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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-24 4:05 PM View:  | Pennantpark Investment Corp (PNNT) | 12-Mar-24 | Market Purchase | 5,000 | $6.80 | $33,978.50 | 50% 10.0K to 15.0K | 2% |
| 17-May-23 7:58 AM View: | Pennantpark Investment Corp (PNNT) | 15-May-23 | Private Purchase | 10,000 | $5.35 | $53,500.00 | 100% 0 to 10.0K | |
| 20-Jan-21 4:01 PM View: | Medley Management Inc. (MDLY) | 19-Jan-21 | Conversion | 73,471 | -- | -- | 61% 119.51K to 192.98K | |
| 20-Jan-21 4:01 PM View: | Medley Management Inc. (MDLY) | 15-Jan-21 | Grant | 59,753 | -- | -- | 100% 59.75K to 119.51K | |
| 01-Jun-15 6:50 PM View: | Medley Capital Corporation (PFX) | 28-May-15 | Market Purchase | 5,000 | $9.34 | $46,700.00 | 33% 15.0K to 20.0K | (77%) |
| 15-Dec-14 7:33 AM View: | Medley Capital Corporation (PFX) | 11-Dec-14 | Market Purchase | 10,000 | $8.99 | $89,940.00 | 200% 5.0K to 15.0K | (74%) |
| 22-Dec-11 5:00 PM View: | Medley Capital Corporation (PFX) | 21-Dec-11 | Market Purchase | 5,000 | $9.50 | $47,500.00 | 100% 0 to 5.0K | (67%) |
| 10-Jun-08 4:26 PM View: | GSC Investment Corp (SAR) | 09-Jun-08 | Market Purchase | 450 | $10.40 | $4,680.00 | 5% 9.55K to 10.0K | (56%) |
| 03-Jun-08 4:10 PM View: | GSC Investment Corp (SAR) | 02-Jun-08 | Market Purchase | 685 | $10.30 | $7,055.50 | 4% 17.05K to 17.73K | (56%) |
| 03-Jun-08 4:10 PM View: | GSC Investment Corp (SAR) | 02-Jun-08 | Market Purchase | 685 | $10.30 | $7,055.50 | 4% 17.73K to 18.41K | (56%) |
| 24-Jan-08 6:01 PM View: | GSC Investment Corp (SAR) | 23-Jan-08 | Market Purchase | 500 | $10.45 | $5,225.00 | 3% 14.86K to 15.36K | (53%) |
| 24-Jan-08 6:01 PM View: | GSC Investment Corp (SAR) | 23-Jan-08 | Market Purchase | 500 | $10.45 | $5,225.00 | 3% 15.36K to 15.86K | (53%) |
| 24-Jan-08 6:01 PM View: | GSC Investment Corp (SAR) | 22-Jan-08 | Market Purchase | 200 | $10.49 | $2,098.00 | 1% 14.66K to 14.86K | (53%) |
| 05-Nov-07 9:23 PM View: | GSC Investment Corp (SAR) | 02-Nov-07 | Market Purchase | 6,150 | $11.50 | $70,725.00 | 86% 7.11K to 13.26K | (56%) |
| 05-Nov-07 9:23 PM View: | GSC Investment Corp (SAR) | 02-Nov-07 | Market Purchase | 350 | $11.50 | $4,025.00 | 3% 13.26K to 13.61K | (56%) |
| 23-Jul-07 6:27 PM View: | GSC Investment Corp (SAR) | 20-Jul-07 | Market Purchase | 480 | $13.00 | $6,240.00 | 100% 0 to 0.48K | (60%) |