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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-May-18 5:58 PM View:  | Mulesoft, Inc (MULE) | 02-May-18 | Disposition | 25,370 | -- | -- | (100%) 25.37K to 0 | |
| 03-May-18 5:58 PM View: | Mulesoft, Inc (MULE) | 01-May-18 | Conversion | 263,737 | -- | -- | 983% 26.84K to 290.58K | |
| 03-May-18 5:58 PM View: | Mulesoft, Inc (MULE) | 01-May-18 | Disposition (change in control) | 265,208 | -- | -- | (91%) 290.58K to 25.37K | |
| 03-May-18 5:58 PM View: | Mulesoft, Inc (MULE) | 17-Apr-18 | Gift | 18,723 | -- | -- | (41%) 45.56K to 26.84K | |
| 23-Feb-18 7:53 PM View: | Mulesoft, Inc (MULE) | 23-Feb-18 | Conversion | 25,000 | -- | -- | 57% 44.09K to 69.09K | |
| 23-Feb-18 7:53 PM View: | Mulesoft, Inc (MULE) | 23-Feb-18 | Market Sale (Planned) | 25,000 | $30.81 | $770,352.00 | (36%) 69.09K to 44.09K | (45%) |
| 23-Feb-18 7:53 PM View: | Mulesoft, Inc (MULE) | 22-Feb-18 | Conversion | 25,000 | -- | -- | 57% 44.09K to 69.09K | |
| 23-Feb-18 7:53 PM View: | Mulesoft, Inc (MULE) | 22-Feb-18 | Market Sale (Planned) | 25,000 | $30.56 | $764,082.00 | (36%) 69.09K to 44.09K | (46%) |
| 21-Dec-17 8:44 PM View: | Mulesoft, Inc (MULE) | 20-Dec-17 | Grant | 25,370 | -- | -- | 136% 18.72K to 44.09K | |
| 30-Nov-17 8:27 PM View: | Mulesoft, Inc (MULE) | 29-Nov-17 | Conversion | 25,000 | -- | -- | 134% 18.72K to 43.72K | |
| 30-Nov-17 8:27 PM View: | Mulesoft, Inc (MULE) | 29-Nov-17 | Market Sale (Planned) | 25,000 | $22.90 | $572,538.00 | (57%) 43.72K to 18.72K | (95%) |
| 30-Nov-17 8:27 PM View: | Mulesoft, Inc (MULE) | 28-Nov-17 | Conversion | 25,000 | -- | -- | 124% 20.19K to 45.19K | |
| 30-Nov-17 8:27 PM View: | Mulesoft, Inc (MULE) | 28-Nov-17 | Market Sale (Planned) | 26,470 | $22.78 | $603,029.00 | (59%) 45.19K to 18.72K | (96%) |
| 01-Nov-17 4:30 PM View: | Mulesoft, Inc (MULE) | 30-Oct-17 | Conversion | 40,000 | -- | -- | 100% 0 to 40.0K | |
| 01-Nov-17 4:30 PM View: | Mulesoft, Inc (MULE) | 30-Oct-17 | Gift | 21,277 | -- | -- | (53%) 40.0K to 18.72K | |
| 22-Mar-17 8:10 PM View: | Mulesoft, Inc (MULE) | 22-Mar-17 | Disposition (other) | 303,737 | -- | -- | (100%) 303.74K to 0 | |
| 23-Nov-11 2:28 PM View: | BigBand Networks, Inc. (BBND) | 21-Nov-11 | Disposition (change in control) | 56,835 | $2.24 | $127,310.00 | (100%) 56.84K to 0 | |
| 14-Sep-11 8:15 PM View: | BigBand Networks, Inc. (BBND) | 13-Sep-11 | Payment of Exercise | 3,200 | $1.33 | $4,257.60 | (5%) 60.03K to 56.84K | (1%) |
| 14-Sep-11 8:15 PM View: | BigBand Networks, Inc. (BBND) | 10-Sep-11 | Option Exercise | 8,333 | -- | -- | 16% 51.7K to 60.03K | |
| 02-Sep-11 7:00 PM View: | BigBand Networks, Inc. (BBND) | 01-Sep-11 | Payment of Exercise | 5,350 | $1.42 | $7,597.00 | (9%) 57.05K to 51.7K | (3%) |
| 02-Sep-11 7:00 PM View: | BigBand Networks, Inc. (BBND) | 31-Aug-11 | Option Exercise | 13,889 | -- | -- | 32% 43.16K to 57.05K | |
| 26-Aug-11 8:04 PM View: | BigBand Networks, Inc. (BBND) | 25-Aug-11 | Payment of Exercise | 4,375 | $1.44 | $6,300.00 | (9%) 47.54K to 43.16K | 4% |
| 26-Aug-11 8:04 PM View: | BigBand Networks, Inc. (BBND) | 24-Aug-11 | Option Exercise | 11,466 | -- | -- | 32% 36.07K to 47.54K | |
| 22-Aug-11 8:00 PM View: | BigBand Networks, Inc. (BBND) | 19-Aug-11 | Payment of Exercise | 3,000 | $1.45 | $4,356.00 | (8%) 39.07K to 36.07K | (< 1%) |
| 22-Aug-11 8:00 PM View: | BigBand Networks, Inc. (BBND) | 18-Aug-11 | Option Exercise | 7,969 | -- | -- | 28% 28.35K to 36.32K | |
| 12-Aug-11 7:54 PM View: | BigBand Networks, Inc. (BBND) | 12-Aug-11 | Payment of Exercise | 1,985 | $1.61 | $3,195.85 | (6%) 33.09K to 31.1K | (< 1%) |
| 12-Aug-11 7:54 PM View: | BigBand Networks, Inc. (BBND) | 11-Aug-11 | Option Exercise | 5,200 | -- | -- | 19% 27.89K to 33.09K | |
| 15-Jun-11 5:22 PM View: | BigBand Networks, Inc. (BBND) | 14-Jun-11 | Payment of Exercise | 2,795 | $2.08 | $5,824.78 | (9%) 30.68K to 27.89K | (2%) |
| 15-Jun-11 5:22 PM View: | BigBand Networks, Inc. (BBND) | 11-Jun-11 | Option Exercise | 7,500 | -- | -- | 32% 23.18K to 30.68K | |
| 20-May-11 8:27 PM View: | BigBand Networks, Inc. (BBND) | 20-May-11 | Payment of Exercise | 4,398 | $2.29 | $10,071.40 | (16%) 27.58K to 23.18K | (5%) |
| 20-May-11 8:27 PM View: | BigBand Networks, Inc. (BBND) | 19-May-11 | Payment of Exercise | 294 | $2.35 | $690.90 | (1%) 27.88K to 27.58K | (2%) |
| 20-May-11 8:27 PM View: | BigBand Networks, Inc. (BBND) | 19-May-11 | Option Exercise | 11,988 | -- | -- | 75% 15.89K to 27.88K | |
| 20-May-11 8:27 PM View: | BigBand Networks, Inc. (BBND) | 18-May-11 | Option Exercise | 677 | -- | -- | 4% 15.15K to 15.83K | |
| 28-Feb-11 9:17 PM View: | BigBand Networks, Inc. (BBND) | 25-Feb-11 | Payment of Exercise | 4,814 | $2.63 | $12,660.80 | (24%) 19.96K to 15.15K | (< 1%) |
| 24-Feb-11 8:02 PM View: | BigBand Networks, Inc. (BBND) | 24-Feb-11 | Payment of Exercise | 3,830 | $2.54 | $9,729.73 | (31%) 12.33K to 8.5K | (1%) |
| 28-Feb-11 9:17 PM View: | BigBand Networks, Inc. (BBND) | 24-Feb-11 | Option Exercise | 11,467 | -- | -- | 135% 8.5K to 19.96K | |
| 24-Feb-11 8:02 PM View: | BigBand Networks, Inc. (BBND) | 23-Feb-11 | Option Exercise | 8,377 | -- | -- | 212% 3.95K to 12.33K | |
| 29-Nov-10 6:56 PM View: | BigBand Networks, Inc. (BBND) | 29-Nov-10 | Market Sale (Planned) | 4,138 | $3.00 | $12,414.00 | (48%) 8.7K to 4.56K | < 1% |
| 29-Nov-10 6:56 PM View: | BigBand Networks, Inc. (BBND) | 26-Nov-10 | Market Sale (Planned) | 3,288 | $3.00 | $9,864.00 | (27%) 11.99K to 8.7K | < 1% |
| 22-Nov-10 7:32 PM View: | BigBand Networks, Inc. (BBND) | 22-Nov-10 | Payment of Exercise | 4,650 | $2.87 | $13,364.10 | (39%) 11.99K to 7.34K | (2%) |
| 22-Nov-10 7:32 PM View: | BigBand Networks, Inc. (BBND) | 19-Nov-10 | Option Exercise | 11,986 | -- | -- | 100% 0 to 11.99K | |
| 10-Nov-10 4:08 PM View: | BigBand Networks, Inc. (BBND) | 08-Nov-10 | Option Exercise | 4,653 | $2.20 | $10,236.60 | 100% 0 to 4.65K | |
| 10-Nov-10 4:08 PM View: | BigBand Networks, Inc. (BBND) | 08-Nov-10 | Market Option Sale (Planned) | 4,653 | $3.25 | $15,122.20 | (100%) 4.65K to 0 | 6% |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 05-Nov-10 | Option Exercise | 18,244 | $1.36 | $24,833.60 | 100% 0 to 18.24K | |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 05-Nov-10 | Market Option Sale (Planned) | 854 | $3.25 | $2,775.50 | (5%) 18.24K to 17.39K | (< 1%) |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 05-Nov-10 | Market Sale (Planned) | 17,390 | $3.25 | $56,517.50 | (100%) 17.39K to 0 | (< 1%) |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 04-Nov-10 | Option Exercise | 110 | $1.32 | $145.20 | < 1% 44.17K to 44.28K | |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 04-Nov-10 | Market Option Sale (Planned) | 17,500 | $3.25 | $56,875.00 | (40%) 44.28K to 26.78K | (< 1%) |
| 05-Nov-10 6:16 PM View: | BigBand Networks, Inc. (BBND) | 04-Nov-10 | Market Sale (Planned) | 26,776 | $3.25 | $87,022.00 | (100%) 26.78K to 0 | (< 1%) |
| 26-Aug-10 6:33 PM View: | BigBand Networks, Inc. (BBND) | 25-Aug-10 | Payment of Exercise | 4,400 | $2.68 | $11,793.30 | (9%) 48.57K to 44.17K | < 1% |