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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Nov-22 8:14 PM View:  | Mill City Ventures Iii, Ltd ([NONE]) | 23-Nov-22 | Grant | 250,000 | $2.12 | $530,000.00 | 36% 685.29K to 935.29K | |
| 22-Sep-22 6:40 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 20-Sep-22 | Grant | 11,210 | $2.23 | $24,998.30 | 2% 673.72K to 684.93K | |
| 16-Sep-22 2:26 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 15-Sep-22 | Purchase | 814 | $2.74 | $2,230.47 | < 1% 662.1K to 662.91K | |
| 16-Sep-22 2:26 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 14-Sep-22 | Purchase | 10,000 | $2.84 | $28,440.90 | 2% 652.1K to 662.1K | |
| 22-Aug-22 7:42 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 19-Aug-22 | Purchase | 27 | $3.08 | $83.16 | < 1% 646.54K to 646.57K | |
| 22-Aug-22 7:42 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 18-Aug-22 | Purchase | 5,502 | $3.03 | $16,651.20 | < 1% 641.04K to 646.54K | |
| 19-May-22 9:32 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 11-Apr-22 | Grant | 10,000 | -- | -- | < 1% 1.42M to 1.43M | |
| 04-Jan-22 6:35 PM View: | Liberated Syndication Inc. (LSYN) | 31-Dec-21 | Grant | 25,000 | -- | -- | 14% 179.24K to 204.24K | |
| 05-Jan-21 6:31 AM View: | Liberated Syndication Inc. (LSYN) | 04-Jan-21 | Grant | 25,000 | -- | -- | 16% 154.24K to 179.24K | |
| 17-Dec-20 5:16 PM View: | Liberated Syndication Inc. (LSYN) | 15-Dec-20 | Purchase | 100,000 | -- | -- | (39%) 254.24K to 154.24K | |
| 17-Sep-20 6:04 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 14-Sep-20 | Purchase | 100,000 | $0.43 | $43,000.00 | 8% 1.22M to 1.32M | |
| 01-Sep-20 6:20 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 25-Aug-20 | Grant | 50,000 | $0.61 | $30,500.00 | 4% 1.12M to 1.17M | |
| 07-Aug-20 6:45 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 07-Aug-20 | Purchase | 10,000 | $0.60 | $6,000.00 | < 1% 1.09M to 1.1M | |
| 07-Aug-20 6:45 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 05-Aug-20 | Purchase | 5,000 | $0.58 | $2,900.00 | < 1% 1.09M to 1.09M | |
| 15-Jun-20 8:18 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 15-Jun-20 | Purchase | 3,000 | $0.56 | $1,680.00 | < 1% 1.08M to 1.08M | |
| 17-Dec-20 5:16 PM View: | Liberated Syndication Inc. (LSYN) | 15-Jun-20 | Purchase | 100,000 | -- | -- | (28%) 354.24K to 254.24K | |
| 12-Jun-20 9:08 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 12-Jun-20 | Purchase | 89,210 | $0.40 | $35,684.00 | 10% 902.46K to 991.67K | |
| 09-Jun-20 6:04 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 05-Jun-20 | Purchase | 2,000 | $0.56 | $1,120.00 | < 1% 898.46K to 900.46K | |
| 29-May-20 4:04 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 28-May-20 | Purchase | 7,100 | $0.62 | $4,402.00 | 1% 621.86K to 628.96K | |
| 17-Dec-19 6:22 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 16-Dec-19 | Purchase | 24,031 | $0.61 | $14,743.10 | 4% 597.83K to 621.86K | |
| 21-Nov-19 4:40 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 21-Nov-19 | Purchase | 1,000 | $0.60 | $600.00 | < 1% 596.83K to 597.83K | |
| 21-Nov-19 4:40 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 20-Nov-19 | Purchase | 4,000 | $0.55 | $2,200.00 | < 1% 592.83K to 596.83K | |
| 16-Oct-20 4:04 PM View: | Liberated Syndication Inc. (LSYN) | 20-Jun-19 | Disposition | 150,000 | -- | -- | (30%) 504.24K to 354.24K | |
| 21-May-18 4:00 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 17-May-18 | Purchase | 30,000 | $0.55 | $16,500.00 | 5% 575.56K to 605.56K | |
| 29-Dec-17 5:15 PM View: | Liberated Syndication Inc. (LSYN) | 15-Dec-17 | Grant | 200,000 | $1.52 | $304,000.00 | 66% 304.24K to 504.24K | |
| 29-Nov-17 1:58 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 27-Nov-17 | Purchase | 16,000 | $0.70 | $11,200.00 | 3% 559.56K to 575.56K | |
| 18-Aug-17 3:42 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 17-Aug-17 | Purchase | 1,000 | $0.72 | $720.00 | < 1% 558.56K to 559.56K | |
| 18-Aug-17 3:42 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 16-Aug-17 | Purchase | 3,700 | $0.65 | $2,405.00 | < 1% 554.86K to 558.56K | |
| 15-Dec-16 2:02 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 13-Dec-16 | Purchase | 2,500 | $0.30 | $750.00 | < 1% 552.36K to 554.86K | |
| 20-Sep-13 4:17 PM View: | Wizzard Software Corporation (FU) | 18-Sep-13 | Market Sale | 20,000 | $6.60 | $132,000.00 | (83%) 24.24K to 4.24K | 33% |
| 22-Aug-13 4:16 PM View: | Wizzard Software Corporation (FU) | 22-Aug-13 | Market Sale | 13,381 | $4.36 | $58,353.40 | (36%) 37.62K to 24.24K | (< 1%) |
| 22-Aug-13 4:16 PM View: | Wizzard Software Corporation (FU) | 21-Aug-13 | Market Sale | 1,619 | $4.37 | $7,075.03 | (89%) 1.82K to 0.2K | (< 1%) |
| 22-Aug-13 4:16 PM View: | Wizzard Software Corporation (FU) | 20-Aug-13 | Market Sale | 5,000 | $4.45 | $22,250.00 | (11%) 44.24K to 39.24K | 1% |
| 24-May-13 5:00 PM View: | Wizzard Software Corporation (FU) | 22-May-13 | Market Sale | 3,400 | $4.05 | $13,770.00 | (7%) 47.64K to 44.24K | (9%) |
| 22-May-13 4:54 PM View: | Wizzard Software Corporation (FU) | 21-May-13 | Market Sale | 9,826 | $4.05 | $39,844.40 | (17%) 57.47K to 47.64K | (9%) |
| 22-May-13 4:54 PM View: | Wizzard Software Corporation (FU) | 20-May-13 | Market Sale | 15,200 | $4.05 | $61,560.00 | (21%) 72.67K to 57.47K | (9%) |
| 28-Mar-13 4:08 PM View: | Wizzard Software Corporation (FU) | 28-Mar-13 | Market Sale | 10,491 | $3.87 | $40,600.20 | (13%) 83.16K to 72.67K | (14%) |
| 27-Mar-13 5:25 PM View: | Wizzard Software Corporation (FU) | 27-Mar-13 | Market Sale | 22,009 | $3.86 | $85,005.40 | (21%) 105.17K to 83.16K | (14%) |
| 27-Mar-13 5:25 PM View: | Wizzard Software Corporation (FU) | 26-Mar-13 | Market Sale | 5,000 | $3.92 | $19,600.00 | (5%) 110.17K to 105.17K | (12%) |
| 27-Mar-13 5:25 PM View: | Wizzard Software Corporation (FU) | 25-Mar-13 | Market Sale | 2,500 | $3.99 | $9,975.00 | (2%) 112.67K to 110.17K | (10%) |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 10-Dec-12 | Grant | 6,000 | -- | -- | 2% 250.86K to 256.86K | |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 10-Dec-12 | Acquisition (other) Duplicate | 289,600 | $1.00 | $289,600.00 | 113% 256.86K to 546.46K | |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 10-Dec-12 | Acquisition (other) | 5,900 | $1.00 | $5,900.00 | 1% 546.46K to 552.36K | |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 30-Sep-12 | Grant | 9,081 | -- | -- | 4% 241.78K to 250.86K | |
| 28-Sep-12 5:33 PM View: | Wizzard Software Corporation (FU) | 26-Sep-12 | Grant | 100,000 | $3.46 | $346,000.00 | 789% 12.67K to 112.67K | |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 30-Jun-12 | Grant | 9,091 | -- | -- | 4% 232.69K to 241.78K | |
| 19-Mar-13 1:33 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 31-Mar-12 | Grant | 5,455 | -- | -- | 2% 227.23K to 232.69K | |
| 16-Feb-12 5:44 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 31-Dec-11 | Grant | 150,000 | -- | -- | 6% 2.35M to 2.5M | |
| 16-Feb-12 5:44 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 30-Sep-11 | Grant | 24,000 | -- | -- | 1% 2.33M to 2.35M | |
| 26-Oct-11 1:58 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 19-Sep-11 | Gift | 270,000 | -- | -- | (11%) 2.53M to 2.26M |