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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Oct-17 5:16 PM View:  | SciClone Pharmaceuticals, I... (SCLN) | 13-Oct-17 | Disposition | 37,748 | $11.18 | $422,023.00 | (100%) 37.75K to 0 | |
| 16-Oct-17 5:16 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 13-Oct-17 | Option Exercise | 11,250 | -- | -- | 42% 26.5K to 37.75K | |
| 16-Aug-17 5:52 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 15-Aug-17 | Option Exercise | 10,000 | -- | -- | 64% 15.54K to 25.54K | |
| 14-Jun-17 4:53 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 12-Jun-17 | Option Exercise | 1,250 | -- | -- | 9% 14.29K to 15.54K | |
| 17-Mar-17 5:29 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 15-Mar-17 | Option Exercise | 1,250 | -- | -- | 10% 12.26K to 13.51K | |
| 16-Aug-16 5:34 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 12-Aug-16 | Option Exercise | 1,250 | -- | -- | 13% 9.66K to 10.91K | |
| 19-Nov-12 6:10 PM View: | AXT Inc. (AXTI) | 05-Nov-12 | Grant | 8,000 | -- | -- | 17% 48.0K to 56.0K | |
| 31-Oct-11 3:45 PM View: | AXT Inc. (AXTI) | 28-Oct-11 | Grant | 7,000 | -- | -- | 17% 41.0K to 48.0K | |
| 03-Aug-10 5:01 PM View: | AXT Inc. (AXTI) | 03-Aug-10 | Grant | 11,000 | $5.83 | $64,130.00 | 37% 30.0K to 41.0K | (24%) |
| 28-Apr-09 5:20 PM View: | AXT Inc. (AXTI) | 27-Apr-09 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K |