-18 2:35 PM View: | Rockwell Automation Inc. (ROK) | 04-Dec-18 | Market Option Sale (Planned) | 3,547 | $176.25 | $625,170.00 | (3%) 110.83K to 107.29K | (48%) |
| 06-Dec-18 2:35 PM View: | Rockwell Automation Inc. (ROK) | 03-Dec-18 | Option Exercise | 7,100 | -- | -- | 7% 103.01K to 110.11K | |
| 21-May-18 6:42 PM View: | Rockwell Automation Inc. (ROK) | 18-May-18 | Option Exercise | 4,900 | $74.14 | $363,286.00 | 5% 100.03K to 104.93K | |
| 21-May-18 6:42 PM View: | Rockwell Automation Inc. (ROK) | 18-May-18 | Market Option Sale | 4,900 | $182.46 | $894,054.00 | (5%) 104.93K to 100.03K | (42%) |
| 18-May-18 5:05 PM View: | Proto Labs Inc (PRLB) | 16-May-18 | Grant | 1,064 | -- | -- | 34% 3.17K to 4.24K | |
| 02-Feb-18 6:21 PM View: | Rockwell Automation Inc. (ROK) | 02-Feb-18 | Gift | 25 | -- | -- | (< 1%) 50.69K to 50.66K | |
| 12-Dec-17 10:56 AM View: | Rockwell Automation Inc. (ROK) | 08-Dec-17 | Grant | 640 | -- | -- | 1% 50.02K to 50.66K | |
| 04-Dec-17 7:56 PM View: | Rockwell Automation Inc. (ROK) | 04-Dec-17 | Market Option Sale (Planned) | 3,371 | $190.85 | $643,338.00 | (3%) 100.58K to 97.21K | (34%) |
| 04-Dec-17 7:56 PM View: | Rockwell Automation Inc. (ROK) | 02-Dec-17 | Option Exercise | 5,910 | -- | -- | 6% 94.67K to 100.58K | |
| 07-Aug-17 10:49 AM View: | Rockwell Automation Inc. (ROK) | 04-Aug-17 | Option Exercise | 10,900 | $73.55 | $801,728.00 | 11% 96.84K to 107.74K | |
| 07-Aug-17 10:49 AM View: | Rockwell Automation Inc. (ROK) | 04-Aug-17 | Market Option Sale | 9,500 | $165.12 | $1,568,690.00 | (9%) 107.74K to 98.24K | (54%) |
| 01-Jun-17 1:07 PM View: | Rockwell Automation Inc. (ROK) | 31-May-17 | Option Exercise | 9,500 | $70.77 | $672,340.00 | 10% 95.4K to 104.9K |